lbecomingasubstantialholder blackrock
603
page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder To Company Name/Scheme
TATTS GROUP LTD.
ACN/ARSN
19 108 686 040 (ABN)
1. Details of substantial holder (1) Name ACN/ARSN (if applicable)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures to this form)
The holder became a substantial holder on
02 / 07 / 2014
2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) ord
Number of securities
Person's votes (5)
73,271,215
Voting power (6)
73,271,215
5.10
3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
Annexure A and D
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
see Annexure A
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest see Annexure B
Date of acquisition
Consideration (9) Cash
Non-cash
Class and number of securities
603
page 2/2 15 July 2001
6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable)
Nature of association
see Annexure A
7. Addresses The addresses of persons named in this form are as follows: Name
Address
see Annexure C
Signature print name William Stockl
capacity Authorised Signatory*
sign here
date
04 / 07
/ 2014
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONS (1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)
Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (8)
If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
(9)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
William Stockl, Authorised Signatory
04-Jul-14 Date
3. Details of Relevant Interests 4. Details of present registered holders 6. Associates Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
(Section 4) JPM-JP MORGAN CHASE NEW YORK
(Section 4)
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 19,969
(Section 6) subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
110,177
subsidiary of BlackRock Inc.
SSB-STATE STREET LONDON
ord
31,365
subsidiary of BlackRock Inc.
BNYM-BONY EUROPE LONDON
ord
4,083,718
subsidiary of BlackRock Inc.
CB-CACEIS BANK LUXEMBOURG
ord
13,346
subsidiary of BlackRock Inc.
CITI-CITIBANK, LONDON
ord
1,415,981
subsidiary of BlackRock Inc.
HSBC-HSBC - LONDON
ord
75,962
subsidiary of BlackRock Inc.
JPM - J.P. Morgan Zurich
ord
82,651
subsidiary of BlackRock Inc.
JPM-JPM CHASE LONDON
ord
957,189
subsidiary of BlackRock Inc.
page 1 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management Canada securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management Canada securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management North Asia securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Financial Power to control the exercise of a right to vote attached to Management, Inc. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 29,644
(Section 6) subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
13,083
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST UK
ord
810,999
subsidiary of BlackRock Inc.
RBC-DEXIA BIL- LONDON
ord
449,452
subsidiary of BlackRock Inc.
SSB-STATE STREET DUBLIN
ord
786,901
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
113,710
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
97,042
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
642,547
subsidiary of BlackRock Inc.
ord
2,559,505
subsidiary of BlackRock Inc.
SSB-STATE STATE HONG KONG
ord
1
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
34,276
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, BOSTON
ord
2,676
subsidiary of BlackRock Inc.
SSB-STATE STREET MUTUAL FUNDS
ord
31,435
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
25,208,374
subsidiary of BlackRock Inc.
(Section 4) KAS-KAS BANK AMSTERDAM
(Section 4)
page 2 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock International Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (Australia) securities and/or the power to dispose of securities held in Limited its capacity as investment manager.
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 1,769,616
(Section 6) subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
1,687,622
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
420,132
subsidiary of BlackRock Inc.
SSB-SSB BOSTON INSTITUTIONAL
ord
6,146
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
1,307,999
subsidiary of BlackRock Inc.
SSB-STATE STATE HONG KONG
ord
571,284
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, BOSTON
ord
103,314
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
14,730,808
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST UK
ord
555,195
subsidiary of BlackRock Inc.
JPM-JPM CHASE SYDNEY
ord
1,368,700
subsidiary of BlackRock Inc.
JPM-JPM CHASE SYDNEY
ord
6,653,317
subsidiary of BlackRock Inc.
(Section 4) BNYM-MELLON TRUST NEW YORK
(Section 4)
BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
ord
925,733
subsidiary of BlackRock Inc.
BlackRock Investment Management (Australia) Limited
Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST securities and/or the power to dispose of securities held in CO. - CHICAGO its capacity as investment manager.
ord
571,867
subsidiary of BlackRock Inc.
TTS
page 3 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 27,937
(Section 6) subsidiary of BlackRock Inc.
BNYM-BONY EUROPE LONDON
ord
537,511
subsidiary of BlackRock Inc.
DANS-DANSKE BANK COPENHAGEN
ord
26,381
subsidiary of BlackRock Inc.
HSBC-HSBC - LONDON
ord
24,354
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
246,358
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
54,120
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK LUXEMBOURG
ord
231,256
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, GERMANY
ord
89,675
subsidiary of BlackRock Inc.
SSB-STATE STREET LONDON
ord
704,626
subsidiary of BlackRock Inc.
BNYM-MELLON TRUST NEW YORK
ord
486,371
subsidiary of BlackRock Inc.
BNYM-THE BANK OF NEW YORK
ord
128,965
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
808,537
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
55,779
subsidiary of BlackRock Inc.
BBH-BROWN BROTHERS HARRIMAN & CO - NEW YORK
ord
68,643
subsidiary of BlackRock Inc.
(Section 4) BNP-BNP Paribas Milan
(Section 4)
page 4 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
(Section 4) JPM-JP MORGAN CHASE NEW YORK
(Section 4)
SSB-STATE STREET BANK, BOSTON
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 1,510,304
(Section 6) subsidiary of BlackRock Inc.
ord
subsidiary of BlackRock Inc.
