self-directed ira service providers

SELF-DIRECTED IRA SERVICE PROVIDERS 2015 www.RetirementLoft.com

     

Welcome!    

Whether  you  are  just  discovering  the  advantages  of  self-­‐directing  your  retirement  accounts  or  seasoned  pro   who  has  already  taken  control  of  their  retirement  plan,  this  year’s  Guide  to  Self-­‐Directed  IRA  Service  Providers   will  become  a  valuable  research  tool.     Since  the  IRA  was  first  established  in  1974  you’ve  been  allowed  to  own  a  wide  assortment  of  investment   assets,  far  beyond  those  offered  by  Wall  Street  firms  or  your  local  bank.  So  why  is  it  that  less  that  3%  of  all  IRA   accounts  today  own  assets  other  than  the  typical  stocks,  bonds  and  mutual  funds?  Since  there  has  never  been   an  incentive  for  bankers  or  stockbrokers  to  recommend  anything  they  don’t  earn  a  fee  on,  the  vast  majority  of   retirement  plans  have  been  limited  to  investments  offered  by  these  advisors.       Over  the  past  20  years,  the  self-­‐directed  IRA  market  has  grown  dramatically  from  only  a  handful  of  custodians   and  administrators  specializing  in  alternative  assets  to  over  50  today.       IRA  investors  are  turning  to  this  once  mostly  overlooked  area  to  broaden  their  investment  options  and  to  take   advantage  of  the  ability  to  invest  in  the  asset  classes  where  they  have  existing  knowledge  or  expertise.       This  is  due  to  several  factors:  1)  the  continued  volatility  of  the  stock  market;  2)  growing  investor  mistrust  of  the   stock  market;  3)  concerns  regarding  the  economy;  4)  historically  low  yields  now  paid  on  traditional  fixed   income  investments.     These  combined  with  the  fact  that  IRAs  held  $6.5  trillion  in  assets  at  the  end  of  the  2014  explains  why  there   are  some  many  new  SD-­‐IRA  custodians  each  year.  The  Retirement  Industry  Trust  Association  estimates  there  is   approximately  $200  billion  in  IRA  funds  currently  invested  in  alternative  investments  including:  real  estate,   precious  metals,  mortgages,  agriculture,  oil  &  gas,  alternative  energy  and  venture  capital  investments.       One  of  the  first  things  to  understand  when  researching  who  to  open  your  SD-­‐IRA  account  with,  is  the   difference  between  the  three  types  of  service  providers:  Custodians,     Administrators  and  Facilitators.      

Custodians    

A  custodian  is  a  company  who  is  either  approved  and  regulated  directly  by  the  IRS,  or  affiliated  with  or  owned   by  a  bank  or  trust  company  and  subject  to  regulation  from  their  state  Banking  Commissioner  and/or  the   Comptroller  of  Currency  and  FDIC.  Custodians  handle  the  formation,  paperwork  and  administrative  services  for   retirement  accounts.  Self-­‐directed  custodians  are  similar  to  traditional  custodians  in  that  they  are  institutions   that  hold  or  "custody"  your  retirement  funds.  The  main  difference  from  traditional  IRA  custodians  is  that  self-­‐ directed  custodians  are  passive;  therefore  they  never  offer  their  own  investments  or  give  account  owners   investment  advice.  Account  owners  are  given  the  freedom  to  select  their  own  investments  including  non-­‐ traditional  assets.    

Administrators    

An  administrator  is  a  company  that  handles  the  formation,  maintenance  paperwork  required  for  your   retirement  account.  Some  administrators  actually  handle  your  money  and  accept  deposits  as  well.  In  this   regard,  an  administrator  actually  acts  as  a  middle  man  between  the  account  owner  and  the  bank  where  funds   are  deposited.  Administrators  generate  account  statements;  keep  records  of  the  assets  held  in  the  account  and   review  transaction  documents  for  compliance  with  current  IRS  regulations.      

  Facilitators    

Over  the  last  10  years  IRA  Facilitators  have  become  an  alternative  to  both  traditional  and  nontraditional   custodial  accounts.  The  main  idea  behind  an  IRA  facilitator  is  to  provide  clients  with  an  IRA  investment  vehicle   that  allows  for  the  purchase  of  both  nontraditional  and  traditional  assets  at  a  potentially  reduced  cost.  An  IRA   facilitator  assists  clients  in  establishing  a  Special  Purpose  IRA  LLC  vehicle  commonly  called  a  “Check  Book  IRA”.   While  this  structure  still  requires  the  use  of  a  custodian  or  administrator,  the  account  owner  manages  the   investment  assets  which  are  owned  by  the  LLC,  which  in  turn  is  funded  by  the  account  owners  IRA  funds.  The   Special  Purpose  IRA  LLC  is  often  the  best  account  choice  for  those  requiring  either  immediate  access  to  funds   when  purchasing  assets  at  auction  or  those  assets  with  frequent  expenses  or  income  deposits  e.g.  apartment   complexes.       Regardless  of  whether  you  use  a  Custodian,  an  Administrator  or  a  Facilitator  to  help  establish  your  SD-­‐IRA,  it’s   important  to  know  that  the  industry  as  become  very  competitive  and  although  the  fees  you’ll  pay  vary  little   between  service  providers,  the  level  of  service  you  can  expect  to  receive  can  be  vastly  different.  Selecting  the   largest  service  provider  may  give  you  a  sense  of  greater  safety  however,  it  doesn’t  guarantee  the  best   customer  service  which  in  this  industry  is  typically  provided  by  the  smaller  firms  you’ll  find  in  your  research.       The  fees  reflected  in  this  report  were  obtained  from  what  we  believe  to  be  each  company’s  most  recent  Fee   Disclosure.     There  can  be  additional  fees  associated  with  self-­‐directing  your  IRA  including,  but  not  limited  to  transaction   fees,  special  handling  fees,  bank  wire  fees,  overnight  fees,  notary  fees,  research  fees,  termination  fees,  and   more.  Please  review  each  company’s  Fee  Disclosure  carefully  before  establishing  a  self-­‐directed  IRA  account.    

Disclaimer    

This  report  has  been  created  by  Retirement  Loft  using  what  we  believe  to  be  accurate  and  current  information   provided  directly  by  the  service  provider  or  from  their  web  site.  However  errors  can  occur  and  service   providers  are  free  to  change  their  fees  and  contact  information  at  anytime.     Retirement  Loft  and  its  affiliates,  partners,  data  suppliers  and  contractors  are  not  liable  for  any  loss  resulting   from:   Errors;   Omissions;   Incorrect  or  outdated  information  on  the  internet.     The  information  in  this  report  is  of  an  educational  nature  and  does  not  constitute  investment  or  personal   advice.       We  welcome  your  feedback  and  questions  on  SD-­‐IRAs  and  will  continue  to  produce  educational  reports   designed  to  help  you  build  your  retirement  savings.      

The Trusted Expert in the Custody of Alternative Assets in Retirement Plans

Next Generation = Trust. When it comes to the custody of alternative assets in self-directed retirement plans, the professionals at Next Generation Trust Services are your trusted resource. As a full-service administrator of these plans, we are experts in all aspects of the nontraditional investments these plans allow. At Next Generation, we’re fanatics about delivering superior customer service—starting with the in-depth expertise of our knowledgeable, friendly staff and the education we provide to financial planners and investors.

Our professionals answer your questions quickly and efficiently, and offer expert guidance about nontraditional investments. And our web-based tools make it easier for you and your clients to manage their self-directed IRAs anytime, anywhere. Together, we’ll build a trusted collaboration that you’ll find is pretty untraditional in the retirement industry. As our own clients will tell you, we’re the best at what we do.

Contact us today! 888.857.8058 75 Livingston Avenue, 3rd Floor, Roseland NJ 07068 www.nextgenerationtrust.com

 

 

Next  Generation  Trust  Services  

www.nextgenerationtrust.com  

 

Next  Generation  Trust  Services  is  a  neutral  third-­‐party  administrator  of  self-­‐directed  IRAs  and  self-­‐directed  retirement   plans.  Founded  in  2004  by  CEO  Jaime  Raskulinecz,  Next  Generation  Trust  Services  provides  comprehensive  account   administration  and  transaction  support  to  individuals  interested  in  self-­‐directing  their  retirement  portfolios.    

