agents financial advisors prohibited acts

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Sep 29, 2016 - An agent is an individual who is authorized to represent another person ... agrees orally or verbally to be represented by an agent in that sport.

  Ball  State  University                                                                                                                                          Agent  Terms  &  Conditions    Athletics  Compliance  Office                                                                                              


An   agent   is   an   individual   who   is   authorized   to   represent   another   person   to   act   on   his   or   her   behalf   in   regard   to   their   athletic  career.  Agents  negotiate  athlete’s  playing  contracts,  financial  planning,  endorsements,  speaking  arrangements,   as  well  as  duties  athletes  do  not  prefer  to  perform.     Under  NCAA  rules  and  regulations,  student-­‐athletes  will  be  deemed  immediately  ineligible  in  a  sport  if  a  student-­‐athlete   agrees  orally  or  verbally  to  be  represented  by  an  agent  in  that  sport.  



A   financial   advisor   is   an   individual   who   can   advise   a   student-­‐athlete   on   a   professional   athletic   career,   as   long   as   the   student-­‐athlete  does  not  agree  verbally  or  orally  to  be  represented  by  the  financial  advisor.  Also,  a  financial  advisor  is   not  permitted  to  contact  and/or  negotiate  with  any  professional  sports  teams  on  behalf  of  the  student-­‐athlete.  




An  Agent  May  Not:       • Publish   or   cause   to   be   published   false   or   misleading   information   or   advertisements,   nor   give   any   false   information  or  make  false  promises  to  an  athlete  concerning  employment;     • Accept  as  a  client  a  student-­‐athlete  referral  by  an  employee  of  or  coach  for  a  college  or  university  located  in  this   exchange  for  the  rendition  of  free  legal  services,  the  rendition  of  legal  services  for  a  reduced  fee,  or  any  other   consideration;     • Enter   into   an   agreement,   written   or   oral,   by   which   the   athlete   agent   offers   anything   of   value   to   an   employee   of   or   coach   for   a   college   or   university   located   in   this   state   in   return   for   the   referral   of   student-­‐athlete   clients   by   that  employee  or  coach;     • Offer  anything  of  value  to  induce  a  student-­‐athlete  to  enter  into  an  agreement  by  which  the  agent  will  represent   the  student-­‐athlete;     • Negotiations  regarding  the  agent's  fee  is  not  considered  an  inducement;  AND     • Conduct  business  as  an  agent  if  the  athlete's  agent  registration  is  suspended.  

Ball  State  Athletics  Compliance   6.10.2015  MCC  

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