28,662
page 5 of 5
Annexure B This is Annexure B of 6 pages referred to in form 603 Notice of initial substantial shareholder
04-Jul-14 William Stockl, Authorised Signatory
Date
5. Consideration
TATTS GROUP LTD. (TTS) Holder of Relevant Interest BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Japan Co Ltd BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management Canada Limited
Date of Acquisition / Trans on a prescribed fin'l mkt 04-Mar-14 05-Mar-14 05-Mar-14
no yes yes
05-Mar-14 05-Mar-14 07-Mar-14 07-Mar-14 10-Mar-14 11-Mar-14 11-Mar-14
no yes yes no yes no no
12-Mar-14 12-Mar-14 12-Mar-14 13-Mar-14
no no yes no
18-Mar-14 19-Mar-14 19-Mar-14
yes yes no
20-Mar-14 21-Mar-14 21-Mar-14 21-Mar-14 21-Mar-14
yes yes yes yes yes
BlackRock Investment Management (UK) Ltd
21-Mar-14
BlackRock Japan Co Ltd BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited
24-Mar-14 24-Mar-14 24-Mar-14 25-Mar-14 25-Mar-14 25-Mar-14 26-Mar-14 26-Mar-14 27-Mar-14 27-Mar-14 27-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 31-Mar-14 31-Mar-14 31-Mar-14
TTS
Consideration Cash n/a 2.96 2.98
Non-cash in specie on mkt buy on mkt buy
n/a
Class and number of securities affected ord ord ord
29,505 14,312 111,209
in specie on mkt buy on mkt buy in specie on mkt buy in specie in specie
ord ord ord ord ord ord ord
11,968 1,561 312 15,701 3,159 37,878 21,789
in specie in specie on mkt buy in specie
ord ord ord ord
29,545 47,272 497 5,628
ord ord ord
6,146 312 193,000
2.89 2.89 2.89 2.89 2.89
on mkt buy on mkt buy collateral transfer on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy
ord ord ord ord ord
187,499 260 75,684 14,048 7,120
yes
2.89
on mkt buy
ord
5,664
yes yes yes yes yes yes no no yes no yes yes yes yes yes yes yes no yes yes
2.88 2.88 2.88 2.85 2.85 2.85
on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
121,336 228 5,298 208 133,239 315 47,280 4,228 468 17,730 3,837 121,770 11,258 30,114 210 8,507 24,358 29,550 8,436 2,069
2.98 2.98 n/a 3.00 n/a n/a n/a n/a 2.97 n/a 2.92 2.91 n/a
n/a n/a 2.87 n/a 2.87 2.90 2.90 2.88 2.90 2.90 2.89 n/a 2.90 2.90
page 1 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration Cash 2.90
BlackRock Asset Management Canada Limited
31-Mar-14
yes
BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Investment Management (UK) Ltd
31-Mar-14
no
31-Mar-14 31-Mar-14
yes yes
BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
31-Mar-14
no
01-Apr-14 01-Apr-14 01-Apr-14 01-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14
yes yes yes yes yes no yes yes no
03-Apr-14
no
04-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 08-Apr-14 08-Apr-14 08-Apr-14 09-Apr-14 10-Apr-14 10-Apr-14 10-Apr-14 11-Apr-14 11-Apr-14 14-Apr-14 14-Apr-14 14-Apr-14 15-Apr-14 15-Apr-14 15-Apr-14
yes yes yes no yes yes yes no yes no no no yes yes yes yes yes yes yes yes no
BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors
16-Apr-14 16-Apr-14 17-Apr-14 22-Apr-14
yes no yes no
n/a
23-Apr-14 23-Apr-14 23-Apr-14
no no no
n/a n/a n/a
24-Apr-14 24-Apr-14
no yes
n/a
24-Apr-14 28-Apr-14 28-Apr-14 28-Apr-14 28-Apr-14 29-Apr-14 29-Apr-14 29-Apr-14
yes no no no no no yes no
TTS
Non-cash on mkt buy
Class and number of securities affected ord
2,987
in specie
ord
21,789
on mkt buy on mkt buy
ord ord
30,432 7,077
ord
331,000
n/a
collateral transfer on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy in specie
ord ord ord ord ord ord ord ord ord
4,950 5,282 105 5,146 3,908 53,190 39,996 13,054 37,520
n/a
in specie
ord
457,569
on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy on mkt buy in specie on mkt buy in specie in specie in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
18,468 3,909 4,644 59,100 31,680 13,029 260 59,100 2,689 49,042 21,018 10,688 6,803 42,481 17,361 156 7,292 20,186 2,690 597 12,178
on mkt buy in specie on mkt buy collateral transfer in specie in specie collateral transfer in specie on mkt buy
ord ord ord ord
16,623 53,478 2,688 93,056
ord ord ord
19,404 89,130 474,175
ord ord
41,594 28,474
on mkt buy in specie in specie in specie in specie in specie on mkt buy in specie
ord ord ord ord ord ord ord ord
7,780 9,702 41,594 28,104 28,104 9,702 18,850 14,052
n/a 2.90 2.90 n/a 2.90 2.90 2.90 2.90 2.94 n/a 2.93 2.94
2.96 2.95 2.96 n/a 2.93 2.96 2.97 n/a 2.97 n/a n/a n/a 2.97 2.96 2.95 2.93 2.93 2.93 2.96 2.96 n/a 2.97 n/a 3.00
3.00 3.00 n/a n/a n/a n/a n/a 3.02 n/a
page 2 of 6
Holder of Relevant Interest BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd BlackRock Investment Management, LLC BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors TTS
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration
29-Apr-14 29-Apr-14 29-Apr-14 29-Apr-14
no yes yes no
Cash n/a 3.03 3.02 n/a
01-May-14 01-May-14
no no
n/a n/a
02-May-14 02-May-14 02-May-14 02-May-14 05-May-14 05-May-14 05-May-14
yes no no no no no no
n/a n/a n/a n/a n/a n/a
06-May-14 06-May-14 06-May-14
no yes no
07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 08-May-14 08-May-14 08-May-14
yes yes no no no yes no no no no no
09-May-14 09-May-14
no yes
09-May-14 12-May-14 12-May-14 12-May-14 13-May-14 13-May-14 14-May-14
yes yes no yes no no yes
14-May-14
Non-cash in specie on mkt buy on mkt buy collateral transfer in specie collateral transfer on mkt buy in specie in specie in specie in specie in specie collateral transfer in specie on mkt buy collateral transfer on mkt buy on mkt buy in specie in specie in specie on mkt buy in specie in specie in specie in specie collateral transfer in specie on mkt buy