Contact  Information   Offices:  

75  Livingston  Avenue,  3rd  Floor   Roseland,  NJ  07068  

Business  Hours:  

8:30  AM  –  5:00  PM  Monday-­‐Friday  

Phone  Number:  

(888)  857-­‐8058  

Email:  

[email protected]  

Company  Information   Classification:  

Administrator  

Custodian:  

Kingdom  Trust  Company  

Date  Established:  

2004  

Number  of  Clients  

>5,000  

Client  Assets    

>$500,000,000  

Employees:  

>10  

Affiliates:  

None  

Management   Jaime  Raskulinecz  

CEO  and  founder  

 

Linda  Varas  

Principal  

 

  Fees    

 

    Set    Up  Fee   Annual  Recordkeeping  Fee       Option  One:  Fee  based  on  number  of  Assets   • • • • •

Each  additional  asset  is  paid  at  the  time  of  acquisition.         Minimum  annual  recordkeeping  fee  $325.   Minimum  fee  will  be  applied  to  first  asset  purchased  if  acquired  during  first  year.   Account  billed  in  the  anniversary  month  of  account  opening.   Debt  financing  on  an  asset  is  charged  as  an  additional  investment.    

 

 

  $50     $325  per  asset  and/or  liability    

Next  Generation  Trust  –  Page  2    

 

Option  Two:  Fee  based  on  Account  Value     Account  Value     $1  to  $10,000       $10,001  to    $20,000       $20,001  to    $30,000       $30,001  to    $40,000       $40,001  to    $50,000     $50,001  to    $100,000     $100,001  to    $250,000     $250,001  and  up  

Multiply  by:   .0150   .0100   .0090   .0080   .0070   .0060   .0050   .0040  

 

Minimum  annual  recordkeeping  fee  is  $150.    Maximum  annual  recordkeeping  fee  is  $2,000.    Account   will  be  billed  in  monthly  installments.    Fee  is  calculated  incrementally  according  to  the  table.      

Transaction  Fees  

 

Purchase,  Sale,  Exchange,  or  Re-­‐registration  of  any  domestic  asset,   including  each  additional  funding:   Purchase,  Sale,  Exchange,  or  Re-­‐registration  of  any  international  asset,   including  each  additional  funding:       Transaction  for  a  Real  Estate  Deposit:      

        Client  Protection  

  FDIC  on  uninvested  cash     The  Provident  Bank  &  others    

Insurance  Coverage:   Uninvested  Cash:   Customer  Complaints     Better  Business  Bureau:  

Accredited.  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

 

 

Allows  single  member  LLCs  (“Checkbook  IRA”)  

       

   $100   $125   $25    

 

www.advantaira.com  

Advanta  IRA  

The  regional  offices  of  Advanta  IRA  are  independently  owned  and  have  over  25  years  of  experience  in  the  Self-­‐Directed   IRA  industry.  Advanta  was  formerly  a  franchise  office  of  the  Entrust  Group  until  January  2012.  

Contact  Information     Offices:  

  Atlanta,  GA       3525  Piedmont  Road  NE   Bldg.  8  Suite  101   Atlanta,  GA  30305  

  New  England/Boston     Riverside  Center   275  Grove  Street,  Suite  2-­‐400   Newton,  MA  02466  

 

 

Fort  Myers/Naples     1520  Royal  Palm  Square  Blvd.,  Ste.  320   Ft.  Myers,  FL  33919  

Tampa/Sarasota     13191  Starkey  Rd.,  Suite  9   Largo,  FL  33773  

 

 

Gainesville/Ocala     Haille  Village   9116  SW  51st  Rd   Gainesville,  FL  32608  

Thomasville,  GA     15125  US  Highway  19  S   Suite  388    

 

Miami/Fort  Lauderdale     101  Northeast  3rd  Ave.  Ste.  1500  Fort   Lauderdale,  FL  33301    

Business  Hours:  

Not  posted.  

 

Phone  Number:  

Atlanta    (678)  513-­‐8913     Fort  Myers/Naples  (239)  333-­‐1032   Gainesville/Ocala  (352)  378-­‐7833   Miami/Fort  Lauderdale  (786)  275-­‐5870  

Email:  

Information  request  form  on  website.  

New  England/Boston  (678)  513-­‐8913   Tampa/Sarasota  (727)  581-­‐9853   Thomasville,  GA  (678)  513-­‐8913  ext.  1152    

Company  Information   Classification:  

Administrator  

Custodian:  

First  Trust  Company  of  Onaga  

Date  Established:  

2003  

Number  of  Clients/Assets:  

5,000  /  $500,000,000  

Employees:  

30  

Management     Jack  M.  Callahan,  J.D.,  CFP™     Dave  Owens,  CPA,  CES        

 

 

Managing  Partner   Managing  Member  

 

   

Advanta  IRA  –  Page  2   Account  Fees    

 

  Set  Up  Fee   Annual  Fees  

 

Option  One:  Fee  Based  on  Number  of  Assets:    

 

$50  

 

Per  Asset/Liability  Including  Real  Estate,        Notes,  Mortgages,  LLCs,  Private  placements,   Futures/Forex  (per  FCM).  See  explanations  below.      Option  Two:  Fee  Based  on  Total  Account  Value                                

        Portfolio  Value:   $0  -­‐   $14,999.99   $15,000  -­‐   $29,999.99   $30,000  -­‐   $44,999.99   $45,000  -­‐   $59,999.99   $60,000  -­‐   $89,999.99   $90,000  -­‐   $124,999.99   $125,000  -­‐   $249,999.99   $250,000  -­‐   $499,999.99   $500,000  -­‐   $749,999.99   $750,000     and  up  

             

Transaction  Fees  

$295       Fee:   $195   $260   $325   $390   $450   $525   $650   $775   $1,500   $1,850      

 

Purchase  and/or  Sale  Transactions  of  an  Asset    

$95  

Exchange,  Re-­‐registration,  Re-­‐characterization  of  an  Asset/Liability  or  Leveraged  Assets  

$95  

Client  Protection  

 

Insurance  Coverage:  

Fidelity  Bond  and  Errors  and  Omissions  

Un-­‐invested  Cash:  

Stonegate  Bank  –  FDIC  insured  up  to  $250,000  

Customer  Complaints     Better  Business  Bureau:  

Accredited  since  1/4/2012    

 

A+  Rating  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).    

 

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)    

 

American  Estate  &  Trust  

www.americanestatetrust.com  

AET  is  a  Trust  company  that  provides  trustee  services,  custodial  services,  precious  metals  storage  management  and   institutional  cash  management  solutions.   Contact  Information   Office:  

6900  Westcliff  Drive   Suite  603   Las  Vegas,  NV  89145  

Business  Hours:  

Not  posted.  

Phone  Number:  

1-­‐866-­‐654-­‐6111  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

State  Chartered:  

Nevada  

Date  Licensed:  

6/29/2007  

Number  of  Clients  

>1,000  

Client  Assets    

>$100  million  

Employees:  

Unknown.  

Affiliates:  

American  Estate  &  Trust,  LC  (AET)  wholly  owns  and  operates  the  web  sites   americanestateandtrust.com,  americanestatetrust.com,  TrusteeAmerica.com  and   IRAcentral.com.  AET  owns  and  operates  its  own  precious  metals  depository  under  the   name  of  American  Depository  Services.  

Management  

Scott  Janko     Mike  Janko     Brian  G.  Tillotson,  Esq.     Fees    

President,  Board  of  Directors,  BBA  Bus,  MSM  Bus.   Chief  Investment  Officer,  Board  of  Directors   General  Counsel,  Board  of  Directors.    

Setup  Fee  

$50    

Annual  Account  Fee  

$275  

Distribution  /  Withdrawal  /  Investments  /  Asset  Acquisition  /   Miscellaneous    (Can  be  included  in  6  free  life  time  transactions)  

No  charge  for  annual  contributions  or  rollovers   6  free  transactions  for  the  life  of  the  account.     $35  per  transaction  after  6.   12  free  dividend  or  payment  receipts  per  yr.  $35   per  after  the  12.    

       

 

American  Estate  and  Trust  –  Page  2   Client  Protection  

 

Insurance  Coverage:  

Fidelity  and  Errors  and  Omissions  Insurance  Coverage.  

Uninvested  Cash:  

Deposited  at  various  banks.  

