Solar Cell Operation

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Beginnings of the PV Journey 1973 to 2013

Dick Swanson EE237, April 3, 2013

Outline • The Genesis and Growth of the PV Industry • History of SunPower • Importance of Efficiency • PV Today • Looking Forward • How Solar Cells Work

© 2013 SunPower Corporation

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THE GENESIS AND GROWTH OF THE PV INDUSTRY

© 2013 SunPower Corporation

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Commercial Solar Cell, ca 1960 Hoffman Electronics

~0.04 W ~8% Efficiency ~$400/W Cost © 2013 SunPower Corporation

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The 1970s Oil Crises Sparked Interest in PV as a Terrestrial Power Source Don’t worry Mr. President, solar will be economical in 5 years!

I can’t believe he said that.

Sun Day, May 5, 1978, SERI 5

© 2013 SunPower Corporation

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Situation in 1973; the beginnings of the terrestrial PV industry Wafered Silicon Process

Polysilicon

Ingot

Wafer

Solar Cell

Solar Module

Systems

$300/kg 3 inches in diameter Sawn one at a time 0.5 watts each $100/watt $200/watt © 2013 SunPower Corporation

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1975 View Wafered Silicon Hopelessly Too Expensive

Breakthrough Needed

Thin Films

Remote Power

© 2013 SunPower Corporation

Concentrators

Solar Farms

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What Actually Happened Wafered Silicon Emerges as the Dominant Technology

Breakthrough Needed

Thin Films

Remote Power

© 2013 SunPower Corporation

Concentrators

Solar Farms

DOE Wafered Silicon Program

Residential/ Commercial Grid connected

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Historical PV Module Shipments

Japanese companies Japanese roof program

Entrepreneurial companies Early innovation Rapid growth German FIT

Oil companies

© 2013 SunPower Corporation

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Historical Module Price Experience Curve

Module Price (2010 $/W)

60.00

81% Progress Ratio 1979 $33.69/W

Excess Capacity

6.00

Silicon Shortage

2012 $0.85/W

0.60 1

10

100

1000

10000

100000

Cumulative Production (MW) © 2013 SunPower Corporation

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The Rollercoaster Ride

CSI

10000

Annual Shipments (MW)

Natural Gas Shortages PURPA

German FiT

1000

2nd Three Mile Island

oil crisis

Natural Gas Shortages

German FiT dead

100

Thin Films To take over

Natural Gas Glut Reagan

Thin Films don’t take over

Japan PV rooftop prog.

Chernobyl

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German FiT Silicon GlutNot Dead

Financial Crisis

Silicon Shorage Natural Gas Glut, Fracing

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© 2013 SunPower Corporation

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Why Wafered Silicon Still Dominates

We never envisioned: • The dramatic cost reduction potential of wafered silicon • The early dominance of residential and commercial grid connected markets

© 2013 SunPower Corporation

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HISTORY OF SUNPOWER FROM STANFORD UNIVERSITY TO GLOBAL LEADER

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1985, Stanford University, Point Contact Cell 27% Efficiency at 100X

• Low Recombination • • • •

Minimal diffused regions Oxide/Alneal passivated surfaces Point arrangement of pn-junctions High injection operation

• High Generation • Zero grid obscuration • High-res, high-tau wafers • Good internal optics

• Low Parasitics • Rear electrodes • Double level metallization

• High-tau FZ wafers • Multiple High-tau Tube Diffusions • Photolithographic Features

Photo from M.A. Green, CLEAN ELECTRICITY FROM PHOTOVOLTAICS, eds Mary D Archer & Robert Hill (Imperial College Press, 2001)

© 2013 SunPower Corporation

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1980, My Stanford solar research group visits PG&E

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1990: SunPower begins operations

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Concentrator Cells for Solar Systems, Pty.

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1993, Honda Dream

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Winning 1993 World Solar Challenge

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1996, NASA/AeroVironment Helios

100,000 feet Record Altitude for an airplane © 2013 SunPower Corporation

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1999, Project Mercury: Develop a low-cost back-junction cell

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May 1, 2000

Fateful Decision:

Adapt SunPower high-efficiency concentrator cell to low cost, flat-plate PV

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2003, Cypress Synergies

Highest efficiency solar cells:

The volume manufacturer:

• Strong technical expertise - 15 years of solar cell R&D expertise • Solar cells and opto-electronics • World leader in ultra-high efficiency solar cells

• Building cost effective products for 20 years • $1 bn revenue in 2004 • Leading edge, high volume wafer fabs • Broad portfolio of integrated circuits

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Osaka 2003: Introduced the 20% A-300 Solar Cell

Back Side

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Front Side

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2004; SunPower goes to the Philippines

SunPower Confidential © 2013 SunPower Corporation

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2005: SunPower goes public

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Importance of Efficiency

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Conventional Wafered Silicon Value Chain:

Polysilicon

Ingot

Wafer

Solar Cell

Solar Panel

System

Rough percentages for conventional c-Si: 12%

6% 9%

14%

25%

41%

34%

59%

Total Cost: $2.63/Wac

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SunPower vs. Conventional c-Si Cell

Lightly doped front diffusion • Reduces recombination loss

Texture + ARC

Gridlines

Texture + ARC

N-Type diffused junction

. . .

