retirement
The
4 pillars
CLEMENTS GROUP 484 Turner Dr. Bldg E #204 Durango, CO 81303
OF THE ERISA PLAN PARTICIPANT PROCESS While working in-conjunction with your company, the financial advisors at the
PHONE
Clements Group strive to provide excellent
(970) 247-3794
participant and plan level service. We believe
PILLAR 3 - CUSTODIAN
that each pillar in the ERISA Plan Participant
Custody Plan Assets
Process related to your 401(k) or 403(b)
Plan Platform
programs is integral member.
Disclosures
PILLAR 1 - COMPANY
Process Transactions
Oversight of Plan
Daily Updates and Valuations
Department of Labor (DOL) File Cabinet
Call Center •
Enrollments Basic Plan Services Plan Meetings Fiduciary Services Fund Line Up Annual Plan DOL Fiduciary Rule Preparedness Review Assets Management
(970) 259-5939
star t EMAIL [email protected]
Cost: .20-.40%
Annual Plan Review PILLAR 2 - CLEMENTS GROUP Non-Fiduciary Services
FAX
PILLAR 4 - THIRD PARTY ADMINISTRATOR Reviewing Plan per ERISA
WEBSITE
planning for
retirement
www.clementsgroup.us www.fourcorners401k.com
Prepare and Sign Off Documents Compliance Testing Administration Fees / Estimates: •
Annual- $1,500
•
Cross Testing- $450
•
Participant- $45 per
•
Plan Set-Up- $1,250-$1,500
Securities offered through Securities America, Inc., Member FINRA/SIPC and advisory services offered through Securities America Advisors, Inc., William Clements, James Clements, David Ehrig and Michael Balster, Representatives. Clements Group, Ehrig Financial Services and Securities America are unaffiliated.
Clements Group w w w. f o u r c o r n e r s 4 0 1 k . c o m
4 pillars
CLEMENTS GROUP 484 Turner Dr. Bldg E #204 Durango, CO 81303
OF THE ERISA PLAN PARTICIPANT PROCESS While working in-conjunction with your company, the financial advisors at the
PHONE
Clements Group strive to provide excellent
(970) 247-3794
participant and plan level service. We believe
PILLAR 3 - CUSTODIAN
that each pillar in the ERISA Plan Participant
Custody Plan Assets
Process related to your 401(k) or 403(b)
Plan Platform
programs is integral member.
Disclosures
PILLAR 1 - COMPANY
Process Transactions
Oversight of Plan
Daily Updates and Valuations
Department of Labor (DOL) File Cabinet
Call Center •
Enrollments Basic Plan Services Plan Meetings Fiduciary Services Fund Line Up Annual Plan DOL Fiduciary Rule Preparedness Review Assets Management
(970) 259-5939
star t EMAIL [email protected]
Cost: .20-.40%
Annual Plan Review PILLAR 2 - CLEMENTS GROUP Non-Fiduciary Services
FAX
PILLAR 4 - THIRD PARTY ADMINISTRATOR Reviewing Plan per ERISA
WEBSITE
planning for
retirement
www.clementsgroup.us www.fourcorners401k.com
Prepare and Sign Off Documents Compliance Testing Administration Fees / Estimates: •
Annual- $1,500
•
Cross Testing- $450
•
Participant- $45 per
•
Plan Set-Up- $1,250-$1,500
Securities offered through Securities America, Inc., Member FINRA/SIPC and advisory services offered through Securities America Advisors, Inc., William Clements, James Clements, David Ehrig and Michael Balster, Representatives. Clements Group, Ehrig Financial Services and Securities America are unaffiliated.
Clements Group w w w. f o u r c o r n e r s 4 0 1 k . c o m