Customer  Complaints     Better  Business  Bureau:  

Accredited   A  Rating  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

 

 

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)    

 

 

 

 

 

     

 

 

 

 

 

 

 

 

 

American  IRA  

www.americanira.com  

American  IRA  offers  educational  opportunities  in  the  form  of  webinars,  seminars,  training  events,  private  events,  and   direct  contact  with  clients.  American  IRA  was  founded  in  2004  by  CEO,  Jim  Hitt.      

Contact  Information    

Offices:  

  Asheville,  NC  Office   137  Broad  Street   Asheville,  NC  28801    

Charlotte,  NC  Office   15720  Brixham  Hill  Avenue   Suite  300   Charlotte,  NC  28277  

Business  Hours:  

9  A.M.  to  5  P.M.    Monday  Through  Friday  

Phone  Number:  

866-­‐750-­‐0472  

Email:  

[email protected]  

Company  Information   Classification:  

Administrator  

Custodian  

Capital  Bank  

Number  of  Clients  

>3,000  

Client  Assets    

>$300  million  

Employees:  

11  

Affiliates:  

Not  available.  

Management   Jim  Hitt  

CEO  

Sean  McKay  

Senior  Vice  President  

  Over  40  years  of  Self-­‐Directed  IRA  experience.    

 

           

  American  IRA  –  Page  2   Fees      

$50  

Setup  Fee    

Annual  Fee  

$285  

Accounts  Under  $7,500    

$165  

All  Cash  Accounts    

No  Annual  Fee  

Minimum  Account  Cash  Balance  

$750    

Asset  Transaction  Fees  

 

Purchase  and/or  Sale  Transactions  of  an  Asset  ,      

 

$95  

Exchange,  Re-­‐registration,  Re-­‐characterization  of  an   Asset/Liability  or  Leveraged  Assets  

$95  

For  more  active  clients  we  offer  unlimited  purchase  and  sale  transactions  eliminating  the  $95  transaction  fee  and   instead  charging  a  set  $165.00  per  year  (elected  at  the  time  of  account  opening  and  changeable  each  year).       Additional  fees  will  apply  for  complex  transactions  or  expedited  investment  review.     Client  Protection   Insurance  Coverage:  

Crime  and  Professional  Liability  

Un-­‐invested  Cash:  

All  un-­‐invested  cash  is  FDIC  insured.  

Customer  Complaints     Better  Business  Bureau:  

Accredited   A+  Rating  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).  

Account  Types   √  

Traditional  IRA  

√  

SEP  IRA  

√  

Solo  401(k)  

√  

√  

Roth  IRA  

√  

SIMPLE     IRA  

√  

Coverdell  Education  Savings  Account    

Health  Savings  Account    

Allowable  Assets   √  

Real  Estate  

√  

Precious  Metals  

√  

Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Joint  Ventures  &   Partnerships  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  Single  Member  LLCs  (“Checkbook  IRA”)    

 

     

www.theentrustgroup.com  

Entrust  Group  

The  Entrust  Group  (“Entrust”)  has  provided  account  administration  services  for  self-­‐directed  retirement  and  tax-­‐ advantaged  plans  for  over  30  years.  Entrust  assists  in  purchasing  alternative  investments  with  your  retirement  funds,   and  administer  the  buying  and  selling  of  assets  that  are  typically  unavailable  through  banks  and  brokerage  firms.   These  assets  include  residential  and  commercial  real  estate,  secured  and  unsecured  notes,  limited  liability   corporations,  precious  metals,  mortgages  and  more.    

Contact  Information   Offices:  

Corporate  Office:  555  12th  Street  Suite  1250  Oakland,  CA  94607    

 

Branch  Locations:  

                   

Los  Angeles  Area   Massachusetts   Missouri   Nevada  -­‐  Precious  Metals   Center   Orange  County  

27201  Puerta  Real  Suite  300  Mission  Viejo,  CA  92691   14205  S.E.  36th.  Street  Suite  100  Bellevue,  WA  98006  

Washington  

Business  Hours:  

520  Broadway  Suite  350  Santa  Monica,  CA  90401   100  Trade  Center  Suite  G-­‐700  Woburn,  MA  01801   100  Chesterfield  Business  Parkway  Suite  200  St.  Louis,  MO   63005   9444  Double  R  Blvd.  Suite  A  Reno,  NV  89521  

 

Phone  Number:                        800-­‐392-­‐9653    

Email:  

 

Company  Information   Classification:  

Administrator  

Date  Established:                  2005  

 

Number  of  Clients/Client  Assets:  

 

Employees:                                        50  employees  –  (under  client  assets)  $2.2  billion  in  total  assets   Affiliates:  

 

Management   Hubert  Bromma  

Founder  &  CEO  

 

Jason  Craig  

President  

 

Yvonne  Garcia  

Director  of  Marketing  

 

John  Paul  Ruiz        

Director  of  Professional  Development          

 

 

Entrust  –  Page  2   Fees    

 

Set  Up  Fee  

 

$50  

Annual  Fee  

 

 

OPTION  1:  Based  on  Number  of  Assets:      

 

$295  per  Asset    

Please  note  that  debt  financing  on  an  asset  is  charged  as  an  additional  asset.  

 

 

OPTION  2:  Based  on  Total  Account/Asset  Value  (Min.  $195,  Max.  $1,995  –  paid  quarterly)    

 

 

 

If  the  account  value  is  between:  

 

$1  and  $24,999  

0.0095    

 

$25,000  and  $49,999    

0.0070  

 

$50,000  and  $149,999    

0.0065  

   

$150,000  and  $299,999    

0.0060  

 

$300,000  and  up    

$1,995  

Transaction  Fees   Purchase,  sale,  earnest  money  or  exchange  of  Real  Estate     Purchase,  sale,  exchange  or  additional  funding,  per  asset  (non-­‐Real  Estate)      Client  Protection   Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

Multiply  value  by:  

   

  $125   $95  

 

Customer  Complaints     Accredited  since  5/31/2012   A+  Rating.    

Better  Business  Bureau:  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)    

 

Community  National  Bank  

www.communitynationalbank.net  

Community  National  Bank’s  Retirement  Plans  Division  has  been  providing  custodial  services  for  self-­‐directed   retirement  plans  since  1985.  Community  National  Bank  consists  of  our  main  office  and  Retirement  Plans  Division   located  in  Seneca,  Kansas  plus  three  branches  located  in  the  following  Kansas  communities:  Sabetha,  Tonganoxie,  and   Basehor.     Contact  Information    

Main  Office:  

225  Main  Street   P.O.  Box  225   Seneca,  KS  66538    

Business  Hours:  

Not  posted  

Phone  Number:  

800-­‐680-­‐0340            

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Type:  

National  Bank  –  regulated  by  the  OCC  

State  Chartered:  

10/4/1984  

Number  of  Clients  

Unknown  

Client  Assets    

Unknown  

Employees:  

Unknown  

Affiliates:  

Unknown  

Management   Ronald  C.  Johnson  

President  

Fees    

 

Setup  Fee:  

$25.00  

Annual  Account  Fee:  

$70.00  (Due  at  establishment,  assessed  on  a  calendar  year  basis,  and  is   not  pro-­‐rated)    

Annual  Asset  Fee:  

$30.00  per  investment  per  year  (non-­‐standard  investments)  

Transaction  Fees  

 

Purchases,  Sales,  Corporate  Actions      

$30.00  (Non-­‐Standard  Investments)  

   

 

Community  National  Bank  –  Page  2   Client  Protection  

 

Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Community  National  Bank  

Customer  Complaints     Better  Business  Bureau:  

Not  Accredited.  

√  

Traditional  IRA  

 

To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile.           Individual  401(k)   √   SEP     Account  Health  Savings  Account  

√  

Roth  IRA  

 

SIMPLE  

 

 

 

Account  Types:  

 

Allowable  Assets       √      

   

Coverdell  Education  Savings  Account  

   

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

     

www.theentrustgroup.com  

Entrust  Group  

The  Entrust  Group  (“Entrust”)  has  provided  account  administration  services  for  self-­‐directed  retirement  and  tax-­‐ advantaged  plans  for  over  30  years.  Entrust  assists  in  purchasing  alternative  investments  with  your  retirement  funds,   and  administer  the  buying  and  selling  of  assets  that  are  typically  unavailable  through  banks  and  brokerage  firms.   These  assets  include  residential  and  commercial  real  estate,  secured  and  unsecured  notes,  limited  liability   corporations,  precious  metals,  mortgages  and  more.    