FRONT

BACK Localized Contacts Passivating Backside Mirror SiO2 layer • Reduces contact • Reduces back light recombination loss • Reduces surface absorption & causes recombination loss light trapping Backside Gridlines • Eliminates shadowing • High-coverage metal reduces resistance loss

© 2013 SunPower Corporation

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Silver Paste Pad

Aluminum paste

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The Maxeon Solar Cell is the Core of the SunPower Technology Maxeon cells are back-contact silicon cells built on a solid copper foundation • up to 24.2% efficient. SunPower Maxeon Cell Efficiency Advantage 24%

SunPower holds the world-record large Silicon panel efficiency (21.4%). Green, M. A., et. al. “Solar Cell

22% 20%

Efficiency Tables (version 39),” Progress in Photovoltaics, 2013, vol. 21, p1-11.

18% 16%

14% 12% 10% Thin Films

Standard Silicon

© 2013 SunPower Corporation

Sanyo HIT

SunPower Maxeon Gen 2

SunPower Maxeon Gen 3

SunPower continues to out-innovate the competition

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Overview: the New “X21” Solar Panel Best PV Panel on Every Dimension: Energy Production1, Reliability2, Efficiency3 And Aesthetics

335 Watts 21.2% average efficiency

345 Watts 21.5% average efficiency (limited availability)

World’s highest energy and power solar panel Delivers the maximum power possible from your roof3 More energy output in hot locations and summer months when sunlight is strongest1 1 Compared

Unique pure black uniform look Delivers the most energy even when located in small shadows like vent pipes, pole or wire shadows, or when partly covered with fallen leaves or dirt1 Average X21 panel efficiency of 21.5% beats the currently listed world record of 21.4%!3

© 2013 SunPower Corporation

2 Same

with E-Series.

copper foundation as E-Series.

3 20.5%

average efficiency beats the currentlylisted world record for a large Silicon panel in the internationally recognized source of efficiency records, updated every 6 months: Green, M. A., et. al. “Solar Cell Efficiency Tables (version 39),” Progress in Photovoltaics, 2013, vol. 21, p1-11. 31

University of California Davis Project

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UC Davis Project  In partnership with Carmel Partners and University of California at Davis  663 student apartments, plus retail, restaurants and student amenities – built over 3 phases  Designed to be 100% net zero energy  Largest net zero energy project in the nation  Total project is 50% more energy efficient than required by code (Title 24) (No gas, system is 100% electric)

© 2013 SunPower Corporation

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PV Today

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13% of Germany’s electricity generation is coming from wind and solar so far this year!

From Prof. Eicke Weber’s Plenary Talk at PVSC-38 © 2013 SunPower Corporation

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EU PV: 10+ GW in 2010…21GW in 2011 European 2011 New Installed and Retired Capacity (MW)

In 2011 Solar was the largest source of new capacity in the EU at 47% of additions

Source: EWEA, February 2012

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Solar Already Competitive in Many Regions Globally with Rooftop Power Prices

Source: Citigroup, July 2012 37 © 2013 SunPower Corporation

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PV Today • The subsidized grid-connected distributed market spurred incredible growth and cost reduction through scale and innovation • This module cost reduction opened up the large power plant market • And is now doing the same for remote markets in the developing world • In other words, all the originally conceived markets are now blossoming…just in different order than originally envisioned

© 2013 SunPower Corporation

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Looking Forward

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Zooming in on Recent Times Historical

2005

Projected iSupply

Module ASP ($2010/W)

PJC SunShot

3.00

Required by ITC end

2011

$1.12/W 2015 2020

$1.25/W $0.99/W $0.75/W

Cumulative Production (MW) 0.30 1,000

10,000 © 2013 SunPower Corporation

100,000

$0.50/W

1,000,000 40

Zooming in on Recent Times Historical

2005

Projected iSupply

Module ASP ($2010/W)

PJC SunShot

3.00

Required by ITC end

2011

$1.12/W 2015 2020

$1.25/W $0.99/W $0.75/W

Cumulative Production (MW) 0.30 1,000

10,000 © 2013 SunPower Corporation

100,000

$0.50/W

1,000,000 41

Looking Forward Historical

2005

Projected iSupply

Module ASP ($2010/W)