Class and number of securities affected ord ord ord ord
35,130 22,233 47,909 539,317
ord ord
71,424 364,999
ord ord ord ord ord ord ord
208 29,760 27,206 56,208 71,424 95,232 4,940
ord ord ord
8,398 73,340 311,308
ord ord ord ord ord ord ord ord ord ord ord
153 255 17,970 54,412 38,657 5,366 8,070 494 35,940 21,078 445,078
ord ord
119,800 7,095
3.05
on mkt buy on mkt buy in specie on mkt buy in specie in specie on mkt buy
ord ord ord ord ord ord ord
1,987 208 81,618 559,785 20,995 41,930 29,613
yes
3.05
on mkt buy
ord
8,901
14-May-14
yes
3.05
on mkt buy
ord
12,566
14-May-14 14-May-14
yes yes
3.06 3.05
on mkt buy on mkt buy
ord ord
2,691 14,451
14-May-14
yes
3.05
on mkt buy
ord
6,370
14-May-14 14-May-14
yes no
3.06 n/a
ord ord
147,730 365,879
15-May-14 15-May-14 15-May-14
yes no no
n/a n/a
on mkt buy collateral transfer on mkt buy in specie in specie
ord ord ord
33,422 96,112 3,750
15-May-14
no
n/a
in specie
ord
7,500
15-May-14 16-May-14
no yes
n/a
in specie on mkt buy
ord ord
35,690 73,334
3.02
n/a 3.02 n/a 3.02 3.02 n/a n/a n/a 3.02 n/a n/a n/a n/a n/a n/a 3.03 3.03 3.01 n/a 3.02 n/a n/a
3.05
3.05
page 3 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration Cash 3.05
Non-cash on mkt buy
3.06
BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Investment Management (UK) Ltd
16-May-14
yes
16-May-14 16-May-14
yes no
19-May-14
yes
BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Asset Management Canada Limited
19-May-14
no
n/a
20-May-14 20-May-14 20-May-14
no no no
n/a n/a n/a
21-May-14 21-May-14 22-May-14 23-May-14 23-May-14 26-May-14
no yes no no no no
n/a
27-May-14 27-May-14 28-May-14 28-May-14 28-May-14 29-May-14 30-May-14 30-May-14 30-May-14 30-May-14
no yes yes no no yes yes yes no yes
BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Japan Co Ltd BlackRock Japan Co Ltd BlackRock Investment Management, LLC BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 02-Jun-14 02-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14
yes yes yes yes yes yes yes yes yes no no yes no no no no
BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors
04-Jun-14 04-Jun-14 04-Jun-14
yes no yes
05-Jun-14 05-Jun-14 05-Jun-14 05-Jun-14 05-Jun-14 06-Jun-14 06-Jun-14 09-Jun-14 09-Jun-14 09-Jun-14 09-Jun-14
no no yes yes yes yes no no no no no
TTS
n/a 3.02
3.05 n/a n/a n/a n/a n/a 3.09 3.06 n/a n/a 3.07 3.04 3.04 n/a 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 n/a n/a 3.04 n/a n/a n/a n/a 2.99 n/a 2.99 n/a n/a 2.99 2.99 2.99 3.01 n/a n/a n/a n/a n/a
Class and number of securities affected ord
45,808
on mkt buy collateral transfer on mkt buy
ord ord
5,226 365,879
ord
29,259
collateral transfer in specie in specie in specie
ord
67,158
ord ord ord
120,880 40,809 21,778
in specie on mkt buy in specie in specie in specie collateral transfer in specie on mkt buy on mkt buy in specie in specie on mkt buy on mkt buy on mkt buy in specie on mkt buy
ord ord ord ord ord ord
9,702 2,708 9,744 72,528 38,239 132,000
ord ord ord ord ord ord ord ord ord ord
54,396 246,901 52 12,088 36,264 6,670 2,171 4,829 90,660 35,000
on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy in specie in specie in specie in specie
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
7,054 15,696 5,426 12,074 3,403 57,128 1,750 130,235 289,762 66,484 47,410 3,928 54,396 494 988 246,358
on mkt buy in specie on mkt buy
ord ord ord
260 24,176 9,028
in specie in specie on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie in specie in specie in specie
ord ord ord ord ord ord ord ord ord ord ord
30,220 54,396 12,445 105 5,202 7,856 54,396 6,044 24,176 1,705 39,402 page 4 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
10-Jun-14 10-Jun-14
no no
10-Jun-14 11-Jun-14
no yes
BlackRock International Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
12-Jun-14 12-Jun-14 12-Jun-14 13-Jun-14
yes no no no
BlackRock Investment Management (UK) Ltd
13-Jun-14
BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Investment Management, LLC BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock International Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Japan Co Ltd BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Fund Advisors TTS
Consideration Cash n/a n/a
Non-cash in specie in specie
n/a
Class and number of securities affected ord ord
12,088 3,750
in specie on mkt buy
ord ord
2,676 6,403
n/a n/a n/a
on mkt buy in specie in specie in specie
ord ord ord ord
9,804 12,088 42,308 20,130
no
n/a
in specie
ord
66,827
13-Jun-14 13-Jun-14 13-Jun-14 13-Jun-14
yes no no no
n/a n/a n/a
on mkt buy in specie in specie in specie
ord ord ord ord
27,545 24,176 12,313 21,778
16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 17-Jun-14 17-Jun-14 18-Jun-14 18-Jun-14 19-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 23-Jun-14 23-Jun-14 23-Jun-14
no no no no no no no no no yes yes no yes yes yes yes yes no no yes
in specie in specie in specie in specie in specie in specie in specie in specie in specie on mkt buy on mkt buy in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
24,176 30,220 108,792 784,676 26,268 14,024 18,132 84,030 18,132 210 39,390 18,132 6,130 21,474 20,405 10,708 17,245 18,132 13,134 21,778
23-Jun-14 23-Jun-14 24-Jun-14 24-Jun-14 24-Jun-14 24-Jun-14 25-Jun-14 26-Jun-14 26-Jun-14 26-Jun-14
yes no no no no yes no no no no
ord ord ord ord ord ord ord ord ord ord
9,441 120,880 17,850 5,569 14,608 68 47,600 35,700 41,650 212,000
27-Jun-14 27-Jun-14 27-Jun-14
no yes no
ord ord ord
71,757 39,637 59,675
