it,1
'" "-
SF278 (Re\'. ll3:1.000}
Fonn ."JY,llll'"iI:
tS:l
5 C.f.R Pan 26)4
N tS:l
U.S. Officeo(Go'~t E1iU"s Oateof A))J)Oin1ment. Catldidaz\'. Eection or Nominalion 61107J/h• .DOl'. Year)
w
~
Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT .. , . . . l., .• , ••
Calcndar Year
0
~Jfaf'Ft»l"'JI
..
lnclimbMI
mOl
Covered bv Report
I
lasft-lame
Reporting fudhoidual's Name
. Crov.~ey
No,' Entram, Nominoe. Ctnd;dal~ .:
..
Wwoli Filing.
Location' of Present Office
Is H
~
~ ~
...
I
Assistant Secretary (Public Affairs)
Tconmalioll Date (lfADQlictJrm) (MolltJr. /Jay. Uor)
. r. .
.
Philip J •
" .
DeuartmrB1~ or Al!mC'o' (If AD11/icifhle)
.
.
Department of State TelevbOlle.N().7112c/lla'~ .4.:eo GJde\
Address (Number. SII'et!t .Ow. Slalf!, a'lt! ZIP Codi! 1 (Of forwllromj\.address)
o
Tenniualion Filer
IFlIlit Name and Muldl~ lnillal
. : TiCle .of·J'lIsilion
Position for
(202) 478-6357
1333 H Street NW, Washington, DC 20005 i
Position(s) HeJ(J "'ith lhoFedenil GO\'tIIlUtlent D.ming the Preceding 12 Months (t(NOLSu!e as Ab~\'e}
..
Title offGSitiODfs and Daa's I Held
Member, DHS Quadrennial
R~\liew Advisory Committee, November 2008-Aprll 2009
..
P~l4lential Nominees SeDa~ ConrumatioD
.. Sllbicc( to
.. L«n It!8non I CERTifY Illat the S1l!Celllectts t have made 011 :cepl PlItt Jl of Schcdul~ C and J'art I Gf ~eh~IJle 0 ~'!lel'e ~'OU mUSl :USO U)""J~ i.Ii .... "flit.:; } ......... w}; ~'" ... i. ... J...~ .. YIlU Jill'. Pan Il ofSclJedule 0 is nol all()lieable.
President:
calt'ndar ~I' aud Ihe CUI'TCm ::l11!!l1dar yt'al' UJ) 10 Ihc date· of lilill;t. Valu!! a,,-;;el'i ~s of any da1 side)
D
' . ' 0 " ~ '. Vl . ... =! ~ ~ ' v .0 .: 'C'> , ... . ..... ·.S '" c:> 0 g C!. 0 0 .... .. ~ Vl Vl .... (,I') ~ . ~ 0 0 ' :; '1- " .
f ~ , rm~o:rT01-17m:r®
' \
: ; l il ': l
Amount
, '~; . I:~ 'g :' . ~. s.~
NoneD Columbia Marsico Focused E uities Fund 2
Delaware US Growth Fund
1':':::-
;{ X
:i"/;':
.::.,
Goldman Sachs Growth 71opportunities Fund American Funds Growth Fund of America 8
1 American Funds Intermediate Bond Fund of America
9
,
...
Uf ~ I~~~;
X
41
61
1 Lord Abbett Affiliated Fund
OnJvif Honoraria
1'0MX
:,;:1:,;' (-~:)
I·.~i I ~~~
"
I'; " ,
X~ \;::
'
..
.:~(y
··'':;!.: ,··, 1
:~}}
'~~1r Y:K
.~: :;I I''"\~
I ..
X
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';','. "
-;';'1;"
.::./~: :::!~~~
,;;.:!.',.
:~~:"
:....;,i: :;:~';:
X :' :. :.' :.. ..:.",
-
';,.:;;. ,:.~:,;,
r)!
I j:~,
~:~:/~
rThis category applies only If the asset/income is solely that of the filer's spouse or dependent children, mark the other higher categories of value, as appropriate, Prior Editions Cannot be Used.
rtf:l
I}~;'
:·.,.:..;J
I 1~/(.:;:~.~:~ I"~~ Ij;;f.
f.; X
.:\//
':':r'
:e:..,:.
':.;.'~';:: '."
Goldman Sachs Mid Cap Value Fund
Yr.)
. ;:'::>
X
:;'"
I
J=: "0 : "
Date (Mo., Dav,
~~. W ~ ~ ':·" " l ij~tl 1:~1;1 lu~I ' ljj;I; 1 l:ii.iM IJ;H ~ ·1····· ..Ij~ I/;{;\ rF, j.;\~ ;~:? I ~t.~l r~]~I{[I[&H: ~lIT W E. k::. x
American Funds Europacific Growth Fund
5
:g
·I!~ ~. i' ~:I•~t!!;~~; ~~'I~l JI;f:l[·~·i! if•.i~I ,f :)~ .l
3
Goldman Sachs Financial Square Money Market Fund
Q
Other .. .Income (Specify . Type & Actual .. Amount)
TP:
'~':"
~ I'·:',; 1,';::f(' : /",;. j "".-".' ,
1: I I;'~:~i:,;i.:il r::7~1 I ::;I~
I:Wt.1 I"~J t~YI 1:,;):; 1 \;': '-1 I:~t IjW IX I ~rfl I ;~:~ I IH,I I c~!{1 1:':1{~~~.~;f;2i I~:II'~:;r.;}~' I I".d:{ 'X;I I,,\pe:~~:~:.;~.'I Iii:(::~;;;:t. ~
l
~
~'0
~
~
:;·;":.f·
I'T I I};' I
',;d': ~ rr:~fl I{~;I I'~:I 1~;iEI t~~i l I~I 1 '·,t;~ 1 I :;~ I r>·i I~r ~I W I ~ i ~ ~ ~ ~ ~ % ~ ::,
;~.