Contact  Information   Offices:  

Corporate  Office:  555  12th  Street  Suite  1250  Oakland,  CA  94607    

 

Branch  Locations:  

                   

Los  Angeles  Area   Massachusetts   Missouri   Nevada  -­‐  Precious  Metals  Center   Orange  County   Washington  

Business  Hours:  

520  Broadway  Suite  350  Santa  Monica,  CA  90401   100  Trade  Center  Suite  G-­‐700  Woburn,  MA  01801   100  Chesterfield  Business  Parkway  Suite  200  St.  Louis,  MO  63005   9444  Double  R  Blvd.  Suite  A  Reno,  NV  89521   27201  Puerta  Real  Suite  300  Mission  Viejo,  CA  92691   14205  S.E.  36th.  Street  Suite  100  Bellevue,  WA  98006  

 

Phone  Number:  

 

Email:  

 

Company  Information   Classification:  

Administrator  

Date  Established:  

 

Number  of  Clients/Client  Assets:  

 

Employees:  

 

Affiliates:  

 

Management   Hubert  Bromma  

Founder  &  CEO  

 

Jason  Craig  

President  

 

Yvonne  Garcia  

Director  of  Marketing  

 

John  Paul  Ruiz        

Director  of  Professional  Development          

 

Entrust  –  Page  2   Fees    

 

Set  Up  Fee  

 

$50  

Annual  Fee  

 

 

OPTION  1:  Based  on  Number  of  Assets:      

 

$295  per  Asset    

Please  note  that  debt  financing  on  an  asset  is  charged  as  an  additional  asset.  

 

 

OPTION  2:  Based  on  Total  Account/Asset  Value  (Min.  $195,  Max.  $1,995  –  paid  quarterly)    

 

 

 

If  the  account  value  is  between:  

 

$1  and  $24,999  

0.0095    

 

$25,000  and  $49,999    

0.0070  

 

$50,000  and  $149,999    

0.0065  

   

$150,000  and  $299,999    

0.0060  

 

$300,000  and  up    

$1,995  

Transaction  Fees   Purchase,  sale,  earnest  money  or  exchange  of  Real  Estate     Purchase,  sale,  exchange  or  additional  funding,  per  asset  (non-­‐Real  Estate)      Client  Protection   Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

Multiply  value  by:  

   

  $125   $95  

 

Customer  Complaints     Accredited  since  5/31/2012   A+  Rating.    

Better  Business  Bureau:  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)    

 

Equity  Trust  Company  

www.trustetc.com  

Equity  Trust  (previously  Mid-­‐Ohio  Securities)  was  founded  in  1974  and  currently  has  over  130,000  clients  in  all  50   states  and  over  $12  billion  of  retirement  plan  assets  under  administration.   Contact  Information   Main  Office:  

225  Burns  Road   Elyria,  Ohio  44035  

Business  Hours:  

Monday-­‐Friday  9  AM  –  6  PM  EST  

Phone  Number:  

888-­‐ETC-­‐IRAS  (382-­‐4727)  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Type:  

Non-­‐depository  trust  company  

State  Chartered:  

South  Dakota  

Date  Licensed:  

3/1/2003  (originally  founded  as  Mid-­‐Ohio  Securities  in  1974)  

Number  of  Clients/Client  Assets:   >130,000/$12  billion  (est.)   Employees:  

>400    

Affiliates:  

Mid-­‐Ohio  Securities  (broker-­‐dealer)  

Management   Richard  Desich  

Founder/Chairman  

Jeffrey  Desich  

CEO  

Fees    

 

                             

Portfolio  Value   $0-­‐14,999   $15,000-­‐24,999   $25,000-­‐49,999   $50,000-­‐99,999   $100,000-­‐199,999   $200,000-­‐299,999   $300,000-­‐399,999   $400,000-­‐499,999   $500,000-­‐599,999   $600,000-­‐699,999   $700,000-­‐799,999   $800,000-­‐899,999   $900,000-­‐999,999   $1,000,000-­‐OVER    

Standard  Fee   $190.00   $260.00   $300.00   $360.00   $440.00   $600.00   $640.00   $920.00   $1,500.00   $1,600.00   $1,700.00   $1,750.00   $1,800.00   Negotiable  

Equity  Trust  Company  –  Page  2   Client  Protection  

 

Insurance  Coverage:  

Fidelity  Bond  and  Errors  and  Omission  Insurance  

Uninvested  Cash:  

Bank  of  America  

Customer  Complaints     Better  Business  Bureau:  

Not  accredited    

√  

Traditional  IRA  

√  

  BBB  Website  Alert  -­‐  On  April  4,  2012  accreditation  was  suspended  due  to  the   business’s  failure  to  respond  to  and  resolve  BBB  complaints  promptly.  Additionally   the  business  had  not  eliminated  the  underlying  cause  of  patterns  of  customer   complaints  concerning  customer  service  issues  and  failure  to  respond  to   customers.    The  company  met  with  BBB  on  April  18,  2012  and  outlined  steps  it  had   recently  taken  to  improve  its  internal  handling  of  customer  service  related   issues.    The  suspension  was  reviewed  by  the  Accreditation  Committee  of  the  BBB   Board  of  Directors  on  April  19th.    The  committee  voted  to  maintain  the  suspension  of   the  company’s  BBB  Accreditation  for  at  least  six  months  to  determine  if  steps  taken  to   minimize  customer  service-­‐related  complaints  are  successful,  and  to  revisit  the   company’s  BBB  accreditation  at  that  time.     To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile.           Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

√  

Roth  IRA  

√  

SIMPLE  

 

Account  Types:  

 

 

 

Allowable  Assets    

√    

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Does  not  allow  single  member  LLCs  (“Checkbook  IRA”)  

   

     

 

www.horizontrust.com  

Horizon  Trust  Company  

Horizon  Trust  Company  is  a  custodian  offering  IRA  custodial  services  for  clients  looking  to  self-­‐direct  their  Individual   Retirement  Account  (IRA).  Horizon  Trust  provides  education  on  self-­‐directing  and  custodial  services  to  investors   interested  in  diversifying  their  tax-­‐sheltered  portfolios  beyond  the  limited  options  of  publicly-­‐traded  investment   products.   Contact  Information   Main  Office:  

Horizon  Trust  Company   2501  Yale  Blvd.  SE,  Ste.  304   Albuquerque,  NM  87106  

Business  Hours:  

 

Phone  Number:  

888-­‐205-­‐6036  

Email:  

 

Company  Information   Classification:  

Custodian  

State  Chartered:  

New  Mexico  

Number  of  Clients/Client  Assets:   $95  Million   Employees:  

 

Affiliates:  

Unknown  

Management   Gregory  Herlean  

Chairman  of  Board  

Steve  Byrne  

Treasurer  and  Secretary  

Andrew  Jolley  

Vice  President  

Jeffrey  Barton  

Chief  Compliance  Officer  

   

 

Horizon  Trust  Company  –  Page  2   Fees    

 

 

Traditional,  Roth,  SEP,  SIMPLE,  Indy  401  

 

Premium  

Set  Up  Fee:         Annual  Fee:   $0  -­‐  $50,000   $50,001  -­‐  $100,000         $100,001  -­‐  $200,000        $200,001  -­‐  $1,000,000           $1,000,000  and  Up     Annual  Buy/Sell  Transactions  Included   Additional  Buy  or  Sell  Transactions   Client  Protection  

 

Insurance  Coverage:  

 

Uninvested  Cash:  

 

Platinum  

$50   Multiplier     Minimum  Fee   0.007   $225   0.004   $350   0.0025   $400   0.002   $500   Customizable   4     $50  

$50     Multiplier   Minimum  Fee   0.014   $450   0.008   $700   0.005   $800   0.004   $1000   Customizable   Unlimited   Included  

Customer  Complaints     Better  Business  Bureau:   Not  BBB  Accredited  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)  

 

     

 

iPlan  Group  

www.iplangroup.com  

  As  an  independent  administrator,  iPlanGroup  processes  the  investment  transactions  you  direct  us  to  do  on  behalf  of   your  retirement  account.  Additionally,  iPlanGroup  provides  account  administration,  recordkeeping  and  tax  reporting   for  your  account.     Contact  Information   Main  Office:  