30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14
yes no no yes yes yes no
n/a
ord ord ord ord ord ord ord
306 33,768 35,700 119,340 2,712 28,343 411,563
02-Jul-14
no
n/a
on mkt buy in specie in specie in specie in specie on mkt buy in specie in specie in specie collateral transfer in specie on mkt buy collateral transfer on mkt buy in specie in specie on mkt buy on mkt buy on mkt buy collateral transfer in specie
ord
23,800
3.00 2.96
2.99
n/a n/a n/a n/a n/a n/a n/a n/a n/a 3.01 3.06 n/a 3.07 3.07 3.07 3.07 3.07 n/a n/a 3.08 3.08 n/a n/a n/a n/a 3.06 n/a n/a n/a n/a n/a 3.21 n/a 3.27 n/a n/a 3.25 3.27 3.27
page 5 of 6
Holder of Relevant Interest BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock (Netherlands) B.V. BlackRock Asset Management North Asia Limited
TTS
Date of Acquisition / Trans on a prescribed fin'l mkt 02-Jul-14 02-Jul-14 01-Jul-14 02-Jul-14 02-Jul-14
no no yes yes no
Consideration Cash n/a n/a 3.37 3.42 n/a
Non-cash in specie in specie on mkt buy on mkt buy collateral transfer
Class and number of securities affected ord ord ord ord ord
41,650 47,600 61,198 31,365 1,691,505
page 6 of 6
Annexure C This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
04-Jul-14 Date
William Stockl, Authorised Signatory
7. Addresses The addresses of persons named in this form are as follows:
Name
Address
BlackRock Group BlackRock Inc.
55 East 52nd Street New York NY 10055 USA
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor Amstelplein Amsterdam Netherlands Murray House 1Royal Mint Court London, EC3N 4HH, UK
BlackRock Advisors (UK) Ltd.
BlackRock Advisors, LLC
100 Bellevue Parkway Wilmington, DE 19809 BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500 Toronto, Ontario M5J 2S1 BlackRock Asset Management North Asia Limited 16/F, 2 Queen’s Road Cheung Kong Center Hong Kong BlackRock Financial Management, Inc. 40 E. 52nd Street New York, NY 10022 BlackRock Fund Advisors 400 Howard Street San Francisco, CA, 94105 BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA, 94105 BlackRock International Ltd. 40 Torphichen Street Edinburgh EH3 8JB BlackRock Investment Management (Aust) Ltd (ACN 006 Level 26, 101 Collins St 165 975) Melbourne Australia BlackRock Investment Management (UK) Ltd 12 Throgmorton Avenue London EC2N 2DL UK BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ 08540 BlackRock Japan Co. Ltd. Sapia Tower 1-7-12 Marunouchi, Chiyoda-ku, Tokyo, 100-0005 Japan
TTS
page 1 of 1
Annexure D This is Annexure D of 1 page referred to in form 603 Notice of initial substantial
04-Jul-14 William Stockl, Authorised Signatory
Date
Type of agreement:
Global Master Securities Lending Agreement
Parties to agreement:
Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date:
Refer to Annexure B (transactions identified as collateral transfers)
Holder of voting rights:
BlackRock Asset Management North Asia Limited (as investment manager for the funds)
Are there any restrictions on voting rights?
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights.
If yes, detail Scheduled return date (if any):
Not applicable.
Does the borrower have the right to return early?
Yes.
If yes, detail
Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
Yes, at notice.
If yes, detail Will the securities be returned on settlement?
Yes.
If yes, detail any exceptions
A copy of this agreement will be provided to Tatts Group Ltd. or the Australian Securities and Investments Commission upon request.
N:\DATA\Disclosures\Disclosure Forms\Australia\WORKINGS\Workings\TTS\TTS 28.02.14_02.07.14\TTS _ 2014 07 02 _ 603D.docx
page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder To Company Name/Scheme
TATTS GROUP LTD.
ACN/ARSN
19 108 686 040 (ABN)
1. Details of substantial holder (1) Name ACN/ARSN (if applicable)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures to this form)
The holder became a substantial holder on
02 / 07 / 2014
2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) ord
Number of securities
Person's votes (5)
73,271,215
Voting power (6)
73,271,215
5.10
3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
Annexure A and D
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
see Annexure A
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest see Annexure B
Date of acquisition
Consideration (9) Cash
Non-cash
Class and number of securities
603
page 2/2 15 July 2001
6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable)
Nature of association
see Annexure A
7. Addresses The addresses of persons named in this form are as follows: Name
Address
see Annexure C
Signature print name William Stockl
capacity Authorised Signatory*
sign here
date
04 / 07
/ 2014
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONS (1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)
Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (8)
If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
(9)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
William Stockl, Authorised Signatory
04-Jul-14 Date
3. Details of Relevant Interests 4. Details of present registered holders 6. Associates Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock (Netherlands) Power to control the exercise of a right to vote attached to B.V. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
(Section 4) JPM-JP MORGAN CHASE NEW YORK
(Section 4)
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 19,969
(Section 6) subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
110,177
subsidiary of BlackRock Inc.