\.~>.:.
,::-;:
1 ,~&I . I
;~" ':>'.
2
Northern Trust Corp Common
··,' IL. x
3
.. I ',.;"''''
PF ~ :K: F~t~~: ....:, ~ ,W •.
I> -
.>/
X'·>: 1
Amphenol Corp Common
:' ...
4
IBM Common
~ :~?· i X
>D
::~:r'
Abbott Laboratories Common 6
Bank of New York Mellon Common
Boston Scientific Common 8
Delta Airlines Common
I'?IX
-'
::~~/
r~R
~ll ~':~
I·;K .. .. ~ . :n;~_ ;.::~\.:
Exxon Mobil Common
X
0ill rBE ":';~,r l I&i:
::-.~~.
'.,~~;, ...•' ......
: :,:~:~y
1
.!)~;~.
IJ~:
X
ri~
I·:l::fl.;:; · I;t~ t~~ ;?-::
"~'f!' I··~~1~l ·•.',~1.'·
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;~:
X
I·;
K"/
~
.'?:;. ~ ·r:J WI .
';;"
~:~: :'
Xl ·
.';."
:_"~.·I.
;, ::(:",
. :y W ".:7
If the assetlmcome is either that of the filer or jointly held by the filer with the spouse or dependent childroln,
SF278 (Rev. 03nOOO) 5 C.F.R Part 2634 U.S. Office of Government Elhics
. ·.SC~~~~::i~::d~!~ll~ed '.
IReportmg IndIvidual's Name Philip J. Crowley
Assets and Income
.., ·.·. \Page Nuri1uer 7
' IIncome:~oeand ~ount. If ''None (or.less than $20}),' is checked. no : other entry IS needed In Block C for that Item.
Valuation of Ass.e ts .. at close' of.
reporting period BLOCK A
. l?LOCKB i';~C
..
~.,."
".,
:;,...:.
"'-:. , .
:.-~. ~
BLOCKC
.
.,~;P
"::": 1' 'S;.: · ·. I }~;i =!..: " . s_::~. ,
/;.,1. '
- " 1 1:""'\ IrTIil :;:~:~ 1:,;H
llid~T}rJ" ~
f15 I;~i~ p~;~
I,'f·I I{"iii I ~J21 lii!i,.
110"
X
:;:::"'-: t;~~, } XB· ,ii!:' ~ :~s .}~:{
1:~{I H2:1 ' IJ:n~
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1
,"
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I ·~}il l~tt;'1 1:~j: t ?:W::
91
X
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h~
·::~r,:::
.
7
~ ',~,~{J~'~
·b;:~:i·,
I~ ~~;~~
X ::',;':
Kraft Foods Common
Kroger Common
;' · I':;F:I{: · h~X , ,:;
;~ ~!:::
.,:~\
I"tit :',:',.:': :~r~: ~ ~
;':;" -- ~ :;:"
3
4
'i " T;~;';"
.:.;:.-
" ,t~ll
X
X
:::'~~r/
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li;!{i
I~;~fj
',;)~?'~.
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..
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'.;~~.~.
fIi~'
I +~;:: I
I
"..·1*i ·.. · ,S£S'
American Funds New Perspective Fund 2
Goldman Sachs Common
~
.- •
5
CSX Common
~
hR ,d~t ~1
ACE Common
[ii'J
Norfolk Southern Common
:':;;1X I}~:: I
A
7
•:i',-~.:
;r!
n l"-i(1
8
9
X
j:;@: 1 I;)},:;
'. r":';'-.
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n
' -' .'.'.'
\~~~'.~
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"~"'~"
Yr-J
Actual Amount)
Onlv if Honoraria
I.'·;~~·i~::§
.
"'1:?~:.'.}: ·~t
N
~
I{f~;i
X .,..,;
~
:\1
.(.;., ,~
,/;;'1X I"T'.'
1"ft: 1 13;,1 1J,,;'. 1 Ir{i" 1 I":~·; Xb it 11,~ 1 X /Kr/ I >J·~ I I :~ i~I I\l~· Ii.:'.[ X
X
I :~r
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I-
X
X
X I' U,r" 1
I ·;i::'!.\
..., ' C::> .
l ~f!1 1·):;1 H~I · \:iifil U~J.I· Ii" I.@~ I Iw~1 I ~~'I I),@':j 1.~ i~ 1 1·.~1: 1~ .;: 1
Eit'
"'0 ' '. • ...