27887  Clemens  Rd.   Suite  3   Westlake,  OH  44145  

Business  Hours:  

Monday-­‐Friday  9:00AM  –  5:00PM    

Phone  Number:  

(855)  604-­‐7526  (1.855.60i.plan)  

Email:  

[email protected]  

Company  Information   Classification:  

Administrator  

Custodian:  

First  Trust  Company  of  Onaga  

Date  Established:  

2012  

Number  of  Clients/Client  Assets:   500/$50,000,000   Employees:  

6    

Management   Jill  Banner  

CEO  

Fees    

 

                             

Account  Value   $0-­‐29,999   $30,000-­‐49,999   $50,000-­‐69,999   $70,000-­‐99,999   $100,000-­‐199,999   $200,000-­‐299,999   $300,000-­‐399,999   $400,000-­‐499,999   $500,000-­‐699,999   $700,000-­‐899,999   $900,000  and  over            

Administration  Fee   $225.00   $300.00   $325.00   $375.00   $485.00   $575.00   $625.00   $695.00   $750.00   $850.00   $975.00        

Equity  Trust  Company  –  Page  2   Customer  Complaints     Better  Business  Bureau:  

Not  accredited    

Insurance  Coverage:  

To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile.         Fidelity  Bond  and  Errors  and  Omissions  Insurance    

Uninvested  Cash:  

Charter  One  Bank  

  Customer  Protection    

  √  

Traditional  IRA  

√  

        Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

Account  Types:  

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Does  not  allow  single  member  LLCs  (“Checkbook  IRA”)  

   

     

 

IRA  Club  

www.iraclub.org  

  Contact  Information   Office:  

79  W.  Monroe   Suite  1208   Chicago,  IL  60603-­‐4936  

Business  Hours:  

9    A.M.  to  5  P.M.  CST  

Phone  Number:  

1-­‐888-­‐795-­‐7950  

Email:  

[email protected]  

Company  Information   Classification:  

Administrator  

State  Chartered:  

 

Date  Licensed:  

 

Number  of  Clients  

 

Client  Assets    

 

Employees:  

 

Affiliates:  

 

Management  

Dennis  Blitz     Fees    

 

 

 

Client  Protection  

 

Insurance  Coverage:  

Fidelity  Bond  and  Errors  and  Omissions  

Uninvested  Cash:      

 

 

 

American  Estate  and  Trust  –  Page  2   Customer  Complaints     Accredited  since  1/4/2012   A+  Rating.  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).      

Better  Business  Bureau:  

Account  Types:   √  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

 

 

 

√  

Health  Savings  Account  

SIMPLE  

√  

Coverdell  Education  Savings  Account  

 

 

 

Brokerage  Accounts:  

Available  

Checkbook  IRAs:  

Allowed  

Answered  Online  Inquiry:  

Under  10  minutes  

   

√  

SEP  

 

IRA  Resources  

www.iraresources.com  

Since  1996,  IRA  Resources  has  acted  as  a  third  party  administrator  for  self-­‐directed  retirement  plans.  The  company   specializes  in  the  administration  and  record  keeping  services  for  IRAs  investing  in  Private  Placements  and  Alternative   Assets.    

Contact  Information   Offices:  

6825  La  Jolla  Blvd   La  Jolla,  CA  92037  

Business  Hours:  

 

Phone  Number:  

888  322-­‐6534  

Email:  

[email protected]    

Company  Information   Classification:  

Administrator  

Custodian:  

Provident  Trust  Group  

Date  Established:  

1996  

Number  of  Clients/Client  Assets:   9,000/$900  million   Employees:  

Unknown  

Affiliates:  

Unknown  

Management   Liane  Bruno  

Fees    

Founder    

Fees  are  billed  on  a  semi-­‐annual  cycle  based  on  the    establishment  date  of  your  account(s)       Setup  Fee  

 

$100                    

Annual  Record  Keeping  Fee  

Minimum  Record  Keeping  Fee:        

$195**  

 

Per  Additional  Asset,  per  year:            

$25  

Incoming  Asset  Transfer  Fee  

To  transfer/convert  Existing  Notes,  LP’s,   LLCs,  GP’s,  Private  Offerings,  Stocks,   Bonds  and/or  Mutual  Funds  transfer.  

$50.00  per  asset,  as  well  as  any  transfer   fees  charged  by  third  parties,  or  actual   costs  of  transfer.  

Transaction  Fees  

Record  keeping  fee  for  Purchase,  Sale  or   Exchange  of  any  Asset:    

$50.00  plus  the  actual  expense  charged  by   third  parties.  

 

 

 

 

 

Client  Protection  

 

Insurance  Coverage:  

Errors  and  Omissions,  Fidelity  Crime  

Uninvested  Cash:  

Union  Bank  

 

                         IRA  Resources  –  Page  2        

Customer  Complaints     Better  Business  Bureau:  

Accredited  since  1/4/2012  

 

√  

Traditional  IRA  

 

A+  Rating   (To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile).         Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

√  

Roth  IRA  

√  

SIMPLE  

 

 

Account  Types:  

 

Allowable  Assets   √  

 

  Real  Estate  

√  

Private  Placements  

√  

√    

Precious  Metals  

Futures     Allows  single  member  LLCs  (“Checkbook  IRA”)  

     

Coverdell  Education  Savings  Account  

      √  

  Trust  Deeds  

√  

Private  Lending  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

 

www.iraservices.com  

IRA  Services  Trust  

IRA  Services  Trust  Company  has  more  than  30  years  of  experience  providing  custodial  account  services.    

Contact  Information   Offices:  

1160  Industrial  Road   Suite  1   San  Carlos,  CA  94070  

Business  Hours:  

Mon.  -­‐  Fri.  from  8:00  AM  -­‐  5:00  PM  PT  

Phone  Number:  

(800)  248-­‐8447  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Chartered:  

IRA  Services  Trust  Company  is  a  non-­‐depository  trust  company  regulated  by  the  State   of  South  Dakota’s  Division  of  Banking.  

Date  Established:  

1969  

Number  of  Clients/Client  Assets:  

>40,000 / >$4 billion  

Employees:  

>50  

Affiliates:  

Unknown  

Management   Edwin  Blue  

CEO  and  President      

Gary  R.  Shumm,  

Vice  President  

Michael  F.  McNair,  

Trust  Officer  

Fees    

 

Set  Up  Fees   Online  Application     $35     Paper  Application   $60       Account  Maintenance  Fees              Quarterly  Account  Fee  (charged  at  setup  then  automatically   $24  per  quarter                   deducted  from  account  the  first  day  of  each  calendar  quarter.  Is     not  pro-­‐rated)         Asset  Fees   Quarterly  Asset  Fees  (deducted  from  account  at  the  time  of  purchase  and  the  first  day  of     each  calendar  quarter)                             Quarterly  Asset  Fees  are  not  charged  to  Coverdell  Education  Savings  Accounts  or  precious     metals.                       Type  1  Assets  (publicly  available  which  may  be  traded  on  a   financial  exchange  including  brokerage  accounts  within  the  IRA   used  to  trade  stock,  bonds,  etc.)    

$8  per  asset/quarter                    

IRA  Services  –  Page  2    

Type  2  Assets  (such  as  IRA  LLCs,  private  placements,  non-­‐public   partnerships,  notes,  deeds  of  trust  etc.)  