PJC SunShot

3.00

Required by ITC end

2011

$1.12/W 2015 2020 $0.82/W

$1.25/W $0.99/W

Probable price range going forward

$0.75/W

Cumulative Production (MW) 0.30 1,000

10,000 © 2013 SunPower Corporation

100,000

$0.50/W

1,000,000 42

5-Year Market Forecast – Solarbuzz Moving toward PV industry maturity 5-Year Forecast Regional Breakdown: Most Likely GW 60 Latin America & Caribbean

15% CAGR

Middle East & Africa

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Other APAC & Central Asia 30 Major Asia-Pacific

Europe

15

N. America 0

2012

© 2013 SunPower Corporation

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2014

2015

2016

Source: NPD Solarbuzz

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PV Tomorrow • Cost reductions continue unabated • Ever expanding cost-effective markets and applications emerge • Growth rates moderate into the 15% to 25% range • PV is becoming a mature industry poised to provide an increasing share of pollution-free renewable energy to the world

© 2013 SunPower Corporation

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Tehnology

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1970s Solar Cell Analysis Approach: Think of a solar cell as a big diode and solve the semiconductor device modeling equations Current = Drift + Diffusion Continuity: dJ/dx = Volume Generation - Volume Recombination Voltage = kT/q ln(nNA/ni2) - Resistance Loss Problem: Not Very Obvious How Cell Converts Light Energy Into Electric Energy • No explicit mention of total photo-generation • Lots of approximations are involved • Hard to grasp three dimensional effects © 2013 SunPower Corporation

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© 2013 SunPower Corporation

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Solar Cell Operation Light

Electron-Hole Production

e

Electron Collection

h Hole Collection

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The Hydropower Analogy to PV Conversion

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New Method: 1980s Current = Total Generation - Total Recombination Voltage = Difference in n and p Quasi-Fermi Level = kT/q ln(nnpp/ni2) - Base Resistance Loss

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Solar Cell Operation Step 1: Create electron at higher energy Conduction Band

Bandgap

E ph

Valence Band

Thermalization loss

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Solar Cell Operation Step 2: Transfer electron to wire at high energy (voltage/electrochemical potential/Fermi level) Collection loss

Vout

E ph

Thermalization loss

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Step 3: Deliver Energy to the External Circuit

E ph

Vout

Eout  qV  E out ph 54 © 2013 SunPower Corporation

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The goal in a solar cell is to: 1.

Generate as many electron hole pairs as possible from the incident sunlight

2.

Coax as many electrons and holes as possible to go to the correct lead

3.

Do this at as high a voltage as possible

(as high a difference in electromotive force between the leads as possible)

© 2013 SunPower Corporation

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Recombination Loss • Any outcome of the freed electron and hole other than collection at the proper lead is a loss called “recombination loss.” • This loss can occur in several ways

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Bulk Recombination Loss A) Radiative recombination

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Cracked Standard Efficiency Cells in the Field Conventional Panels Black areas = No Power

SunPower Panel

Likely damaged in installation or from repeated hot/cold temp cycles

Likely damaged from poor soldering process and hot/cold temp cycles.

Left side has broken copper ribbons between a pair of cells.

Even with a crack, all parts of the cell are running (no black).

Conventional panels commonly fail from hot/cold temperature cycles that crack solar cells, solder joints and copper ribbons over time. © 2013 SunPower Corporation

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Bulk Recombination Loss B) Defect mediated recombination (SRH recombination)

Defect related mid-gap energy level

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Surface and Contact Recombination Loss

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Cell Current

J out  J ph  J rec © 2013 SunPower Corporation

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SunPower’s Backside Contact Cell Lightly doped front diffusion • Reduces recombination loss

Backside Mirror • Reduces back light absorption • Causes light trapping P+

Texture + SiO Texture Oxide 2 + ARC

N-type FZ Silicon Silicon – 270 – 240 umum thick thick • reduces bulk recombination N+ P+ N+ P+

Localized Contacts • Reduces contact recombination loss

N+

Passivating SiO2 layer • Reduces top and bottom recombination loss

Backside Gridlines • Eliminates shadowing •Thick, high-coverage metal reduces resistance loss

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SunPower Cell Loss Mechanisms 0.5%

0.8% Texture + Oxide

1.0% 0.2%

N-type Silicon – 2700.2% um thick 0.3%

0.2% 1.0%

I2R Loss 0.1%

Limit Cell Efficiency

29.0%

Total Losses

-4.4%

Enabled Cell Efficiency

24.6% 63

© 2013 SunPower Corporation

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Thank You

© 2013 SunPower Corporation

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