~~:'
1 :;I'~ 1 r~;:f
Il~NI X l·i1l
Waste Management Common
McDonald's Common
c>
~111:1~
X
~ H/~~ I r)/ ,..- :. ! I"': ! ,"';'
6
.....
I:~hl X I{{i n'~;"';'·'· ':'" I~ (:;": I !:I'!X I"~G;~ ~ ~~;~;.~~ :%\ ?K.
Microsoft Common Baxter Common
.. • . " •
[:[ IY
3
4
8, ... ":! ' ":!
(Specify
TYile&
~' i1i' ~;;;B;;a ;i .{ ,:'~1i'Il'-' O';]:'li' .~".' ".~..........'$it~ 4 !;~ 'S :: ttl 8
Date (Mo .. Dav.
", ," .~. ' ~' j~: ~~ .~ '5'f;; '~ '$ ~~ i~ '~' ~, J~ '~~, ~~~ '~ .~ ·.~5 '~ '6 Q ": Q "
NoneD
'I ;~
Other Income
X :0:, ,:.
X
I ~;'rl 1·tM 1:1Jf: Ft~ I~f;i' I l~ji" 1 I.':t
r07 ,"
* This category applies only if the asset/Income is solely that of the filer's spouse or dependent children. Ifthe asset/income is either that of the filer or jOintly held by the filer with the spouse or dependent childrtn, mark the other higher categories of value, as appropriate. Prior Editions Cannot be Used.
Sf278 (Rev. 0312000)
S C.F.R Part 2634 U.S. Office of Go~mment Ethios
IReponIng Individual's Name
IPage Number
SCHEDULEA'continued cUse ~nlY if needed)
Philip J. Croiwley
Assets and Income '
Valuation of Assets
Income:tvDe and amount If"None (or less than'$20n" is checked. no . •otherentry is needed in Block C for that item.
. at close of . reporting-period . BLOCKB
BLOCK A
9
BLOCKC
".
Amount ·
";~}.~
:'.f:;.'
.~~tL -:'.: :
.," .::.ij
.
~.;;{::
:).~"
'.:~/. . Other Income
Date (Mo.,Dov,
(Specify
Yr.)
TyPe & Actual Amount)
NoneD
Colgate Palmolive Common
"2
DirecTV Group Common
3
Express Scripts Common 4
First Solar Common 5
Genentech Common 6
General Mills Common
I
W!:I X Wf;3::
I;}"I .::~.~f::::
8
Gilead Sciences Common 9
Heinz Common
1:;\1,: :~M
..
I):{I 1·;'!{lli
~~ ~ ~:~\:~~~
1;:;;0':f:1X1::,:::'·,;:·",c, ·~:'.~~r
:A!.;;
:~;:h
."" .:."" . '. " l:
l.~tt ..
'!iD! :~?~~. 'f;,"
;·H'.·,,:,,:c .:,.::.' • If~:t! r~f! INi"f:V;il X I!:n! r*~:1 X.l·l§1 1.:(:1 ,)",,_,
~~~~;
c.•• ·:. ,
ln~i
:(",:l·;
>"~:
,}~_~t
:.:~.::.'~:
: .'~:;:
I\·tl
3
Nike Common 4
. Nippon Telegraph & Telephone AOR 5
Occidental Petroleum Common 6
Oracle Common
:'(if
1@1
Praxair Common 8
Public Storage Common 9
Qualcomm Common
0
II 0 '
· 0 . 0
·;~:S .'
0 0
o ·
Date (Mo .. Dav. Yr.) Only if Honoraria
c:i
g
. : ~c:i "".. "".... C ..... ."" 0 ~.
". 0
III
' ;'
I !~"~ . ~i ./?"
l)if~1 lirKI .t~~J liitl Ilf(II 1,~tf~:1 1~~i:1 r~~JI 1£);\ l,f%1 l i~;il I~;il I{?:.rI I:~[i:f X rt « r~E~1 1:2)J:1 I'.:~"I 1 '{i~'1 l(~~l I:tltl I ;]~:l 11!;t.1 11~tl I.,B:I !:i;. , i~~ I'~: I I',~'[: I 'I:}I 1~~i{I ' 1~!:11 . I ~*I I{,~I 1 1~{1 r·ti~ 1 "~};I I!I;i X
X
X
....,......
X
X
'~;- '.!
X
X
::j~:·
X
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:'./ ':lEj~}~
':K!:I :I:ft,. . ,L~>
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~b
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. ~" .. :
"t:
BLOCKC '
..
..,./
.
:l.:~(
',: ~" .
.;;;:.,
Type ·
:Amount
;'{l ' Ei;~,
· 1':'f';"
\~~.i
"':~:':' ';~l\~i
\~X~'I ·.' ,
Other
Date (Mo .. Dav,
(Specify Type & Actual
Yr.)
Income
;:?;~
1/'::
~"' : .
.,
:'.~:.
~:'{J~
~,: Yr!~~.