$12  per  asset/quarter                    

Type  3  Assets  (such  as  real  property)  

    $20  per  asset/quarter        

 

      Transaction  Fees        

    Purchase  /  Liquidation  /  Sale  /  Re-­‐Registration  /  Exchange  of  Type     1  Assets  $30  per  asset                 Purchase  /  Liquidation/  Sale/  Re-­‐Registration  /  Exchange  of  Type     2  Assets  (Precious  metals  are  charged  the  fee  for  each  purchase,   $40  per  asset               not  for  each  metal/coin  type  purchased)    

 

Purchase/Sale/Transfer/Re-­‐Registration/Exchange  of  Type    3   Assets    

Client  Protection  

 

Insurance  Coverage:  

$1  million  liability    

Uninvested  Cash:  

FDIC  insured  up  to  $250,0000  

$125  per  asset              

Customer  Complaints     Better  Business  Bureau:  

Accredited  since  11/13/2012  

 

Account  Types:   √  

Traditional  IRA  

√  

Roth  IRA  

 

 

√   √  

SIMPLE  

 

Allowable  Assets    

A-­‐  Rating   To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile.           Individual  401(k)   √   SEP   √   Account  Health  Savings  Account   √    

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

 

   

 

Kingdom  Trust  Company  

www.kingdomtrustco.com  

The  Kingdom  Trust  Company  is  an  independent  qualified  custodian  which  provides  flexible  and  innovative  custody   solutions  for  investment  sponsors,  family  offices,  advisory  firms,  broker-­‐dealers,  and  various  other  investment   platforms.  We  offer  fund  custody,  escrow,  as  well  as  custody  of  alternative  assets  in  self0directed  IRAs  and  other   qualified  and  taxable  accounts.     Contact  Information   Offices:  

1105  St.  Rt.  121  N.   Murray,  KY  42071  

Business  Hours:  

8:00  am  to  5:00  pm  CST  

Phone  Number:  

888-­‐753-­‐6972    

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Chartered:  

South  Dakota  

Date  Established:  

2010  

Number  of  Clients  

61,000  

Client  Assets    

6  Billion  

Employees:  

20-­‐50  

Affiliates:  

Not  available.  

Management   Matthew  Jennings   Charles  Ives   Lisa  Tabers     Tim  Kuhman     Scott  Foster   Tara  Bogard   Fees-­‐  Standard  Fee  Structure   (others  available  on  our   website)     Account  Establishment  Fee     Annual  Fee    

(Due  at  setup  and  annually   thereafter)  

 

   

CEO   President   Chief  Operations  Officer   General  Counsel     CounsCounsel/Trust  Officer   V.P  of  Institutional  Custody    Business  Dev.  Officer    

           

  $50               $0  –  $50,000   $50,001  –  $100,000   $100,001  –  $150,000   $150,001  –  $250,000     $250,001  –  $500,000   $500,001  –  $1,000,000   $1,000,000  or  Greater  Negotiable    

($195)  +  (.0031  x  Asset  Value)   ($195)  +  (.0026  x  Asset  Value)   ($195)  +  (.0023  x  Asset  Value)         ($195)  +  (.0021  x  Asset  Value)       ($195)  +  (.0019  x  Asset  Value)       ($195)  +  (.0018  x  Asset  Value)    

Kingdom  Trust  Company  –  Page  2   Client  Protection  

 

Insurance  Coverage:  All  funds   held  by  Kingdom  Trust   Company  are  held  within   FDIC-­‐insured  accounts.  

 

 

 

Customer  Complaints     Dunn  &  Bradstreet  

2/5  D&B  Rating  

BBB:  Our  parent  organization,   SBG  is  registered  with  BBB  and     holds  an  A+  rating.    

  Account  Types:   √  

Traditional  IRA  

√  

Roth  IRA  

 

 

  √  

√  

Individual  401(k)  

√   SEP  

SIMPLE  

 

√  

 

 

Allowable  Assets-­‐  but  not  limited  to:    

 

Private  Investment  Vehicle     Audit-­‐only  relationships     Fund  Custody        

√  

  Real  Estate  

√  

Precious  Metals  

√  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)          

       

         

       

       

       

       

 

www.mtrustcompany.com  

Millennium  Trust  Company  

Offers  alternative  custody  solutions  to  institutions,  advisors  and  individuals.  Serves  as  a  complement  to  traditional   services  offered  by  other  custodians.  Services  include  rollover  solutions,  alternative  asset  custody,  private  fund  custody   and  advisor  support  services.     Contact  Information   Offices:  

2001  Spring  Road   Suite  700  Oak  Brook,  Illinois    60523    

Business  Hours:  

Monday  thru  Friday   8:00  a.m.  -­‐  4:30  p.m.  CST  

Phone  Number:  

800-­‐258-­‐7878  

Email:  

[email protected]  

Company  Information   Classification:  

Trust  Company  

State  Charter:  

Illinois  

Date  Established:  

11/29/2000  

Number  of  Clients/Client  Assets:  

>80,000  /  $8.4  billion  

Employees:  

Unknown  

Affiliates:  

Unknown  

Management   T.  Scott  McCartan   Gary  Anetsberger           Karla  Mansfield     Bob  Kunimura       Jennifer  Abernathy   Brad  Markham   Mary  Hackbarth         Sharon  Robertson      

CEO   Chief  Operating  Officer   Chief  Financial  Officer   Chief  Technology  Officer   Chief  Compliance  Officer   General  Counsel   SVP,  Director  of   Marketing               SVP,  Director  of  Operations  

               

Fees    

 

Set  Up  Fee   Annual  Account  Fee   Annual  Holding  Fee   Transaction  Fee    

     

 

Promissory  Notes  and  Real  Estate    

$50   $300   $125  per  asset   $150  

Millennium  Trust  Company  –  Page  2   Client  Protection  

 

Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Cash  management  program  uses  four  banks  to  provide  FDIC  coverage  of  up  to  $1   million.  

Customer  Complaints     Better  Business  Bureau:  

Not  BBB  accredited.  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Does  not  allow  single  member  LLCs  (“Checkbook  IRA”)  

       

 

New  Direction  IRA  

www.newdirectionira.com  

New  Direction  IRA  is  a  provider  of  investor  education  as  well  as  custodial  and  administrative  services  for  retirement   accounts  and  HSAs,  allowing  individual  investors  to  take  control  of  their  tax  advantaged  accounts  using  alternative  asset   opportunities  that  are  ideally  suited  to  each  investor’s  goals  and  investment  style.   Contact  Information   1070  W  Century  Dr.   Suite  101   Louisville,  CO  80027   Monday  –  Friday   8:30am  –  5:00pm  (MST)  

Offices:  

Business  Hours:   Phone  Number:  

877-­‐742-­‐1270  

Email:  

[email protected]  

Company  Information   Classification:  

Administrator  

Custodian:  

First  Trust  Company  of  Onaga  

Date  Established:  

2003  

Number  of  Clients/Client  Assets:  

10,000  /  >  $1  Billion  

Employees:  

50  

Affiliates:  

Unknown  

Management   Bill  Humphrey    

Co-­‐founder  and  CEO  

 

Catherine  Wynne    

Co-­‐founder  and  President  

 

  Fees    

 

 

 

Set  Up  Fee  

$50  

Annual  Administration  Fee  

 

Option  1:  Per  Asset  

$295  per  asset/per  year*  

*Annual  fee  is  charged  when  you  purchase  an  asset  and  annually  on  the  anniversary  month  of  the  first  asset  purchased  in   your  account  thereafter.    Mortgages  used  to  purchase  real  estate  are  considered  a  separate  asset.    The  annual  fee  charged   for  a  mortgage  is  $195  per  year.      

New  Direction  IRA  –  Page  2   Option  2:  Based  on  Value  of  Account  

 

                     

                             Account  Value:   $0  -­‐  $14,999.99   $15,000  -­‐  $29,999.99   $30,000  -­‐  $44,999.99   $45,000  -­‐  $59,999.99   $60,000  -­‐  $89,999.99   $90,000  -­‐  $124,999.99   $125,000  -­‐  $249,999.99   $250,000  -­‐  $499,999.99   $500,000  -­‐  $749,999.99   $750,000  and  up    

 

Annual  Administration  Fee:   $195   $250   $325   $375   $450   $525   $650   $775   $1,500   $1,850  

Transaction  Fees     Purchase,  Sale,  Exchange  of  Any  Asset    (Except  Real  Estate)             Purchase,  Sale,  Exchange  of  Real  Estate   Leveraged  Real  Estate                  

  $95   $250   $345  

Client  Protection  

 

Insurance  Coverage:  

Errors  and  Omissions  Insurance  

Uninvested  Cash:  

Several  Banks  

Customer  Complaints     Accredited  since  9/14/2004   A+  Rating.  

Better  Business  Bureau:  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets   √  

  √  

 

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)  

   

√  

 

www.NuViewIRA.com  

NuView  IRA  

NuView  IRA  serves  as  a  passive  administrator  that  provides  custody  of  alternative  assets  such  as  real  estate  and  hard   money  loans.  NuView  is  not  a  fiduciary,  and  as  such  it  does  not  provide  investment  advice  nor  does  it  sell  investments.   Founded  in  2003,  NuView  IRA,  along  with  its  affiliates,  holds  over  $700  million  in  assets  through  thousands  of   accounts,  with  all  undirected  funds  FDIC  insured  to  the  legal  limits.  All  eligible  employees  hold  the  prestigious   designation  of  Certified  IRA  Services  Professional  from  the  American  Bankers  Association.  When  all  the  papers  are  in   good  order,  our  team  opens  accounts  within  24  hours  and  can  fund  deals  within  48.  NuView  IRA  is  not  a  call  center,   but  instead  it  staffs  trained  professionals  who  answer  calls  immediately  with  an  average  hold  time  of  1  minute.      

