PROGRAM AND PROCESS ASSESSMENTS
Program, Process and Internal Controls How the Policy Patty Toolkit can help your organization Patty P. Tehrani [email protected] Visit us at: policypatty.com
What is the Policy Patty Toolkit? • A resource library designed to support organizations in developing, enhancing and maintaining compliance, risk management, and governance programs, processes and controls.
What is available via the Toolkit? • The toolkit offers various guides, tools and templates as well as handson advisory support.
PROGRAM AND PROCESS TOOLKIT - 1
What types of tools does the Toolkit offer? The extensive library has tools that will support administrative, legal, compliance, risk management and operations functions as follows: • Conducting assessments; • Identifying or implementing measures to develop or enhance programs, processes and controls; • Designing communications and training plans; and
• Defining tracking and status reporting measures. PROGRAM AND PROCESS TOOLKIT - 2
About Me An experienced legal and compliance professional that has successfully executed strategic and tactical solutions to support risk management, governance and compliance controls. Over the years, my key responsibilities have included: • Proven Leader • Successful Project Manager
• Effective Collaborator • Strategic Thinker
• Excellent Communicator PROGRAM AND PROCESS TOOLKIT - 3
Toolkit Coverage Areas • Codes of Conduct • Policy Program • Policy Documents • Cybersecurity Program • Records Management Program • Data Protection and Privacy Program • Identity Theft Prevention Program • Effective Communications and Training Programs and Plans PROGRAM AND PROCESS TOOLKIT - 4
Toolkit – How it Works? MAINTAIN REMEDIATE PLAN IDENTIFY
ASSESS STEP 1
Assess
Assess Program / Process / Controls
STEP 2
Identify
Identify What You Need and Gaps
STEP 3
Define
Define Plan for Remediation
STEP 4
Determine
Determine and Execute Remediation
STEP 5
Maintain
Design Maintenance Measures for Program / Process / Controls
The level of engagement can be customized subject to the organization’s needs.
PROGRAM AND PROCESS TOOLKIT - 5
More Information • Visit our website at www.policypatty.com
• Contact us at [email protected]
PROGRAM AND PROCESS TOOLKIT - 6
What is the Policy Patty Toolkit? • A resource library designed to support organizations in developing, enhancing and maintaining compliance, risk management, and governance programs, processes and controls.
What is available via the Toolkit? • The toolkit offers various guides, tools and templates as well as handson advisory support.
PROGRAM AND PROCESS TOOLKIT - 1
What types of tools does the Toolkit offer? The extensive library has tools that will support administrative, legal, compliance, risk management and operations functions as follows: • Conducting assessments; • Identifying or implementing measures to develop or enhance programs, processes and controls; • Designing communications and training plans; and
• Defining tracking and status reporting measures. PROGRAM AND PROCESS TOOLKIT - 2
About Me An experienced legal and compliance professional that has successfully executed strategic and tactical solutions to support risk management, governance and compliance controls. Over the years, my key responsibilities have included: • Proven Leader • Successful Project Manager
• Effective Collaborator • Strategic Thinker
• Excellent Communicator PROGRAM AND PROCESS TOOLKIT - 3
Toolkit Coverage Areas • Codes of Conduct • Policy Program • Policy Documents • Cybersecurity Program • Records Management Program • Data Protection and Privacy Program • Identity Theft Prevention Program • Effective Communications and Training Programs and Plans PROGRAM AND PROCESS TOOLKIT - 4
Toolkit – How it Works? MAINTAIN REMEDIATE PLAN IDENTIFY
ASSESS STEP 1
Assess
Assess Program / Process / Controls
STEP 2
Identify
Identify What You Need and Gaps
STEP 3
Define
Define Plan for Remediation
STEP 4
Determine
Determine and Execute Remediation
STEP 5
Maintain
Design Maintenance Measures for Program / Process / Controls
The level of engagement can be customized subject to the organization’s needs.
PROGRAM AND PROCESS TOOLKIT - 5
More Information • Visit our website at www.policypatty.com
• Contact us at [email protected]
PROGRAM AND PROCESS TOOLKIT - 6