~~:~
:.':;:;~ ~
i;"i
:;"::' ~ I
.~ .;. •
I
'''::~.3
I,~~LII ~1.~0
Ii;
,. . This category applies only if the asset/income is solely that of the file?s spouse or dependent chifdren. If the asset/income is either that ofthe filer or jointly held by the filer with the spouse or dependent chlldrtn, mark the other higher categories of value, as appropriate. Prior Editions Cannot be Used.
(Rev. 0312000) S C.F.R Patt 2634 U,S. Office of Government Ethics
~F278
IReportmg !ndlvlduiil's Name
jPage Number
.' SCHEDtJ'~EA ·continued
Philip J, Crowley
I .'.
14
(Use only if needed)
va. lU.a.tiO.~ : !>fAsseb
Assets and Income
.
.
at close of . .
~ reportingperiod
BLOCK A
BLOCK B
.
'.'
In~(j~e:w.oeandatJ?ount.
. other..entry IS needed .' ;.. .•..
In
If "None (or)ess' than $201)" is checked. no Block C forthat ttem. .
' . ...,.
BLOCK C
",; ,'t~~e;i '; I::
j
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':
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.:.
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.'
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n nE:r~'i:I ~.' I
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6
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, .,;,,-
'.
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I',;: '),\·: ~?~1 J. Oppenheimer Strategic Income Fund 1 :j: ~:;;:, ':,1.::.. ·"This category applies only If the asset/income IS SOlely that of the filer's spouse or dependent children. lfthe asseVrncome IS either that of the filer or Jomtly held by the filer "With the spoUse or dependent childr4n. mark the other higher categories of value, as appropriate. '.1,~~.
R
9
Prior Editions Cannot be Used.
;:':;'::
n
j.~:
SF278lRev. 0312000) 5 C.F.R Part 2634 U.S. Office of Government Ethics
IReportlng Indlvldualls Name
IPage Number
.' .:S'CH;EI>tr-rJE:'X:coritinued
Philip J . Crowley
15
(Use:onl:Vitneeded)
Assets and Income
'. 'Income: tvoeand amount
Valuation of Assets
BLOCK A
.
If "None (or less than $201 )"is checked. other entry is needed in Block C for that item.
at close of . reporting period BLOCKB
no
BLOCKC
Other Income
(Mo .. Dav.
(Specify
Yr.)
Type & Actual Amount)
Date
Onlvif Honoraria
Nonet:J
,:.:~. X ':.:;,,;
~
PIMCO Low Duration Fund
IT,·:
' :~;il I:'~}I '~{~f-I:~r ~j).,
.~:~:'
.:~~/~:
2
X c.>
T. Rowe Price International Stock Fund
-.::;~:
3
~..
'{'
" .;:~.'
.).~~:.: d
RTI':;!;. I';t'J;
••••
Merrill Lynch Certificate of Deposit
National City Bank Certificate of DeposIt 6
General Electric Corporate Bond 7
Goldman Sachs Corporate Bond 8
Kraft Foods Corporate Bond
m:~,
.(.J'
.::-il~
'xljW '··'·:··, X r~::·
:" ,~.:
.;~in
i):;~~
.:::;:;:
IR
~
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Pi
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X X
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9
Merrill Lynch ·Corporate Bond
., /. X [W '.':> );:~.:
[
X
~
:~;;}
Ij'·:.·'.:·:
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~
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~( ~ ci:' ~ ·;$Y: :~;~~:~~ ::~:\ ..
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r
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~ .'
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:
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X
..
:.?
X .-:.;.
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1 ',1"~;
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7
Aon Common 8
Anadarko Petroleum Common 9
Morgan Stanley Corporate Bond
X
'·~ \;.:'· · 1
'L
X
·1..::~(;' ·· ··
:~:;
1;,/1X I~,.{:·
.
I.':.>'':':,
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~~tkel '"
I!~;:
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I" ~:;'
h
". .: I..::?:". ID;; :i.~·/·
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11.~~
,; Q :
c · . '- .
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: ~: I ·I~~I !;1\tr 1 1~~1 1~~1~1 1;;k'~ 1 X X
I ~In X 17t
~t;l X IF
: :::~;~:
··';:·· ·· I.
". ca . .e
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:,,"_.,
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~ii.~
X ~.s::
0'"
.(,0) .
Date (Mo .. Dav, Yr.)
Onlvif Honoraria
•
t;i~ill!1{·1 t~1
f~:1 X r~'t>,;
.....
"C '
g,:,~
r';;;:,
~>;,~\
·';'-: · 1.::{:;.
>j~(J
r:~;:~-·~
i
•
'-
6
\-:;{ llmlmGT I ;';'i.>::"
I Mt
.:~;:.~:
I~
,, 0 .
;;.:5:.?i ;~\:. - 1"5"'.::t·?1x 1':l;"k);.:.\1 r'-.\:{::~~:'> : I r~?:
··.fe·:~·
1.~'f~: lmnl;}0' l "lJ~'I l!I--ll~i111-~ I~~fl 1;~i~.~ 1 l \t,~1 Iftl~1 I!{~I I ~;m I;f{~' l I ~ ;i'l r;,~{ 1
8
w n
9
m;.
~
;"~./
:.,~:/',
IR*
t
1'1f
I :;;r~
I;J(',
.. This category applies only If the assetlmcome IS solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held by the filer with the spouse or dependent childr4n, mark the other higher categories of value, as appropriate. Prior Editions Cannot be Used.