Contact  Information    

 

 

Phone  Number:      

Company  Headquarters   1064  Greenwood  Blvd   Suite  312   Lake  Mary,  FL  32746   Mon-­‐Thurs:  8:30  am-­‐7  pm  Eastern;     Fri:  8:30  am-­‐5  pm  Eastern   Toll  Free   Headquarters   Fax  

Email:  

[email protected]  

Offices:  

Business  Hours:  

Company  Information   Classification:  

Administrator  

Custodian:  

First  Trust  Company  of  Onaga  

Date  Established:  

2003  

Number  of  Clients  

Over  3,500  

Client  Assets    

Over  $700  million  

Employees:  

20  

Affiliates:  

Midland  IRA  

Management   Glen  Mather     Jason  DeBono    Imran  Ali   Tammy  Perez        

President  and  CEO     Vice  President    Director  of  Operations   Transaction  Manager            

       

 

  877-­‐259-­‐3256   407-­‐367-­‐3472   321-­‐275-­‐0475  

NuView  IRA  –  Page  2   Fees    

 

Set-­‐up  Fee   Annual  Fee      

$50  

   

  Option  1  –  Asset-­‐based  fee   Option  2  –  Account  value-­‐based  fee  

 

 

         

         

$295  Per  Asset       Portfolio  Value:   $0  -­‐  $14,999.99   $15,000  -­‐  $29,999.99   $30,000  -­‐  $44,999.99   $45,000  -­‐  $59,999.99   $60,000  -­‐  $89,999.99   $90,000  -­‐  $124,999.99   $125,000  -­‐  $249,999.99   $250,000  -­‐  $499,999.99   $500,000  -­‐  $749,999.99   $750,000  and  up  

Client  Protection  

 

Insurance  Coverage:    

Fidelity  Bond  and  Errors  &  Omissions  Insurance  

Uninvested  Cash:  

CNL  Bank  

Annual  Fee:   $195   $260   $325   $390   $500   $700   $950   $1,250   $1,650   $1,850  

Customer  Complaints     Better  Business  Bureau:  

A+  BBB  accredited  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets   √  

 

√  

 

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

√            Allows  single  member  LLCs  (“Checkbook  IRA”)    

√  

 

www.pensco.com  

Pensco  Trust  Company  

Pensco  has  been  one  of  the  larger  self-­‐directed  IRA  providers  for  years,  and  in  2012  acquired  Lincoln  Trust  Company,   which  doubled  their  size.  

Contact  Information     717  17th  Street,  Suite  2200     Denver,  CO  80202-­‐3331    

Offices:  

Corporate  Offices     PO  Box  7576     San  Francisco,  CA  94120-­‐7576  

Business  Hours:  

Monday-­‐Thursday,  8:30  a.m.  to  6:00  p.m.  ET   Friday,  8:30  a.m.  to  5:00  p.m.  ET     Monday-­‐Friday,  8:30  a.m.  to  8:00  p.m.  ET  (Accountholders)   Monday-­‐Friday,  8:30  a.m.  to  5:00  p.m.  PT  (Corporate  Office)  

Phone  Number:  

866.818.4472  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

State  Charter:  

New  Hampshire  

Date  Established:  

1978  

Number  of  Clients/Client  Assets:  

>112,000  /  $12  billion  

Employees:  

>100  

Affiliates:  

Unknown  

Management   Kelly  Rodriques      Carol  Foster   Jim  Ruggiero     Chris  Radich   Eileen  Loustau   Cynthia  Weaver   Bonnie  Lewis   Gregg  Monette      

CEO  &  President     Chief  Financial  Officer      Chief  Technology  Officer  

  VP,  Chief  Risk  Officer       SVP,  Marketing      EVP,  Institutional     Services  and  Strategy   VP,  Operations      VP,  Business  Resource  &  Client  Service  Centers    

 

Pensco  Trust  –  Page  2   Fees    

 

Set  Up  Fee   Quarterly  Fees  (based  on  total  account  value)        

  $0—$79,999   $80,000—$99,999   $100,000—$499,999   $500,000—$999,999  

 

$1,000,000+  

$50   $100.00   $50.00  +  .0625%  of  TAV   $62.50  +  .05%  of  TAV   $150.00  +  .0375%  of  TAV   $275.00  +  .025%  of  TAV  

Quarterly  asset  maintenance2  (per  asset)  Real  property,  promissory  notes  and  mortgages    

$12  

Foreign  real  estate    

$1,000    

All  other  assets  Free  Purchases  and  sales  Alternative  assets  free       Client  Protection   Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

 

 

Customer  Complaints     Accredited  since  12/18/2001   A+  Rating.  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).    

Better  Business  Bureau:  

Account  Types:  

 

√  

Traditional  IRA  

√  

Individual  401(k)  

√  

Roth  IRA  

√  

SIMPLE  

 

 

 

Allowable  Assets    

√  

SEP  

 

√  

Account  Health  Savings  Account  

√  

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Does  not  allow  single  member  LLCs  (“Checkbook  IRA”)  

     

 

www.polycomp.net  

Polycomp   Polycomp  administers  retirement  plans,  self-­‐directed  IRAs,  and  Association  Trust  plans.  

Contact  Information   Offices:  

 

 

Northern  California   3000  Lava  Ridge  Court,  Ste.  130     Roseville,  CA  95661   Southern  California  (L.A.  Area)    6400  Canoga  Avenue,  Ste.  250   Woodland  Hills,  CA  91367   Southern  California  (San  Diego  Area)    404  Camino  del  Rio  S.,  Ste.  608   San  Diego,  CA  92108  

Business  Hours:  

 

Phone  Number:  

800.952.8800  –  Northern  California   800.736.7090  –  Southern  California  (L.A.  Area)   800.572.4122  –  Southern  California  (San  Diego  Area)  

Email:  

Contact  form  on  website  

Company  Information   Classification:  

Custodian  

Chartered:  

South  Dakota  

Date  Established:  

2009  (Trust  Charter)  /  in  business  since  1978  

Number  of  Clients/Client  Assets:     Employees:  

 

Affiliates:  

Unknown  

Management   Ed  Dillon    

CEO  

Donna  Harmon    

President  

NaKendra  Stewart  

Director  of  Compliance  

Jay  Kerschner    

Director  of  Qualified  Plan  Operations  

Christopher  Mastrianni    

Director  of  Trust  Administration  

   

 

Polycomp  –  Page  2   Fees    

 

Set  Up  Fee  

$  95  

Annual  Fees  

 

 

Quarterly  administration  of  one  asset  and  cash  account  

$  75  

 

Quarterly  administration  of  each  additional  asset      

$  30  

 

Annual  administration,  per  parcel,  of  real  property  (includes  expense  checks  processing)      

Transaction  Fees  

$  250  

 

 

 

Real  Property  -­‐  purchase/sale  (additional  $100  for  non-­‐recourse  loan)  

$  300    

 

Asset    purchase,  modification,  or  payoff  (other  than  real  property)  

$  100  

 

Foreign  Real  Property  –  purchase/sale  

$  750  

Client  Protection  

 

Insurance  Coverage:  

 

Uninvested  Cash:  

 

Customer  Complaints     Better  Business  Bureau:  

Not  accredited    

 

√  

Traditional  IRA  

√  

A  Rating   To  view  the  complaints  filed  against  the  company,  please  view  the  company’s  BBB   profile.           Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

√  

Roth  IRA  

√  

SIMPLE  

 

 

Account  Types:  

 

Allowable  Assets    

√    

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

Allows  single  member  LLCs  (“Checkbook  IRA”)  

     

 