SSB-STATE STREET LONDON
ord
31,365
subsidiary of BlackRock Inc.
BNYM-BONY EUROPE LONDON
ord
4,083,718
subsidiary of BlackRock Inc.
CB-CACEIS BANK LUXEMBOURG
ord
13,346
subsidiary of BlackRock Inc.
CITI-CITIBANK, LONDON
ord
1,415,981
subsidiary of BlackRock Inc.
HSBC-HSBC - LONDON
ord
75,962
subsidiary of BlackRock Inc.
JPM - J.P. Morgan Zurich
ord
82,651
subsidiary of BlackRock Inc.
JPM-JPM CHASE LONDON
ord
957,189
subsidiary of BlackRock Inc.
page 1 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management Canada securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management Canada securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Asset Power to control the exercise of a right to vote attached to Management North Asia securities and/or the power to dispose of securities as Limited investment manager or trustee. BlackRock Financial Power to control the exercise of a right to vote attached to Management, Inc. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 29,644
(Section 6) subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
13,083
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST UK
ord
810,999
subsidiary of BlackRock Inc.
RBC-DEXIA BIL- LONDON
ord
449,452
subsidiary of BlackRock Inc.
SSB-STATE STREET DUBLIN
ord
786,901
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
113,710
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
97,042
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
642,547
subsidiary of BlackRock Inc.
ord
2,559,505
subsidiary of BlackRock Inc.
SSB-STATE STATE HONG KONG
ord
1
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
34,276
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, BOSTON
ord
2,676
subsidiary of BlackRock Inc.
SSB-STATE STREET MUTUAL FUNDS
ord
31,435
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
25,208,374
subsidiary of BlackRock Inc.
(Section 4) KAS-KAS BANK AMSTERDAM
(Section 4)
page 2 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Institutional Power to control the exercise of a right to vote attached to Trust Company, N.A. securities and/or the power to dispose of securities as investment manager or trustee. BlackRock International Power to control the exercise of a right to vote attached to Limited securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (Australia) securities and/or the power to dispose of securities held in Limited its capacity as investment manager.
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 1,769,616
(Section 6) subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
1,687,622
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
420,132
subsidiary of BlackRock Inc.
SSB-SSB BOSTON INSTITUTIONAL
ord
6,146
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
1,307,999
subsidiary of BlackRock Inc.
SSB-STATE STATE HONG KONG
ord
571,284
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, BOSTON
ord
103,314
subsidiary of BlackRock Inc.
SSB-STATE STREET SACRAMENTO
ord
14,730,808
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST UK
ord
555,195
subsidiary of BlackRock Inc.
JPM-JPM CHASE SYDNEY
ord
1,368,700
subsidiary of BlackRock Inc.
JPM-JPM CHASE SYDNEY
ord
6,653,317
subsidiary of BlackRock Inc.
(Section 4) BNYM-MELLON TRUST NEW YORK
(Section 4)
BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
ord
925,733
subsidiary of BlackRock Inc.
BlackRock Investment Management (Australia) Limited
Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST securities and/or the power to dispose of securities held in CO. - CHICAGO its capacity as investment manager.
ord
571,867
subsidiary of BlackRock Inc.
TTS
page 3 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management (UK) Ltd securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Investment Power to control the exercise of a right to vote attached to Management, LLC securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 27,937
(Section 6) subsidiary of BlackRock Inc.
BNYM-BONY EUROPE LONDON
ord
537,511
subsidiary of BlackRock Inc.
DANS-DANSKE BANK COPENHAGEN
ord
26,381
subsidiary of BlackRock Inc.
HSBC-HSBC - LONDON
ord
24,354
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
246,358
subsidiary of BlackRock Inc.
NT-NORTHERN TRUST CO. - CHICAGO
ord
54,120
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK LUXEMBOURG
ord
231,256
subsidiary of BlackRock Inc.
SSB-STATE STREET BANK, GERMANY
ord
89,675
subsidiary of BlackRock Inc.
SSB-STATE STREET LONDON
ord
704,626
subsidiary of BlackRock Inc.
BNYM-MELLON TRUST NEW YORK
ord
486,371
subsidiary of BlackRock Inc.
BNYM-THE BANK OF NEW YORK
ord
128,965
subsidiary of BlackRock Inc.
JPM-JP MORGAN CHASE NEW YORK
ord
808,537
subsidiary of BlackRock Inc.
SSB-SSB NEW YORK INSTITUTIONAL
ord
55,779
subsidiary of BlackRock Inc.
BBH-BROWN BROTHERS HARRIMAN & CO - NEW YORK
ord
68,643
subsidiary of BlackRock Inc.
(Section 4) BNP-BNP Paribas Milan
(Section 4)
page 4 of 5
Holder of Relevant Interests Nature of Relevant Interest Name and ACN / ARSN (if (Section 3, 4 and 6) (Section 3) BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BlackRock Japan Co Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
TTS
Registered Holder of Securities
Person entitled to be registered as holder
(Section 4) JPM-JP MORGAN CHASE NEW YORK
(Section 4)
SSB-STATE STREET BANK, BOSTON
Class and number of Securities
Nature of Association
(Sections 3 and 4) ord 1,510,304
(Section 6) subsidiary of BlackRock Inc.
ord
subsidiary of BlackRock Inc.
28,662
page 5 of 5
Annexure B This is Annexure B of 6 pages referred to in form 603 Notice of initial substantial shareholder
04-Jul-14 William Stockl, Authorised Signatory
Date
5. Consideration
TATTS GROUP LTD. (TTS) Holder of Relevant Interest BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Japan Co Ltd BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management Canada Limited
Date of Acquisition / Trans on a prescribed fin'l mkt 04-Mar-14 05-Mar-14 05-Mar-14
no yes yes
05-Mar-14 05-Mar-14 07-Mar-14 07-Mar-14 10-Mar-14 11-Mar-14 11-Mar-14
no yes yes no yes no no
12-Mar-14 12-Mar-14 12-Mar-14 13-Mar-14
no no yes no
18-Mar-14 19-Mar-14 19-Mar-14
yes yes no
20-Mar-14 21-Mar-14 21-Mar-14 21-Mar-14 21-Mar-14
yes yes yes yes yes
BlackRock Investment Management (UK) Ltd
21-Mar-14
BlackRock Japan Co Ltd BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited
24-Mar-14 24-Mar-14 24-Mar-14 25-Mar-14 25-Mar-14 25-Mar-14 26-Mar-14 26-Mar-14 27-Mar-14 27-Mar-14 27-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 28-Mar-14 31-Mar-14 31-Mar-14 31-Mar-14
TTS
Consideration Cash n/a 2.96 2.98
Non-cash in specie on mkt buy on mkt buy
n/a
Class and number of securities affected ord ord ord
29,505 14,312 111,209
in specie on mkt buy on mkt buy in specie on mkt buy in specie in specie
ord ord ord ord ord ord ord
11,968 1,561 312 15,701 3,159 37,878 21,789
in specie in specie on mkt buy in specie
ord ord ord ord
29,545 47,272 497 5,628
ord ord ord
6,146 312 193,000
2.89 2.89 2.89 2.89 2.89
on mkt buy on mkt buy collateral transfer on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy
ord ord ord ord ord
187,499 260 75,684 14,048 7,120
yes
2.89
on mkt buy
ord
5,664
yes yes yes yes yes yes no no yes no yes yes yes yes yes yes yes no yes yes
2.88 2.88 2.88 2.85 2.85 2.85
on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
121,336 228 5,298 208 133,239 315 47,280 4,228 468 17,730 3,837 121,770 11,258 30,114 210 8,507 24,358 29,550 8,436 2,069
2.98 2.98 n/a 3.00 n/a n/a n/a n/a 2.97 n/a 2.92 2.91 n/a
n/a n/a 2.87 n/a 2.87 2.90 2.90 2.88 2.90 2.90 2.89 n/a 2.90 2.90
page 1 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration Cash 2.90
BlackRock Asset Management Canada Limited
31-Mar-14
yes
BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Investment Management (UK) Ltd
31-Mar-14
no
31-Mar-14 31-Mar-14
yes yes
BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management Canada Limited
31-Mar-14
no
01-Apr-14 01-Apr-14 01-Apr-14 01-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14 03-Apr-14
yes yes yes yes yes no yes yes no
03-Apr-14
no
04-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 07-Apr-14 08-Apr-14 08-Apr-14 08-Apr-14 09-Apr-14 10-Apr-14 10-Apr-14 10-Apr-14 11-Apr-14 11-Apr-14 14-Apr-14 14-Apr-14 14-Apr-14 15-Apr-14 15-Apr-14 15-Apr-14
yes yes yes no yes yes yes no yes no no no yes yes yes yes yes yes yes yes no
BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors
16-Apr-14 16-Apr-14 17-Apr-14 22-Apr-14
yes no yes no
n/a
23-Apr-14 23-Apr-14 23-Apr-14
no no no
n/a n/a n/a
24-Apr-14 24-Apr-14
no yes
n/a
24-Apr-14 28-Apr-14 28-Apr-14 28-Apr-14 28-Apr-14 29-Apr-14 29-Apr-14 29-Apr-14
yes no no no no no yes no
TTS
Non-cash on mkt buy
Class and number of securities affected ord
2,987
in specie
ord
21,789
on mkt buy on mkt buy
ord ord
30,432 7,077
ord
331,000
n/a
collateral transfer on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy in specie
ord ord ord ord ord ord ord ord ord
4,950 5,282 105 5,146 3,908 53,190 39,996 13,054 37,520
n/a
in specie
ord
457,569
on mkt buy on mkt buy on mkt buy in specie on mkt buy on mkt buy on mkt buy in specie on mkt buy in specie in specie in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
18,468 3,909 4,644 59,100 31,680 13,029 260 59,100 2,689 49,042 21,018 10,688 6,803 42,481 17,361 156 7,292 20,186 2,690 597 12,178
on mkt buy in specie on mkt buy collateral transfer in specie in specie collateral transfer in specie on mkt buy
ord ord ord ord
16,623 53,478 2,688 93,056
ord ord ord
19,404 89,130 474,175
ord ord
41,594 28,474
on mkt buy in specie in specie in specie in specie in specie on mkt buy in specie
ord ord ord ord ord ord ord ord
7,780 9,702 41,594 28,104 28,104 9,702 18,850 14,052
n/a 2.90 2.90 n/a 2.90 2.90 2.90 2.90 2.94 n/a 2.93 2.94
2.96 2.95 2.96 n/a 2.93 2.96 2.97 n/a 2.97 n/a n/a n/a 2.97 2.96 2.95 2.93 2.93 2.93 2.96 2.96 n/a 2.97 n/a 3.00
3.00 3.00 n/a n/a n/a n/a n/a 3.02 n/a
page 2 of 6
Holder of Relevant Interest BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd BlackRock Investment Management, LLC BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors TTS
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration
29-Apr-14 29-Apr-14 29-Apr-14 29-Apr-14
no yes yes no
Cash n/a 3.03 3.02 n/a
01-May-14 01-May-14
no no
n/a n/a
02-May-14 02-May-14 02-May-14 02-May-14 05-May-14 05-May-14 05-May-14
yes no no no no no no
n/a n/a n/a n/a n/a n/a
06-May-14 06-May-14 06-May-14
no yes no
07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 07-May-14 08-May-14 08-May-14 08-May-14
yes yes no no no yes no no no no no
09-May-14 09-May-14
no yes
09-May-14 12-May-14 12-May-14 12-May-14 13-May-14 13-May-14 14-May-14
yes yes no yes no no yes
14-May-14
Non-cash in specie on mkt buy on mkt buy collateral transfer in specie collateral transfer on mkt buy in specie in specie in specie in specie in specie collateral transfer in specie on mkt buy collateral transfer on mkt buy on mkt buy in specie in specie in specie on mkt buy in specie in specie in specie in specie collateral transfer in specie on mkt buy
Class and number of securities affected ord ord ord ord
35,130 22,233 47,909 539,317
ord ord
71,424 364,999
ord ord ord ord ord ord ord
208 29,760 27,206 56,208 71,424 95,232 4,940
ord ord ord
8,398 73,340 311,308
ord ord ord ord ord ord ord ord ord ord ord
153 255 17,970 54,412 38,657 5,366 8,070 494 35,940 21,078 445,078
ord ord
119,800 7,095
3.05
on mkt buy on mkt buy in specie on mkt buy in specie in specie on mkt buy
ord ord ord ord ord ord ord
1,987 208 81,618 559,785 20,995 41,930 29,613
yes
3.05
on mkt buy
ord
8,901
14-May-14
yes
3.05
on mkt buy
ord
12,566
14-May-14 14-May-14
yes yes
3.06 3.05
on mkt buy on mkt buy
ord ord
2,691 14,451
14-May-14
yes
3.05
on mkt buy
ord
6,370
14-May-14 14-May-14
yes no
3.06 n/a
ord ord
147,730 365,879
15-May-14 15-May-14 15-May-14
yes no no
n/a n/a
on mkt buy collateral transfer on mkt buy in specie in specie
ord ord ord
33,422 96,112 3,750
15-May-14
no
n/a
in specie
ord
7,500
15-May-14 16-May-14
no yes
n/a
in specie on mkt buy
ord ord
35,690 73,334
3.02
n/a 3.02 n/a 3.02 3.02 n/a n/a n/a 3.02 n/a n/a n/a n/a n/a n/a 3.03 3.03 3.01 n/a 3.02 n/a n/a
3.05
3.05
page 3 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
Consideration Cash 3.05
Non-cash on mkt buy
3.06
BlackRock Investment Management (Australia) Limited BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Investment Management (UK) Ltd
16-May-14
yes
16-May-14 16-May-14
yes no
19-May-14
yes
BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Asset Management Canada Limited
19-May-14
no
n/a
20-May-14 20-May-14 20-May-14
no no no
n/a n/a n/a
21-May-14 21-May-14 22-May-14 23-May-14 23-May-14 26-May-14
no yes no no no no
n/a
27-May-14 27-May-14 28-May-14 28-May-14 28-May-14 29-May-14 30-May-14 30-May-14 30-May-14 30-May-14
no yes yes no no yes yes yes no yes
BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Japan Co Ltd BlackRock Japan Co Ltd BlackRock Investment Management, LLC BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 30-May-14 02-Jun-14 02-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14 03-Jun-14
yes yes yes yes yes yes yes yes yes no no yes no no no no
BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors
04-Jun-14 04-Jun-14 04-Jun-14
yes no yes
05-Jun-14 05-Jun-14 05-Jun-14 05-Jun-14 05-Jun-14 06-Jun-14 06-Jun-14 09-Jun-14 09-Jun-14 09-Jun-14 09-Jun-14
no no yes yes yes yes no no no no no
TTS
n/a 3.02
3.05 n/a n/a n/a n/a n/a 3.09 3.06 n/a n/a 3.07 3.04 3.04 n/a 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 3.04 n/a n/a 3.04 n/a n/a n/a n/a 2.99 n/a 2.99 n/a n/a 2.99 2.99 2.99 3.01 n/a n/a n/a n/a n/a
Class and number of securities affected ord
45,808
on mkt buy collateral transfer on mkt buy
ord ord
5,226 365,879
ord
29,259
collateral transfer in specie in specie in specie
ord
67,158
ord ord ord
120,880 40,809 21,778
in specie on mkt buy in specie in specie in specie collateral transfer in specie on mkt buy on mkt buy in specie in specie on mkt buy on mkt buy on mkt buy in specie on mkt buy
ord ord ord ord ord ord
9,702 2,708 9,744 72,528 38,239 132,000
ord ord ord ord ord ord ord ord ord ord
54,396 246,901 52 12,088 36,264 6,670 2,171 4,829 90,660 35,000
on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy in specie in specie in specie in specie
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
7,054 15,696 5,426 12,074 3,403 57,128 1,750 130,235 289,762 66,484 47,410 3,928 54,396 494 988 246,358
on mkt buy in specie on mkt buy
ord ord ord
260 24,176 9,028
in specie in specie on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie in specie in specie in specie
ord ord ord ord ord ord ord ord ord ord ord
30,220 54,396 12,445 105 5,202 7,856 54,396 6,044 24,176 1,705 39,402 page 4 of 6
Holder of Relevant Interest
Date of Acquisition / Trans on a prescribed fin'l mkt
BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
10-Jun-14 10-Jun-14
no no
10-Jun-14 11-Jun-14
no yes
BlackRock International Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (UK) Ltd
12-Jun-14 12-Jun-14 12-Jun-14 13-Jun-14
yes no no no
BlackRock Investment Management (UK) Ltd
13-Jun-14
BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Investment Management, LLC BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock International Limited BlackRock Fund Advisors BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Investment Management (Australia) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Institutional Trust Company, N.A. BlackRock Japan Co Ltd BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock Advisors (UK) Limited BlackRock Institutional Trust Company, N.A. BlackRock Asset Management North Asia Limited BlackRock Fund Advisors TTS
Consideration Cash n/a n/a
Non-cash in specie in specie
n/a
Class and number of securities affected ord ord
12,088 3,750
in specie on mkt buy
ord ord
2,676 6,403
n/a n/a n/a
on mkt buy in specie in specie in specie
ord ord ord ord
9,804 12,088 42,308 20,130
no
n/a
in specie
ord
66,827
13-Jun-14 13-Jun-14 13-Jun-14 13-Jun-14
yes no no no
n/a n/a n/a
on mkt buy in specie in specie in specie
ord ord ord ord
27,545 24,176 12,313 21,778
16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 16-Jun-14 17-Jun-14 17-Jun-14 18-Jun-14 18-Jun-14 19-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 20-Jun-14 23-Jun-14 23-Jun-14 23-Jun-14
no no no no no no no no no yes yes no yes yes yes yes yes no no yes
in specie in specie in specie in specie in specie in specie in specie in specie in specie on mkt buy on mkt buy in specie on mkt buy on mkt buy on mkt buy on mkt buy on mkt buy in specie in specie on mkt buy
ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord ord
24,176 30,220 108,792 784,676 26,268 14,024 18,132 84,030 18,132 210 39,390 18,132 6,130 21,474 20,405 10,708 17,245 18,132 13,134 21,778
23-Jun-14 23-Jun-14 24-Jun-14 24-Jun-14 24-Jun-14 24-Jun-14 25-Jun-14 26-Jun-14 26-Jun-14 26-Jun-14
yes no no no no yes no no no no
ord ord ord ord ord ord ord ord ord ord
9,441 120,880 17,850 5,569 14,608 68 47,600 35,700 41,650 212,000
27-Jun-14 27-Jun-14 27-Jun-14
no yes no
ord ord ord
71,757 39,637 59,675
30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14 30-Jun-14
yes no no yes yes yes no
n/a
ord ord ord ord ord ord ord
306 33,768 35,700 119,340 2,712 28,343 411,563
02-Jul-14
no
n/a
on mkt buy in specie in specie in specie in specie on mkt buy in specie in specie in specie collateral transfer in specie on mkt buy collateral transfer on mkt buy in specie in specie on mkt buy on mkt buy on mkt buy collateral transfer in specie
ord
23,800
3.00 2.96
2.99
n/a n/a n/a n/a n/a n/a n/a n/a n/a 3.01 3.06 n/a 3.07 3.07 3.07 3.07 3.07 n/a n/a 3.08 3.08 n/a n/a n/a n/a 3.06 n/a n/a n/a n/a n/a 3.21 n/a 3.27 n/a n/a 3.25 3.27 3.27
page 5 of 6
Holder of Relevant Interest BlackRock Fund Advisors BlackRock Fund Advisors BlackRock Institutional Trust Company, N.A. BlackRock (Netherlands) B.V. BlackRock Asset Management North Asia Limited
TTS
Date of Acquisition / Trans on a prescribed fin'l mkt 02-Jul-14 02-Jul-14 01-Jul-14 02-Jul-14 02-Jul-14
no no yes yes no
Consideration Cash n/a n/a 3.37 3.42 n/a
Non-cash in specie in specie on mkt buy on mkt buy collateral transfer
Class and number of securities affected ord ord ord ord ord
41,650 47,600 61,198 31,365 1,691,505
page 6 of 6
Annexure C This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
04-Jul-14 Date
William Stockl, Authorised Signatory
7. Addresses The addresses of persons named in this form are as follows:
Name
Address
BlackRock Group BlackRock Inc.
55 East 52nd Street New York NY 10055 USA
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor Amstelplein Amsterdam Netherlands Murray House 1Royal Mint Court London, EC3N 4HH, UK
BlackRock Advisors (UK) Ltd.
BlackRock Advisors, LLC
100 Bellevue Parkway Wilmington, DE 19809 BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500 Toronto, Ontario M5J 2S1 BlackRock Asset Management North Asia Limited 16/F, 2 Queen’s Road Cheung Kong Center Hong Kong BlackRock Financial Management, Inc. 40 E. 52nd Street New York, NY 10022 BlackRock Fund Advisors 400 Howard Street San Francisco, CA, 94105 BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA, 94105 BlackRock International Ltd. 40 Torphichen Street Edinburgh EH3 8JB BlackRock Investment Management (Aust) Ltd (ACN 006 Level 26, 101 Collins St 165 975) Melbourne Australia BlackRock Investment Management (UK) Ltd 12 Throgmorton Avenue London EC2N 2DL UK BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ 08540 BlackRock Japan Co. Ltd. Sapia Tower 1-7-12 Marunouchi, Chiyoda-ku, Tokyo, 100-0005 Japan
TTS
page 1 of 1
Annexure D This is Annexure D of 1 page referred to in form 603 Notice of initial substantial
04-Jul-14 William Stockl, Authorised Signatory
Date
Type of agreement:
Global Master Securities Lending Agreement
Parties to agreement:
Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date:
Refer to Annexure B (transactions identified as collateral transfers)
Holder of voting rights:
BlackRock Asset Management North Asia Limited (as investment manager for the funds)
Are there any restrictions on voting rights?
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights.
If yes, detail Scheduled return date (if any):
Not applicable.
Does the borrower have the right to return early?
Yes.
If yes, detail
Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
Yes, at notice.
If yes, detail Will the securities be returned on settlement?
Yes.
If yes, detail any exceptions
A copy of this agreement will be provided to Tatts Group Ltd. or the Australian Securities and Investments Commission upon request.
N:\DATA\Disclosures\Disclosure Forms\Australia\WORKINGS\Workings\TTS\TTS 28.02.14_02.07.14\TTS _ 2014 07 02 _ 603D.docx