SF 278 (Rev. 0312000)
5 C.F.R Part 2634
Do not Complete Schedule B if you are a new entrant, nominee, Vice Presidential or Presidential Candidate
U_S. Office o{Ciovemment Ethics
!page Number
IReportmg Individual's Name
,:':S.cHEDIJLKB
Philip J. Crowley
19
Part I: Transactions
'D "
None
Report any purchase, sale, or exchange by you, your spouse, or dependent children during the reporting period of anv relll property, stocks, bonds, commodity futures, and other securities when the amount of the transaction exceeded . $1,000. [nclude transactions that resulted ina loss. DO,not
.
.
report a tr;msaction:iD.volviilg,properiy us~solely as your: personalresi~ence, or atransaction:.sOlelyhetw~~ you, ' ': your.spouse,Qr dependent chil!i" Chec~,:the':Certific~\e of !UvestiiUre" blocK indicate sates made pursuant to a' , ' . certificate of divestiture from OGE. . . " ' . "
to
'Identification of Assets',:" : : . : - . . Example:' ICentral Airlines Common
:~,.
, :,."
Amount of Transaction (xl
Transaction Type (x) , Date (Mo. ,
'.;. " :'j
···.·e
'.,::".i!::
.~ ' .' . BriefDesciiption Value $500 ExamPles:Wit'l ASsn.ot'RockColleclors:NY,N'i'· . ~ . . ·lAirlineticket; liotelr09m&-meajs' iIlCldCllitii'liationalcon.r~rcnct' 6i15!99(pirsoria(activity unrela~'todu!YL · . ---$360-. F~;kjo-;;s~S-;;;;F;;;;cisCO:CA ---- -- :""'"::rLea:therl5rT~fca,;e(pc~s;;;"iiric:;d)'" - ~.""....,:,~-- -.~":- - -:-: 0
2 3 4 5
Prior Editions Cannot Be Used.
.-
. -
-
-
-
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0
-
-
-
-
-
0
-
-
-
-
- - -
-
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SF 278 (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office ofGovemmcnt Ethic.
iKeporhng malvlauars Name
0
.>":
'
t,"
.......
'
. Page Number
•.•
SCHEDULEC
Philip J. Crowley
20
..
..
Part I: Liabilities Report liabilities aver $10,000 awed to anyone creditor at any time during the reDorting Deriod bv you. your. ·SDoUse. or dependent children. Check the highest amoWlt owed ' during the reoortinll Deriod. Exclude ~nnortllalle on your.
personal residence unless it is rented oUt; loans secured by automobiles, household furrtjture 6r applianc¢s;aIid .' liabilities owed to certairi relatives listed in instructions .. .See instructions for revolvirigchargeaccoWlts; . .'
.'
".;-
,.
.. , TypeofLii\bility':
'.
NoneDJ
'"
.........
",
Dale : Incurred
I.:
I.nterest Rate
; Creditors (Name,andAddress) ' " 1991 ' .8% Exam les' ·1!ir5.!Dis!!1£!..B.ank; !Vashjn.B!.o!),.QC~ ______ ..::..•.::... . p . John Jones, 123' J St.. Washington. DC ' '. ',.": :'.,: ~!o~~Z~tgt~:I¥p'~£!i;pel~:ar~~~~~;;_ ,..",.' .:. •.•. :. ~ .• :' } ""':·"'--.'" 1999 .. -'10-%-
Category of Amount or Value (x)
Term if . appli·
cable
, .,:..
0 .,
C
I()
8.~
:;:;
·· Z5)1rs. .
on demand
,
_,
0 ':'8 .08 8°~ ~: ~ 8.8. d ·g' o ·: tn 'll .~ : an ",...," :;
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o~
_. .....,.- .- -- --
1 2 3
4
5
• This category applies only if the liability is solely that of the filer's spouse or dependent children. If the liability is that of the filer or a jOint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate,
Part II: Agreements or Arrangements '. of absence; and (4) future employment. See instructions regarding the reporting of negotiations for any of these arrangements or benefits
RepOlt your agreements or an'angements for: continuing;participation in an employee benefit plan (e.g. 401k~ deferred compensation: (2) continuation payment by a former employer (including severance' pavments): (3) leaves
None EXample: .
I calculated Pursuant to
Status.and Terins of anY'Agl'l!ement'orArrangement
partne.rshipa~eemenvwilrreceive.1umpliumpaYmetitofcapitiilaccount&partnership shar~· Oil service neiformed throueh 1100. ..:... ..' .. ' . . '. . ' .. : . . . . . . :'. . ":. '
._ ... ' :
.:
1
Continuing participation in 401 k employee benefit plan; upon departure, will consolidate with existing personal IRA
D
Parties Doe Jones & Smitli, Hometown, State
Date
Center for American Progress Washington, DC
5/04 to present
7/85
I
2
3
I
4
I
5 6
Prior Editions Cannot Be Used.
I
SF 278 (Rev. 03(2000) 5 C.F.R Part 2634 U.S. Office of Government Ethics ;:.-;,: ; -.--
Reportml!; IndivIdual'S Name
.
age Nllmber
. . SCH:E'I>ULE])
Philip J. Crowley
21
Part I: Positions Held Outside U.S. Government Report any positions held during the applicable reporting period. whether compensated or not. Positions include but are not limited to those of an officer. director. trustee. general partner. proprietor. representative. employee. or Organization (Name and Ad¢ress r Examples: lli!.a.~jAss..n. ()t~oCk..Cofl~c:t()rS~NY.)-ry .~....:..~~=-:--::.. . !Doe Jones & Smith. Hometown. State ·
consultant of any corporation. firm, partnership. or other business enterprise or any nnn~nrrifi{(\rg;.ni?,,,til)n . nr f'Jinl'.Atinn:l]. in~titnfinn F:1C('h,dp. nn.~ijinn~ w ith Tl'!liginllo social. fraternal. Of.political entities an.d those solelv of an honorary nature. .
. _. _. _ . _ ..
Center for American Progress
TypeofOrgariizationl ·
;j!p!'!':p~ofite,!luca~on .. _ .. _ .. _ .. _ Lawfiim .. .
Non-profit education
Position Held
J ....... ~r~q,e!!!. .. _
1
.. _ .. _ .. _ .. _
Partner
None
I From (Mo.• Yr.) I ..L ..6@.. _ .. _ 1 . 7/85 .
Senior Fellow
c::J
t.:. .
To (Mo., Yr.) ~fesel!.t _ .. _
1/00
Present
11/03
2
3 4
5 6
Part II: Compensation In Excess Of $5,000 Paid by One·Sollrce Report sources of more than $5;000 cOJ,'Ilpensation. Tece\~ed,byyou ·or your .. business affiliation for,services provided:directly by yO\! durinj1; any on~ year of the reporting period.· This includes the names of clients·and customers ohny
...
.
... ' ~orporatiOQ; fimi;piu1ri~.hip, or(;th~f;busmess enterprise, or any other non-profit · .organization.v,ihenyou·directlY proyidedthe serVices generating Ii fee or paYlllent . ofmoreth8riSS!pOOi You need not report the U.S: Government as a source. . .: ~
Do not complete this part if you are an Incumbent, Termination Filer, or Vice Preslderitlal or Presidentia'l Candidate
None SourceJl'l.ame andAfiitrJ~.t~L
c::J
Brief Description of Duties
Examples: ~:;~o~~~!r~~~li~~~~~~·J~~e~~imjthl.M~~o~,'Rt~·-~=-~~-r ~:::t:~'iri c;;nneai~ ;'fili;niv6;;ity ~;;;-m;ctio;- .. ..:.. .. -,. - ,. _ .. -:- ,. _ .. - .. - .. - .. - -- -- .. Center for American Progress, WashIngton, D.C.
Senior Fellow and Director of Homeland Security
Middle East Broadcasting Network, Springfield, VA
Expert commentary on national security issues on the alHurra network (honoraria)
2
3 4
5 6
Prior Editions Cannot Be Used.
SF278 (Re\'. ll3:1.000}
Fonn ."JY,llll'"iI:
tS:l
5 C.f.R Pan 26)4
N tS:l
U.S. Officeo(Go'~t E1iU"s Oateof A))J)Oin1ment. Catldidaz\'. Eection or Nominalion 61107J/h• .DOl'. Year)
w
~
Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT .. , . . . l., .• , ••
Calcndar Year
0
~Jfaf'Ft»l"'JI
..
lnclimbMI
mOl
Covered bv Report
I
lasft-lame
Reporting fudhoidual's Name
. Crov.~ey
No,' Entram, Nominoe. Ctnd;dal~ .:
..
Wwoli Filing.
Location' of Present Office
Is H
~
~ ~
...
I
Assistant Secretary (Public Affairs)
Tconmalioll Date (lfADQlictJrm) (MolltJr. /Jay. Uor)
. r. .
.
Philip J •
" .
DeuartmrB1~ or Al!mC'o' (If AD11/icifhle)
.
.
Department of State TelevbOlle.N().7112c/lla'~ .4.:eo GJde\
Address (Number. SII'et!t .Ow. Slalf!, a'lt! ZIP Codi! 1 (Of forwllromj\.address)
o
Tenniualion Filer
IFlIlit Name and Muldl~ lnillal
. : TiCle .of·J'lIsilion
Position for
(202) 478-6357
1333 H Street NW, Washington, DC 20005 i
Position(s) HeJ(J "'ith lhoFedenil GO\'tIIlUtlent D.ming the Preceding 12 Months (t(NOLSu!e as Ab~\'e}
..
Title offGSitiODfs and Daa's I Held
Member, DHS Quadrennial
R~\liew Advisory Committee, November 2008-Aprll 2009
..
P~l4lential Nominees SeDa~ ConrumatioD
.. Sllbicc( to
.. L«n It!8non I CERTifY Illat the S1l!Celllectts t have made 011 :cepl PlItt Jl of Schcdul~ C and J'art I Gf ~eh~IJle 0 ~'!lel'e ~'OU mUSl :USO U)""J~ i.Ii .... "flit.:; } ......... w}; ~'" ... i. ... J...~ .. YIlU Jill'. Pan Il ofSclJedule 0 is nol all()lieable.
President:
calt'ndar ~I' aud Ihe CUI'TCm ::l11!!l1dar yt'al' UJ) 10 Ihc date· of lilill;t. Valu!! a,,-;;el'i ~s of any da1 side)
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Delaware US Growth Fund
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Goldman Sachs Growth 71opportunities Fund American Funds Growth Fund of America 8
1 American Funds Intermediate Bond Fund of America
9
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61
1 Lord Abbett Affiliated Fund
OnJvif Honoraria
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Bank of New York Mellon Common
Boston Scientific Common 8
Delta Airlines Common
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SF278 (Rev. 03nOOO) 5 C.F.R Part 2634 U.S. Office of Government Elhics
. ·.SC~~~~::i~::d~!~ll~ed '.
IReportmg IndIvidual's Name Philip J. Crowley
Assets and Income
.., ·.·. \Page Nuri1uer 7
' IIncome:~oeand ~ount. If ''None (or.less than $20}),' is checked. no : other entry IS needed In Block C for that Item.
Valuation of Ass.e ts .. at close' of.
reporting period BLOCK A
. l?LOCKB i';~C
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Sf278 (Rev. 0312000)
S C.F.R Part 2634 U.S. Office of Go~mment Ethios
IReponIng Individual's Name
IPage Number
SCHEDULEA'continued cUse ~nlY if needed)
Philip J. Croiwley
Assets and Income '
Valuation of Assets
Income:tvDe and amount If"None (or less than'$20n" is checked. no . •otherentry is needed in Block C for that item.
. at close of . reporting-period . BLOCKB
BLOCK A
9
BLOCKC
".
Amount ·
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.
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Date (Mo.,Dov,
(Specify
Yr.)
TyPe & Actual Amount)
NoneD
Colgate Palmolive Common
"2
DirecTV Group Common
3
Express Scripts Common 4
First Solar Common 5
Genentech Common 6
General Mills Common
I
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8
Gilead Sciences Common 9
Heinz Common
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Qualcomm Common
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(Rev. 0312000) S C.F.R Patt 2634 U,S. Office of Government Ethics
~F278
IReportmg !ndlvlduiil's Name
jPage Number
.' SCHEDtJ'~EA ·continued
Philip J, Crowley
I .'.
14
(Use only if needed)
va. lU.a.tiO.~ : !>fAsseb
Assets and Income
.
.
at close of . .
~ reportingperiod
BLOCK A
BLOCK B
.
'.'
In~(j~e:w.oeandatJ?ount.
. other..entry IS needed .' ;.. .•..
In
If "None (or)ess' than $201)" is checked. no Block C forthat ttem. .
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SF278lRev. 0312000) 5 C.F.R Part 2634 U.S. Office of Government Ethics
IReportlng Indlvldualls Name
IPage Number
.' .:S'CH;EI>tr-rJE:'X:coritinued
Philip J . Crowley
15
(Use:onl:Vitneeded)
Assets and Income
'. 'Income: tvoeand amount
Valuation of Assets
BLOCK A
.
If "None (or less than $201 )"is checked. other entry is needed in Block C for that item.
at close of . reporting period BLOCKB
no
BLOCKC
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(Mo .. Dav.
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Type & Actual Amount)
Date
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Kraft Foods Corporate Bond
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SF 278 (Rev. 0312000)
5 C.F.R Part 2634
Do not Complete Schedule B if you are a new entrant, nominee, Vice Presidential or Presidential Candidate
U_S. Office o{Ciovemment Ethics
!page Number
IReportmg Individual's Name
,:':S.cHEDIJLKB
Philip J. Crowley
19
Part I: Transactions
'D "
None
Report any purchase, sale, or exchange by you, your spouse, or dependent children during the reporting period of anv relll property, stocks, bonds, commodity futures, and other securities when the amount of the transaction exceeded . $1,000. [nclude transactions that resulted ina loss. DO,not
.
.
report a tr;msaction:iD.volviilg,properiy us~solely as your: personalresi~ence, or atransaction:.sOlelyhetw~~ you, ' ': your.spouse,Qr dependent chil!i" Chec~,:the':Certific~\e of !UvestiiUre" blocK indicate sates made pursuant to a' , ' . certificate of divestiture from OGE. . . " ' . "
to
'Identification of Assets',:" : : . : - . . Example:' ICentral Airlines Common
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Transaction Type (x) , Date (Mo. ,
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SF 278 (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office ofGovemmcnt Ethic.
iKeporhng malvlauars Name
0
.>":
'
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'
. Page Number
•.•
SCHEDULEC
Philip J. Crowley
20
..
..
Part I: Liabilities Report liabilities aver $10,000 awed to anyone creditor at any time during the reDorting Deriod bv you. your. ·SDoUse. or dependent children. Check the highest amoWlt owed ' during the reoortinll Deriod. Exclude ~nnortllalle on your.
personal residence unless it is rented oUt; loans secured by automobiles, household furrtjture 6r applianc¢s;aIid .' liabilities owed to certairi relatives listed in instructions .. .See instructions for revolvirigchargeaccoWlts; . .'
.'
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.. , TypeofLii\bility':
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Dale : Incurred
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I.nterest Rate
; Creditors (Name,andAddress) ' " 1991 ' .8% Exam les' ·1!ir5.!Dis!!1£!..B.ank; !Vashjn.B!.o!),.QC~ ______ ..::..•.::... . p . John Jones, 123' J St.. Washington. DC ' '. ',.": :'.,: ~!o~~Z~tgt~:I¥p'~£!i;pel~:ar~~~~~;;_ ,..",.' .:. •.•. :. ~ .• :' } ""':·"'--.'" 1999 .. -'10-%-
Category of Amount or Value (x)
Term if . appli·
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on demand
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4
5
• This category applies only if the liability is solely that of the filer's spouse or dependent children. If the liability is that of the filer or a jOint liability of the filer with the spouse or dependent children mark the other higher categories as appropriate,
Part II: Agreements or Arrangements '. of absence; and (4) future employment. See instructions regarding the reporting of negotiations for any of these arrangements or benefits
RepOlt your agreements or an'angements for: continuing;participation in an employee benefit plan (e.g. 401k~ deferred compensation: (2) continuation payment by a former employer (including severance' pavments): (3) leaves
None EXample: .
I calculated Pursuant to
Status.and Terins of anY'Agl'l!ement'orArrangement
partne.rshipa~eemenvwilrreceive.1umpliumpaYmetitofcapitiilaccount&partnership shar~· Oil service neiformed throueh 1100. ..:... ..' .. ' . . '. . ' .. : . . . . . . :'. . ":. '
._ ... ' :
.:
1
Continuing participation in 401 k employee benefit plan; upon departure, will consolidate with existing personal IRA
D
Parties Doe Jones & Smitli, Hometown, State
Date
Center for American Progress Washington, DC
5/04 to present
7/85
I
2
3
I
4
I
5 6
Prior Editions Cannot Be Used.
I
SF 278 (Rev. 03(2000) 5 C.F.R Part 2634 U.S. Office of Government Ethics ;:.-;,: ; -.--
Reportml!; IndivIdual'S Name
.
age Nllmber
. . SCH:E'I>ULE])
Philip J. Crowley
21
Part I: Positions Held Outside U.S. Government Report any positions held during the applicable reporting period. whether compensated or not. Positions include but are not limited to those of an officer. director. trustee. general partner. proprietor. representative. employee. or Organization (Name and Ad¢ress r Examples: lli!.a.~jAss..n. ()t~oCk..Cofl~c:t()rS~NY.)-ry .~....:..~~=-:--::.. . !Doe Jones & Smith. Hometown. State ·
consultant of any corporation. firm, partnership. or other business enterprise or any nnn~nrrifi{(\rg;.ni?,,,til)n . nr f'Jinl'.Atinn:l]. in~titnfinn F:1C('h,dp. nn.~ijinn~ w ith Tl'!liginllo social. fraternal. Of.political entities an.d those solelv of an honorary nature. .
. _. _. _ . _ ..
Center for American Progress
TypeofOrgariizationl ·
;j!p!'!':p~ofite,!luca~on .. _ .. _ .. _ .. _ Lawfiim .. .
Non-profit education
Position Held
J ....... ~r~q,e!!!. .. _
1
.. _ .. _ .. _ .. _
Partner
None
I From (Mo.• Yr.) I ..L ..6@.. _ .. _ 1 . 7/85 .
Senior Fellow
c::J
t.:. .
To (Mo., Yr.) ~fesel!.t _ .. _
1/00
Present
11/03
2
3 4
5 6
Part II: Compensation In Excess Of $5,000 Paid by One·Sollrce Report sources of more than $5;000 cOJ,'Ilpensation. Tece\~ed,byyou ·or your .. business affiliation for,services provided:directly by yO\! durinj1; any on~ year of the reporting period.· This includes the names of clients·and customers ohny
...
.
... ' ~orporatiOQ; fimi;piu1ri~.hip, or(;th~f;busmess enterprise, or any other non-profit · .organization.v,ihenyou·directlY proyidedthe serVices generating Ii fee or paYlllent . ofmoreth8riSS!pOOi You need not report the U.S: Government as a source. . .: ~
Do not complete this part if you are an Incumbent, Termination Filer, or Vice Preslderitlal or Presidentia'l Candidate
None SourceJl'l.ame andAfiitrJ~.t~L
c::J
Brief Description of Duties
Examples: ~:;~o~~~!r~~~li~~~~~~·J~~e~~imjthl.M~~o~,'Rt~·-~=-~~-r ~:::t:~'iri c;;nneai~ ;'fili;niv6;;ity ~;;;-m;ctio;- .. ..:.. .. -,. - ,. _ .. -:- ,. _ .. - .. - .. - .. - -- -- .. Center for American Progress, WashIngton, D.C.
Senior Fellow and Director of Homeland Security
Middle East Broadcasting Network, Springfield, VA
Expert commentary on national security issues on the alHurra network (honoraria)
2
3 4
5 6
Prior Editions Cannot Be Used.