Preferred  Trust  Company  

 

www.preferredtrustcompany.com  

Building  Wealth  Through  Individualized  Control     Custodian  for  clients  to  self-­‐direct  their  IRA’s  in  order  to  facilitate  the  use  of  their  retirement  funds  in  a  variety  of   investment  vehicles,  including  non-­‐publicly  traded  assets.  By  expanding  the  clients’  investment  possibilities,  Preferred   Trust  dispels  the  popular  notion  that  bank  CDs  or  the  stock  market  are  the  only  investment  options  for  an  IRA.  Our   clients  receive  flexibility  to  select  investments  to  complement  their  retirement  wealth  portfolio,  timely  funding  of   investments  and  competitive/flexible  fee  structures  to  meet  their  investment  objectives.       Preferred  Trust  Company  was  established  in  2007  in  Henderson,  Nevada  to  provide  an  effective  custodial  resource  for   brokerage  firms.  We  were  founded  on  the  philosophy  of  providing  top-­‐notch  customer  service  and  timely  access  to   funds.  We  still  hold  these  to  be  true  and  service  over  2500  clients  and  hold  over  $200  million  in  trust.    Preferred  Trust   continues  to  break  down  conventional  thinking  for  building  wealth  utilizing  online  digital  processes  to  open  an  account,   complete  forms  and  monitor  account  activities  directly  online.       Contact  Information   Offices:  

2471  W.  Horizon  Ridge  Parkway   Suite  100   Henderson,  NV  89052  

Business  Hours:  

8am  –  5pm  PST,  Monday  –  Friday    

Phone  Number:  

702-­‐990-­‐7892  

Email:  

Contact  form  on  website  

Company  Information   Classification:  

Custodian  

Chartered:  

Nevada  

Date  Established:  

6/19/2007  

Number  of  Clients/Client  Assets:  

2500  

Employees:  

Unknown  

Affiliates:  

Unknown  

Management   Carrie  Cook    

Chief  Executive  Officer    

Chris  Trembly  

Director  of  Operations  

Alisa  Mirabal  

Director  of  Marketing    

 

 

Preferred  Trust  –  Page  2   Fees    

 

Set  Up  Fee  

$50  

 

Annual  Maintenance  Fee  

Variable    

 

Real  Estate  Asset  Administration  Fee  

$200  

 

Transaction  Fees  

  $100      

 

Expedited  Processing  Fee     Client  Protection  

 

Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

   

Customer  Complaints     Better  Business  Bureau:  

Accredited  since  11/11/2009  

√  

Traditional  IRA  

√  

A-­‐  Rating.  To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile.         Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

√  

Roth  IRA  

√  

SIMPLE  

 

Account  Types:  

 

 

 

Allowable  Assets    

√    

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

 

     

 

Premier  Trust  

www.premiertrust.com  

For  more  than  a  decade,  Premier  Trust  has  been  a  trust  company  chartered  and  based  in  the  State  of  Nevada  where   we  provide  comprehensive  trust  and  self-­‐directed  IRA  administration.   Contact  Information   Offices:  

4465  S.  Jones  Blvd.     Las  Vegas,  NV  89103  

Business  Hours:  

Not  posted.  

Phone  Number:  

(702)  507-­‐0750  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Chartered:  

Nevada  

Date  Established:  

2001  

Number  of  Clients  

Unknown  

Client  Assets    

Unknown  

Employees:  

Unknown  

Affiliates:  

Unknown  

Management   Mark  Dreschler  

President/CEO/Co-­‐Founder  

Robert  W.  Bruderman  

Chairman/Co-­‐Founder  

Kathy  Allinger  

Vice  President/Trust  Officer  

Marsha  Walters,  CTFA  

Assistant  Vice  President/Trust  Officer  

Deborah  Erdmann,  QKA,  CISP  

COO/Trust  Officer  

Susan  Callaghan  

Trust  Officer  

Brian  Simmons  

SVP/Trust  Officer  

Nancy  Dirk  

Compliance  Officer    

 

     

   

 

Premier  Trust  –  Page  2   Fees    

 

ANNUAL  ADMINISTRATIVE  FEE:  Based  on  fair  market  value  of  stocks,  bonds,  promissory  notes,  and  personal  and  real   property  held  in  trust:              

.60  of  1%  (0.6%)   Up  to  $1,000,000  

 

.50  of  1%  (0.5%)   $1,000,001  up  to  $2,000,000  

 

.35  of  1%  (0.35%)   $2,000,001  up  to  $5,000,000  

 

Negotiable  over  $5,000,001    

 

Minimum  Fee:  $2,000    

Client  Protection  

 

Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

Customer  Complaints     Better  Business  Bureau:  

BBB  Accredited  since  11/11/2009  

 

√  

Traditional  IRA  

√  

A  +  Rating.  To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile.           Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

√  

Roth  IRA  

√  

SIMPLE  

 

 

Account  Types:  

 

Allowable  Assets    

√    

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

√  

Futures  

√  

Tax  Liens  

√  

Stocks,  Bonds  and  Mutual  Funds  

   

 

www.trustprovident.com  

Provident  Trust  Group  

Provident  Trust  Group  is  an  independent,  privately  owned  trust  company  located  in  Las  Vegas,  Nevada.  We  are  a   passive,  self-­‐  directed,  non-­‐discretionary  administrator  and  custodian  of  IRA  assets.  Additionally,  we  provide  a   comprehensive  array  of  self-­‐directed  IRA,  escrow,  fund  administration  and  related  services.  We  are  licensed,  bonded   and  insured,  with  more  than  $4  billion  in  assets  under  custody  and  proudly  serve  more  than  30,000  clients  located  in   all  50  states.  This  makes  Provident  Trust  Group  one  of  the  largest  alternative  asset  custodians  in  the  country  and  one   of  the  fastest-­‐growing  trust  companies  as  noted  by  INC.  500|5000  four  years  in  a  row.  Learn  more  at   www.trustprovident.com.        

Contact  Information   Offices:  

8880  West  Sunset  Road   Suite  250   Las  Vegas,  NV  89148  

Business  Hours:  

Monday-­‐Friday  7am-­‐4pm  (PST)  

Phone  Number:  

888-­‐855-­‐9856  

Email:  

[email protected]  

Company  Information   Classification:  

Custodian  

Chartered:  

Nevada  

Date  Established:  

12/26/2008  

Number  of  Clients/Client  Assets:  

>30,000  /  >$4  billion  

Employees:  

Unknown  

Affiliates:  

Unknown  

Management   Theresa  Fette  

CEO  

Jason  Helquist  

President  

Fees    

 

Set  Up  Fee  

$50  

Annual  Fee  

$395  

Transaction  Fee            

Varies  

Provident  Trust  –  Page  2   Client  Protection  

 

Insurance  Coverage:  

Unknown  

Uninvested  Cash:  

Unknown  

Customer  Complaints     Better  Business  Bureau:  

Accredited  since  9/5/2012   A+  Rating  (To  view  the  complaints  filed  against  the  company,  please  view  the   company’s  BBB  profile).           Individual  401(k)   √   SEP   √   Account  Health  Savings  Account  

 

Account  Types:   √  

Traditional  IRA  

√  

Roth  IRA  

 

 

√   √  

SIMPLE    

 

Allowable  Assets    

√  

 

Coverdell  Education  Savings  Account  

   

√  

  Real  Estate  

√  

Precious  Metals  

  √  

  Trust  Deeds  

√  

Private  Lending  

√  

Private  Placements  

 

 

√  

Tax  Liens  

 

 

       

 

RealTrust  

www.realtrustgroup.com  

RealTrust  IRA  Alternatives,  LLC  (RealTrust)  was  founded  by  Real  Estate  Lawyer,  Mark  E.  Hodges  (was  previously  an   Entrust  franchise).  RealTrust  offers  individuals  and  small  businesses  an  IRS-­‐compliant  platform  for  acquiring  Alternative   Assets  with  “Fully”  Self-­‐Directed  IRA  and  401(k)  Plans.   Contact  Information  

Office:  

Chelan  Operations  Center     312  East  Trow  Avenue     Suite  201       P.O.  Box  69       Chelan,  WA  98816    

Business  Hours:  

8:30  A.M.  –  5  P.M.  Mon-­‐Fri  

Phone  Number:  

(877)  384-­‐7393  

Email:  

[email protected]  

Seattle  City  Center   1420  Fifth  Ave.     Suite  220   Seattle,  WA  98101    

Company  Information   Classification:  

Administrator  

Custodian:  

Washington  Federal  Bank  

Date  Established:  

2003  

Number  of  Clients  

 

Client  Assets    

 

Employees: