Spring 2018 Spreadsheet of Selection Stats updated

Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

ROSES

Solicitation or Program Element Title

2018 2018 2018 2018 2018 2018 2018

LISA Preparatory Science Development and Advancement of Lunar Instrumentation Program Step-1 Emerging Worlds Step-1 Solar System Observations Step-1 Exoplanets Research Program Step-1 Earth Surface and Interior Heliophysics Guest Investigators Step-1

2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2017 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016

Astrophysics Data Analysis Astrophysics Research and Analysis Astrophysics Theory Program Fermi Guest Investigator - Cycle 11 Phase-1 K2 Guest Observer - Cycle 6 Phase-1 K2 Guest Observer - Cycle 6 Phase-2 Nancy Grace Roman Technology Fellowships NuSTAR Guest Observer - Cycle 4 Strategic Astrophysics Technology Swift Guest Investigator - Cycle 14 Theoretical and Computational Astrophysics Networks Transiting Exoplanet Survey Satellite Cycle-1 Exoplanets Research Program Step-1 Exoplanets Research Program Step-2 Habitable Worlds Step-1 Habitable Worlds Step-2 Advanced Component Technology Advancing Collaborative Connections for Earth System Science Atmospheric Composition: Laboratory Research Computational Modeling Algorithms and Cyberinfrastructure Cryospheric Science CYGNSS Competed Science Team Earth Science Applications: Health and Air Quality Earth Surface and Interior Earth Venture Suborbital-3 Fire Impacts on Regional to Global Scales: Emissions, Chemistry, Transport, and Models In-space Validation of Earth Science Technologies Land Cover/Land Use Change Making Earth Systems Data Records for Use in Research Environments New (Early Career) Investigator Program in Earth Science Ocean Salinity Science Team Ocean Vector Winds Science Team Phyical Oceanography Rapid Response and Novel Research in Earth Science SAGE III/ISS Science Team Science Team for the OCO Missions Solar Irradiance Science Team Terrestrial Hydrology The Science of Terra, Aqua, Suomi, NPP, and JPSS Heliophysics Guest Investigators Step-1 Heliophysics Guest Investigators Step-2 Heliophysics Infrastructure and Data Environment Enhancements Step-1 Heliophysics Infrastructure and Data Environment Enhancements Step-2 Heliophysics Living With a Star Science Step-1 Heliophysics Living With a Star Science Step-2 Heliophysics Space Weather Operations-to-Research Heliophysics Supporting Research Step-1 Heliophysics Supporting Research Step-2 Heliophysics Technology and Instrument Development for Science Step-1 Heliophysics Technology and Instrument Development for Science Step-2 Magnetospheric Multiscale Guest Investigators Step-1 Magnetospheric Multiscale Guest Investigators Step-2 Cassini Data Analysis Step-1 Cassini Data Analysis Step-2 Discovery Data Analysis Step-1 Discovery Data Analysis Step-2 Emerging Worlds Step-1 Emerging Worlds Step-2 Exobiology Step-1 Exobiology Step-2 InSight Participating Scientist Program Laboratory Analysis of Returned Samples Step-1 Laboratory Analysis of Returned Samples Step-2 Lunar Data Analysis Step-1 Lunar Data Analysis Step-2 Mars Data Analysis Step-1 Mars Data Analysis Step-2 OSIRIS REx Participating Scientists Program Step-1 OSIRIS REx Participating Scientists Program Step-2 Planetary Data Archiving, Restoration, and Tools Step-1 Planetary Data Archiving, Restoration, and Tools Step-2 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-1 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-2 Planetary Protection Research Planetary Science and Technology Through Analog Research Step-1 Planetary Science and Technology Through Analog Research Step-2 Solar System Observations Step-1 Solar System Observations Step-2 Solar System Workings Rosetta Data Analysis Step-1 Rosetta Data Analysis Step-2 Astrophysics Data Analysis Astrophysics Explorers U.S. Participating Investigators Astrophysics Probe Mission Concept Studies Astrophysics Research and Analysis Astrophysics Theory Program Exoplanet Research Program Step-2 Astro only, redundant with Xdiv XRP row Fermi Guest Investigator - Cycle 10 K2 Guest Observer - Cycle 5 Step-1 K2 Guest Observer - Cycle 5 Step-2 Nancy Grace Roman Technology Fellowships NuSTAR Guest Observer - Cycle 3 Strategic Astrophysics Technology Swift Guest Investigator - Cycle 13 Exoplanets Research Program Step-1 Exoplanets Research Program Step-2 Habitable Worlds Step-1 Habitable Worlds Step-2 Interdisciplinary Science For Eclipse 2017 Step-1 Interdisciplinary Science For Eclipse 2017 Step-2 Land Cover/Land Use Change Step-1 Land Cover/Land Use Change Step-2 Ocean Biology and Biogeochemistry-1 Ocean Biology and Biogeochemistry-2 Terrestrial Ecology Carbon Cycle Science Carbon Monitoring System Physical Oceanography Ocean Salinity Science Team Sea Level Change Science Team Ocean Surface Topography Science Team Modeling, Analysis, and Prediction Atmospheric Composition: Upper Atmospheric Composition Observations Cloud and Aerosol Monsoonal Processes - Philippines Experiment

Submitted

Selected*

72 161 82 152

72

N/A N/A N/A N/A N/A N/A N/A

Astrophysics Planetary Science Planetary Science Planetary Science Cross Division Earth Science Heliophysics

43

16%

51

23%

65

N/A

Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross Division Cross Division Cross Division Cross Division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross Division Cross Division Cross Division Cross Division Cross Division Cross Division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science

81 151

160 264 169 219 138 69 2 25 146 32 143 146 111 101 46 88 39 20 13 67 44 62 39 30 38 25 33 96 141 28 48 27 5 34 41 11 92 230 193 175 15 9 136 117 198 177 101 88 54 47 92 73 54 35 172 128 200 150 67 27 22 65 48 154 103 79 61 108 80 136 106 14 60 47 90 71 366 45 31 238 1 28 140 200 50 183 104 91 N/A 216 30 156 140 110 117 61 41 39 53 25 67 49 34 135 76 34 38 20 56 161 35 32

% Selected SMD Division

0

0%

30

21%

38 145 19 59

27% N/A 17% N/A

12

14%

5 13 14

38% 19% 32%

13

33%

17

45%

8 24 30

24% 25% 21%

12 2 10 17

44% 40% 29% 41%

20 66 191 32 11 9 136

22% 29% N/A 18% N/A 100% N/A

198

N/A

100 33 54

N/A 38% N/A

84 12 53

N/A 16% N/A

158 31 177

N/A 24% N/A

27 6 64

N/A 27% N/A

131

N/A

77 13 100 17 125

NA 21% NA 21% NA

49

N/A

90 15

N/A 21%

43

N/A

52 0 10 53 31 9 42 104 24 N/A 47 9 23 139 20 66 14 41 11 27 9 65 13 9 28 16 11 17 8 26 39 24 14

22% 0% 36% 38% 16% 18% 23% N/A 26% N/A 22% 30% 15% N/A 18% NA 23% NA 28% NA 36% NA 27% 26% 21% 21% 32% 45% 40% 46% 24% 69% 44%

Avg 1st N/A N/A N/A N/A N/A N/A N/A

Notes * Selected means "encouraged" or "invited" for Step-1 proposals, depending. It has no meaning for NOIs. 43 mandatory NOIs received.

1 late proposal retruned without review 47 NOIs submitted

Proposals were submitted 03/19/2018 Four proposals were declined as non compliant. 138 proposals were received for Fermi Cycle 11 via ARK RPS 02/23/2018. That includes 5 Large Project proposals. The proposals collectively request $7.9M, which gives a x4 oversubscription 65 proposals were ranked "Good" or better and received pixel resources. Phase-2 proposals will be submitted 04/19/2018. A Phase-1 submission is encouraged, but not mandatory to qualify for Phase-2 The two proposals that were submitted were declined as non-compliant Phase-1 proposals came in 01/19/2018 via heasarc Proposals came in 03/19/2018 8 were from non-US organizations and thus not funded and 1 belongs to a category of unfunded proposals (the so-called "Fill-In" targets) 34 NOIs were submitted. Proposals were submitted 01/26/2018 Of those selected 4 were programs from non-US Organizations and thus not eligible for funding

Step-2 proposals were submitted 01/17/2018 52 NOIs were submitted. Proposals came in 01/31/2018 Proposals came in 05/26/2017 10 NOIs submitted

proposals came in 11/17/2017. 5 declined non compliant 36 NOIs submitted Only 9 were fully funded. One proposal was from a foreign organization 7 were partially funded. 27 NOIs were submitted One declined non compliant. One declined non compliant. At least one remains "selectable". Proposals came in 09/27/2017 Proposals came in 11/13/2017. 2 declined non compliant 29 NOIs submitted Proposals came in 11/07/2017. 4 declined non compliant Plus four proposals from foreign organizations not eligible for NASA funding 10 NOIs were submitted. Proposals came in 10/06/2017. 17 fully funded, 3 partially funded. Three remain selectable. Sun = 12/69; MAG = 10/53 (incl a partial); ITM =4/20 (incl a partial); HSPH = 6/33

Step-2 proposals came in 2/6/2018 24 NOIs were submitted 02/23/2018. Proposals come in 03/30/2018 Step-2 proposals came in 10/12/2017 Sun = 56; MAG = 61; ITM = 20; HSPHR = 40

Step-2 proposals came in 11/01/2017 N/A 16 selectable proposals remain March 2018 N/A Step-2 proposals came in 11/21/2017 N/A 2 partial selections and two remain selectable March 2018 N/A 30 are selectable Step-2 proposals came in 10/24/2017 NOIs were required but no Step-1 proposals. 79 NOIs were submitted. Proposals came in 2/22/2018 N/A N/A Step-2 proposals came in 3/01/2018 N/A Step-2 proposals came in 10/26/2017 N/A Two were from foreign proposers N/A N/A

includes one partial selection 2 non-compliant, 9 discouraged. Step-2 proposals came in 11/16/2017 11 NOIs submitted

N/A Step-2 proposals came in 10/10/2017 N/A Selectables remain March 2018 Proposals were submitted 2/22/2018. 435 NOIs were submitted. one non compliant and one discouraged Step-2 proposals came in 11/21/2017 120 3 Proposals not reviewed as non-responsive/non-compliant. Total of awards: 17,900,460 over the period FY17-FY20. Selection Rate (by funding requests): 24.7%

N/A

16 of there were partial awards. 162

See also https://keplerscience.arc.nasa.gov/ 4 foreign PI's selected with no funding. Not solicited this year 47 awards include foreign investigators. 33 proposers from US organizations received funds.

123 Plus a couple of partial selections

Page 1 of 9

Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2016 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015

Atmospheric Composition: Aura Science Team and Atmospheric Composition Modeling and Analysis 100 Program 39 Terrestrial Hydrology 29 14 Weather and Atmospheric Dynamics 68 28 Earth Surface and Interior 45 18 Rapid Response and Novel Research in Earth Science 13 6 Applied Science - Water Resources Step-1 75 44 Applied Science - Water Resources Step-2 45 8 IceBridge Science Team 16 6 Studies with ICESat and CryoSat-2 28 13 Airborne Instrument Technology Transition 24 4 Earth Science U.S. Participating Investigator 17 7 Interdisciplinary Science 96 28 NASA Data for Operation and Assessment 56 15 Remote Sensing of Water Quality 44 9 Utilization of Airborne Visible/Infrared Imaging Spectrometer - Next Generation Data from 27 10 Advanced Information Systems Technology 137 21 Instrument Incubator Program 80 19 Earth Science Applications: Ecological Forecasting 33 13 Citizen Science for Earth Systems Program 103 16 Space Geodesy Research Program 8 4 Group on Earth Observations Work Programme 111 33 Earth Science Applications: Food Security and Agriculture 12 1 Heliophysics Grand Challenges Research Step-1 44 44 Heliophysics Grand Challenges Research Step-2 40 10 Heliophysics Guest Investigators Step-1 198 197 Heliophysics Guest Investigators Step-2 181 30 Heliophysics Infrastructure and Data Environment Enhancements Step-1 28 28 Heliophysics Infrastructure and Data Environment Enhancements Step-2 24 7 Heliophysics Living With a Star Science Step-1 74 74 Heliophysics Living With a Star Science Step-2 63 21 Heliophysics Supporting Research Step-1 235 233 Heliophysics Supporting Research Step-2 211 31 Heliophysics Technology and Instrument Development for Science Step-1 87 86 Heliophysics Technology and Instrument Development for Science Step-2 71 16 Heliophysics U.S. Participating Investigator Step-1 7 7 Heliophysics U.S. Participating Investigator Step-2 5 2 Magnetospheric Multiscale Guest Investigators Step-1 57 55 Magnetospheric Multiscale Guest Investigators Step-2 40 10 Cassini Data Analysis Step-1 87 71 Cassini Data Analysis Step-2 66 12 Concepts for Ocean worlds Life Detection Technology Step-1 104 104 Concepts for Ocean worlds Life Detection Technology Step-2 83 16 Discovery Data Analysis Step-1 55 53 Discovery Data Analysis Step-2 34 10 Dynamic Power Convertors for Radioisotope Power Systems Step-1 17 16 Dynamic Power Convertors for Radioisotope Power Systems Step-2 14 4 Emerging Worlds Step-1 204 201 Emerging Worlds Step-2 155 34 Exobiology Step-1 239 217 Exobiology Step-2 173 25 Exoplanet Research Program Step-2 PSD only, redundant with Xdiv XRP row 60 11 Hot Operating Temperature Technology 30 12 Laboratory Analysis of Returned Samples Step-1 31 31 Laboratory Analysis of Returned Samples Step-2 28 12 Lunar Data Analysis Step-1 63 63 Lunar Data Analysis Step-2 48 10 Mars Data Analysis Step-1 166 156 Mars Data Analysis Step-2 118 29 Maturation of Instruments for Solar System Exploration (MatISSE) Step-1 80 79 Maturation of Instruments for Solar System Exploration (MatISSE) Step-2 62 8 New Frontiers Data Analysis Program Step-1 50 33 New Frontiers Data Analysis Program Step-2 27 6 Planetary Data Archiving, Restoration, and Tools Step-1 116 113 Planetary Data Archiving, Restoration, and Tools Step-2 89 20 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-1 119 113 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-2 85 12 Planetary Science and Technology Through Analog Research Step-1 82 62 Planetary Science and Technology Through Analog Research Step-2 50 6 Planetary Science Deep Space SmallSat Studies NOI's 107 107 Planetary Science Deep Space SmallSat Studies Step-2 102 19 Solar System Observations Step-1 110 104 Solar System Observations Step-2 90 30 Solar System Workings Step-1 429 376 Solar System Workings Step-2 299 60 Astrophysics Data Analysis 252 51 Astrophysics Research and Analysis 159 54 Astrophysics Theory Program N/A N/A Exoplanet Research Program Step-2 Astro only, redundant with Xdiv XRP row 39 6 Fermi Guest Investigator - Cycle 9 184 36 K2 Guest Observer - Cycle 3 Step-1 83 N/A K2 Guest Observer - Cycle 3 Step-2 75 31 K2 Guest Observer - Cycle 4 Step-1 127 N/A K2 Guest Observer - Cycle 4 Step-2 109 36 Nancy Grace Roman Technology Fellowships 5 3 NuSTAR Guest Observer - Cycle 2 185 50 SOFIA Third Generation Science Instrument Step-1 4 N/A SOFIA Third Generation Science Instrument Step-2 3 2 Strategic Astrophysics Technology 29 7 Swift Guest Investigator - Cycle 12 185 29 WFIRST Science Investigation Teams and Adjutant Scientists 38 8 Exoplanet Research Program Step-1 137 N/A Exoplanet Research Program Step-2 112 20 Advancing Collaborative Connections for Earth System Science 52 8 Biodiversity 21 7 Carbon Monitoring System 68 15 CloudSat and CALIPSO Science Team Recompete 97 25 Cryospheric Science 84 17 Earth Science Applications: Socioeconomic Benefits 20 1 Earth Surface and Interior 59 25 GRACE and GRACE-FO Science Team 32 20 Health and Air Quality Applied Sciences Team 58 13 IceBridge Observations 8 5 In-Space Validation of Earth Science Technologies 24 4 KORUS-AQ: An International Cooperative Air Quality Field Study in Korea 66 22 Land Cover / Land Use Change 70 13 Modeling, Analysis, and Prediction 8 5 NASA ISRO Synthetic Aperture Radar mission Science Definition Team 44 20 New (Early Career) Investigator Program in Earth Science 115 22 Ocean Biology and Biogeochemistry 71 15 Physical Oceanography 37 8 Precipitation Measurement Missions Science Team 136 60 Satellite Calibration Interconsistency Studies 65 12 Science Utilization of the Soil Moisture Active-Passive Mission 117 37 SERVIR Applied Sciences Team 43 16 Surface Water and Ocean Topography Science Team 67 22 Sustainable Land Imaging-Technology 30 6 Understanding Changes in High Mountain Asia 61 12 Heliophysics Guest Investigators Step-1 202 137 Heliophysics Guest Investigators Step-2 150 24 Heliophysics Infrastructure and Data Environment Enhancements Step-1 15 15 Heliophysics Infrastructure and Data Environment Enhancements Step-2 14 8 Heliophysics Living With a Star Science Step-1 103 101 Heliophysics Living With a Star Science Step-2 92 20 Heliophysics Supporting Research Step-1 377 226

39% 48% 41% 40% 46% 59% 18% 38% 46% 17% 41% 29% 27% 20% 37% 15% 24% 39% 16% 50% 30% 8% NA 25% NA 17% N/A 29% 100% 33% N/A 15% N/A 23% N/A 40% NA 25% N/A 18% N/A 19% N/A 29% N/A 29% N/A 22% N/A 14% 18% 40% N/A 43% N/A 21% N/A 25% N/A 13% NA 22% N/A 22% N/A 14% N/A 12% N/A 19% N/A 33% N/A 20% 20% 34% N/A 15% 20% N/A 41% N/A 33% 60% 27% N/A 67% 24% 16% 21% N/A 18% 15% 33% 22% 26% 20% 5% 42% 63% 22% 63% 17% 33% 19% 63% 45% 19% 21% 22% 44% 18% 32% 37% 33% 20% 20% 68% 16% 100% 57% 98% 22% N/A

Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics

Plus four partial selections

N/A 120 N/A N/A 1 was discouraged from this program but redirected and 1 was discouraged as non compliant plus one partial selection. N/A see note Phase 1s were around $800k each. Total cost estimates for Phase 1, 2, and 3, all came in at around $3M each. N/A 164 This does not include stand alone PMEs which are funded from a separate source. One of the 34 selections was funded by PDART and another by SSW. First year budgets: mean = $164, median = $158, Total =$5.26M N/A plus two partial selections 123 600 N/A N/A 120 N/A 122 N/A N/A N/A N/A N/A N/A N/A plus 5 partial selections N/A 120 not solicited this year this line is redundant with Xdiv XRP line, its here so that one can see all of the APD selections in one place.

843 8 fully funded plus 5 partial selections as well. Astro funded 7 and PSD funded 13 and one pilot study so a total of 20 not including pilot study

This program uses a binding two Step submission. The 13/70 reflects the fact that 70 were submitted to Step-1, only 27 were invited to Step-2 and of those only 13 were seleted for funding.

NA NA NA

In this program selected at Step-1 really is binding these were "invited" to submit a Step-2. Normally, Step-1 proposals not selected or declined, they are encouraged or not but it doesn't matter much, the Step-2 may be submitted either way, but for this program the Step-1 decision matters

NA

Page 2 of 9

Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014 2014

Heliophysics Supporting Research Step-2 251 Heliophysics Technology and Instrument Development for Science Step-1 135 Heliophysics Technology and Instrument Development for Science Step-2 106 Cassini Data Analysis Step-1 97 Cassini Data Analysis Step-2 84 Citizen science Asteroid Data, Education, and Tools Step-1 10 Citizen science Asteroid Data, Education, and Tools Step-2 8 Discovery Data Analysis Step-1 50 Discovery Data Analysis Step-2 39 Emerging Worlds Step-1 169 Emerging Worlds Step-2 132 Exobiology Step-1 247 Exobiology Step-2 190 Exoplanet Research Program Step-2 PSD only, redundant with Xdiv XRP row 72 Habitable Worlds Step-1 121 Habitable Worlds Step-2 63 Hayabusa2 Participating Scientist Step-1 69 Hayabusa2 Participating Scientist Step-2 46 Laboratory Analysis of Returned Samples Step-1 22 Laboratory Analysis of Returned Samples Step-2 18 Lunar Data Analysis Step-1 71 Lunar Data Analysis Step-2 47 Mars Data Analysis Step-1 133 Mars Data Analysis Step-2 101 Mars Science Laboratory Participating Scientist Program Step-1 105 Mars Science Laboratory Participating Scientist Program Step-2 88 New Frontiers Homesteader-1 134 New Frontiers Homesteader-2 84 Planetary Data Archiving, Restoration, and Tools Step-1 117 Planetary Data Archiving, Restoration, and Tools Step-2 97 Planetary Protection Research 9 Planetary Science and Technology Through Analog Research Step-1 68 Planetary Science and Technology Through Analog Research Step-2 48 Solar System Observations Step-1 70 Solar System Observations Step-2 52 Solar System Workings Step-1 485 Solar System Workings Step-2 314 Astrophysics Data Analysis 303 Astrophysics Explorer U.S. Participating Investigators 4 Astrophysics Research and Analysis 151 Astrophysics Theory Program 216 Exoplanet Research Program Step-2 Astro only, redundant with Xdiv XRP row 62 Extreme Precision Doppler Spectrometer Instrument Step-1 6 Extreme Precision Doppler Spectrometer Instrument Step-2 6 Fermi Guest Investigator – Cycle 8 190 K2 Guest Observer – Cycle 1 Step-1 110 K2 Guest Observer – Cycle 1 Step-2 93 K2 Guest Observer – Cycle 2 Step-1 90 K2 Guest Observer – Cycle 2 Step-2 76 Nancy Grace Roman Technology Fellowships 8 NuSTAR Guest Observer - Cycle 1 194 Strategic Astrophysics Technology 28 Swift Guest Investigator – Cycle 11 168 WFIRST Preparatory Science 53 Exoplanet Research Program Step-1 169 Exoplanet Research Program Step-2 134 Advanced Information Systems Technology 124 Atmospheric Composition: Laboratory Research 45 Atmospheric Composition: Modeling and Analysis 95 Atmospheric Composition: Spectral Climate Signal 21 Carbon Monitoring System 71 Climate Indicators and Data Products for Future National Climate Assessments 94 Computational Modeling Algorithms and Cyberinfrastructure 23 DSCOVR Earth Science Algorithms 19 Earth Science U.S. Participating Investigator 20 GNSS Remote Sensing Science Team 30 HyspIRI Preparatory Airborne Activities and Associated Science: Coral Reef and Volcano Research 21 IceBridge Research 23 ICESat2 Science Definition Team 25 Land Cover / Land Use Change: Multi-Source Land Imaging Science 42 Ocean Biology and Biogeochemistry: Ocean Color Remote Sensing Vicarious (In Situ) Calibration12 Instruments Ocean Salinity Field Campaign 21 Physical Oceanography 35 Rapid Response and Novel Research in Earth Science 15 Remote Sensing Theory for Earth Science 118 Science Team for the OCO-2 Mission 47 Severe Storm Research 37 Solar Irradiance Science Team 13 Terrestrial Ecology 101 Weather 37 Heliophysics Guest Investigators Step-1 117 Heliophysics Guest Investigators Step-2 90 Heliophysics Infrastructure and Data Environment Enhancements Step-1 22 Heliophysics Infrastructure and Data Environment Enhancements Step-2 17 Heliophysics Living With a Star Science Step-1 118 Heliophysics Living With a Star Science Step-2 103 Heliophysics Supporting Research Step-1 323 Heliophysics Supporting Research Step-2 221 Heliophysics Technology and Instrument Development for Science Step-1 98 Heliophysics Technology and Instrument Development for Science Step-2 85 Cassini Data Analysis Step-1 101 Cassini Data Analysis Step-2 78 Dawn at Ceres Guest Investigator Program Step-1 80 Dawn at Ceres Guest Investigator Program Step-2 48 Discovery Data Analysis Step-1 32 Discovery Data Analysis Step-2 27 Emerging Worlds Step-1 219 Emerging Worlds Step-2 155 Exobiology Step-1 186 Exobiology Step-2 144 Exoplanet Research Program Step-2 PSD only, redundant with Xdiv XRP row 70 Habitable Worlds Step-1 110 Habitable Worlds Step-2 72 Laboratory Analysis of Returned Samples Step-1 29 Laboratory Analysis of Returned Samples Step-2 24 Lunar Data Analysis Step-1 82 Lunar Data Analysis Step-2 51 Mars Data Analysis Step-1 139 Mars Data Analysis Step-2 104 Maturation of Instruments for Solar System Exploration (MatISSE) Step-1 55 Maturation of Instruments for Solar System Exploration (MatISSE) Step-2 44 Planetary Data Archiving, Restoration, and Tools Step-1 143 Planetary Data Archiving, Restoration, and Tools Step-2 105 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-1 112 Planetary Instrument Concepts for the Advancement of Solar System Observations Step-2 96 Planetary Protection Research 19 Planetary Science and Technology Through Analog Research Step-1 69 Planetary Science and Technology Through Analog Research Step-2 45 Small, Innovative Missions for Planetary Exploration Step-1 56 Small, Innovative Missions for Planetary Exploration Step-2 22 Solar System Observations Step-1 99 Solar System Observations Step-2 71 Solar System Workings Step-1 509 Solar System Workings Step-2 386

46 134 14 85 21 10 2 47 9 164 29 225 30 13 81 10 69 9 20 8 70 12 126 20 104 28 117 8 113 24 3 57 8 69 13 403 66 71 0 35 32 14 N/A 2 35 N/A 27 N/A 26 3 33 10 32 17 163 24 24 13 18 7 15 25 7 9 7 10 10 9 12 7 3 12 7 5 22 21 12 7 21 12 95 37 21 10 N/A 22 168 39 N/A 14 100 19 N/A 9 30 9 196 33 174 30 10 100 15 29 9 72 14 N/A 28 54 5 129 23 N/A 12 4 55 7 50 5 86 21 474 82

18% N/A 13% N/A 25% N/A 25% N/A 23% N/A 22% N/A 16% 18% N/A 16% N/A 20% N/A 44% 99% 26% N/A 20% N/A 32% N/A 10% N/A 25% 33% N/A 17% N/A 25% N/A 21% 23% 0% 23% 15% 23% N/A 33% 18% N/A 29% N/A 34% 38% 17% 36% 19% 32% 96% 18% 19% 29% 19% 33% 21% 27% 30% 47% 35% 33% 48% 39% 48% 17% 25% 57% 20% 33% 19% 45% 32% 54% 21% 32% N/A 41% N/A 59% N/A 21% N/A 18% N/A 16% N/A 24% N/A 19% N/A 33% N/A 21% N/A 21% 14% N/A 21% N/A 38% N/A 27% N/A 27% N/A 11% N/A 22% N/A 13% 21% N/A 16% N/A 23% N/A 30% N/A 21%

Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science

SOLR = 14/78; MAG = 15/77; ITM = 6/30; HSPHR = 11/66 (three were returned as non-compliant) NA NA 116 NA

This program is actually being run by another Directorate, see solicitation. 112 This program is actually being run by another Directorate, see solicitation.

NA Plus two partial selections NA 167 There were 29 selections include three partial selections one of which was a very narrow pilot to preserve a collection of samples. First year budgets: mean = $167, median = $171, Total =$4.84M NA 167 There were 30 selections include two descopes and three pilot studies. The average award size not including those five was $180K 99 This line is redundant with Xdiv XRP line, its here so that one can see all of the PSD selections in one place. NA 151 NA 56 One is a partial selection NA 230 The average award size in year 1 ranges from ~$65K to nearly $600K NA 115 NA 102 NA Of the 28 selected four were not for NASA funding and four were partial selections. N/A 990 NA 112 one of the 24 was a partial selection, but it had no effect on the average award size. 152 3 were funded as proposed, two were one-year pilot studies. NA 558 Awards range from ~$100K to ~$1M NA 118 NA 118 plus 10 partial selections 155

There were also 9 selected with no funding, presumably proposal from foreign organizations There were also 9 selected with no funding, presumably proposal from foreign organizations 166 9 were fully funded, the 10th was a partial selection. 131 wide range, from $50K-$200K PSD funded 10 out of 72 = 14%, average award size = $131K. Plus, later, PSD funded two more with a one time only $50K award. Astro funded 14/62

313

N/A N/A

Interface Region Imaging Spectrograph 9/21 selected. Open Data Development Element 20/51 selected with 25 selectable. Van Allen Probes-BARREL Joint GI = 8/18 selected. Selection rate is vs Step-2 only. 1 discouraged

N/A

Step-1 proposals in this program are not evaluated, selected or declined.

N/A

The 168 encouraged break down as follows: Heliosphere 45/91, ITM = 21/40, Magnetosphere = 41/105 and Solar: = 61/102 Submitted proposals break down as follows: Heliosphere 60, ITM 24, Magnetosphere 61, and Solar 76. no decisions that I know of as of January 2015 Step-1 proposals in this program are not evaluated, selected or declined.

N/A N/A

Only 1 Step-1 was discouraged for non compliance. 122 Of the 78 proposals submitted to CDAPS, 18 US organizations were seleted, plus one foreign investigator was selected. In addition 2 SSW proposals that were redirected to CDAPS were also selected. Average award size is only for the 18 US CDAPS proposals. Step-1 proposals in this program are not evaluated, selected or declined. 91 8 selected from US organizations and one to a foreign PI. The award sizes spanned a wide range 1 was discouraged from this program but redirected and 1 was discouraged as non compliant 123 Plus one partial selection. N/A 19 were discouraged from this program but redirected and 4 were discouraged as non compliant 160 One selection was bridge funding, and was done as an augmentation. First year budgets: mean = $160, median = $144, Total =$5.13M N/A 9 were discouraged from this program but redirected and 3 were discouraged as non compliant 183 The 30 selected and the average award size for year 1 include 4 partial selections. 131 PSD funded 10 out of 72 = 14%, average award size = $131K. Plus, later, PSD funded two more with a one time only $50K award. N/A 10 were discouraged 160 N/A 245 N/A 8 were discouraged from this program but redirected and 2 were discouraged as non compliant 102 N/A 105 One was a descope, one other asked for 4 years but is only getting 3 (not exactly a descope). No one year awards. N/A Only one was discouraged as non compliant 937 N/A 14 were discouraged from this program but redirected 120 The 105 is a combination of 100 proposals submitted to PDART directly and another 5 that were sent from other programs. Two remain selectable as of 3/27/15. 2 out of the 5 redirected from other programs (one from SSW and one from LDAP) were selected. N/A Three were discouraged. 323 135 There were also three one year pilot studies. In this case the average award size is average of all years, not just year 1, as FY 15 was consistently less than FY 2016 and that would have underestimated the award sizes. N/A 14 were discouraged from this program but redirected 600 Awards ranged from ~$100K to ~$1M N/A Two were fully selected, but three others were selected for technology development. N/A 13 were discouraged from this program without redirect 284 For SSO as a whole, the average is $284K. For the NEOO part it's $423K and for PAST (non-NEOO) it's $117 N/A 35 were discouraged from this program but redirected 137 The average award size is based on the 76 in the SSW portfolio, it doesn't include those that were moved and funded out of other programs (e.g., two were funded out of CDAP, one was funded out of PDART, etc.) N/A N/A

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Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2013 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012 2012

Astrophysics Data Analysis Astrophysics Research and Analysis Astrophysics Theory Program Fermi Guest Investigator – Cycle 7 Origins of Solar Systems (Astro) Strategic Astrophysics Technology Swift Guest Investigator – Cycle 10 Advanced Component Technology Advancing Collaborative Connections for Earth System Science Atmospheric Composition Campaign Data Analysis and Modeling Atmospheric Composition: Aura Science Team Carbon Cycle Science Carbon Monitoring System Cryospheric Science Earth Science Applications: Health and Air Quality Earth Science Applications: Water Resources Earth Surface and Interior Earth Venture Suborbital -2 IceBridge Science Team Land Cover / Land Use Change Land Cover / Land Use Change Step-1 NASA Data for Operation and Assessment NASA Energy and Water Cycle Study New (Early Career) Investigator Program in Earth Science Ocean Biology and Biogeochemistry Ocean Salinity Field Campaign Analysis and Planning Ocean Salinity Science Team Ocean Vector Winds Science Team PACE Science Team Physical Oceanography Sea Level Rise Suomi NPP Science Team and Processing Systems for Data Records Terra and Aqua – Algorithms – Existing Data Products Terrestrial Ecology Terrestrial Hydrology The GLOBE Program Implementation Office The Science of Terra and Aqua Weather Heliophysics Grand Challenges Heliophysics Guest Investigators Step-1 Heliophysics Guest Investigators Step-2 Heliophysics Infrastructure and Data Environment Enhancements Heliophysics Living With a Star Science Heliophysics Supporting Research Step-1 Heliophysics Supporting Research Step-2 Heliophysics Technology and Instrument Development for Science Solar and Heliospheric Physics Astrobiology: Exobiology and Evolutionary Biology Cassini Data Analysis Cosmochemistry Instrument Concepts for Europa Exploration Laboratory Analysis of Returned Samples Mars Data Analysis Mars Fundamental Research (MFRP) Moon and Mars Analog Mission Activities (MMAMA) Near Earth Object Observations (NEOO) Origins of Solar Systems (Planetary) Outer Planets Research Planetary Astronomy (PAST) Planetary Atmospheres (PATM) Planetary Geology and Geophysics (PGG) Planetary Instrument Concepts for the Advancement of Solar System Observations Planetary Mission Data Analysis Astrophysics Data Analysis Astrophysics Research and Analysis Astrophysics Theory Program Chandra Guest Investigator – Cycle 15 Euclid Science Team Fermi Guest Investigator – Cycle 6 Hubble Guest Observer – Cycle 21 Kepler Guest Observer – Cycle 5 Kepler Participating Scientist Program Nancy Grace Roman Technology Fellowships Origins of Solar Systems (Astro) SOFIA GO Cycle 2 Spitzer GO Cycle 12 Strategic Astrophysics Technology Swift Guest Investigator – Cycle 9 Theoretical and Computational Astrophysics Networks Atmospheric Composition: Modeling and Analysis Atmospheric Composition: Upper Atmospheric Composition Observations CloudSat and CALIPSO Science Team Recompete Cryospheric Science Development and Testing of Potential Indicators For The National Climate Assessment Earth Science U.S. Participating Investigator Ecological Forecasting for Conservation and Natural Resource Management IceBridge In-Space Validation of Earth Science Technologies Interdisciplinary Research in Earth Science Land Cover/Land Use Change Step-1 Land Cover/Land Use Change Step-2 Making Earth System data records for Use in Research Environments Modeling, Analysis, and Prediction Ocean Biology and Biogeochemistry Physical Oceanography Precipitation Measurement Missions (PMM) Science Team Studies with ICESat and CryoSat-2 Surface Water and Ocean Topography Mission SDT Terrestrial Ecology Geospace Heliophysics Guest Investigators program Geospace Instrument Development and Enabling Science Geospace Low Cost Access to Space Geospace Supporting Research Program Heliophysics Data Environment Enhancements Solar and Heliospheric Physics Cassini Data Analysis Cosmochemistry In-Space Propulsion Laboratory Analysis of Returned Samples LADEE Guest Investigator Program Lunar Advanced Science and Exploration Research Mars Data Analysis Mars Fundamental Research (MFRP) Maturation of Instruments for Solar System Exploration (MatISSE) Maven Participating Scientist Program Moon and Mars Analog Mission Activities (MMAMA) Near Earth Object Observations (NEOO) Origins of Solar Systems (Planetary) Outer Planets Research Planetary Astronomy (PAST) Planetary Atmospheres (PATM) Planetary Geology and Geophysics (PGG) Planetary Mission Data Analysis Planetary Protection Research

276 177 198 217 39 18 175 82 58 116 68 235 37 32 67 75 37 33 18 31 71 44 60 131 11 2 31 53 49 41 36 119 40 56 70 4 208 52 47 174 83 34 187 306 261 92 N/A 148 99 92 30 23 102 135 20 32 90 154 49 113 131 113 40 291 178 181 636 8 223 1094 63 34 12 46 112 137 38 158 53 85 34 94 51 63 14 66 10 23 145 24 16 81 161 72 43 129 41 45 89 58 10 55 134 29 232 112 85 25 24 18 102 93 123 35 35 27 26 101 143 42 90 140 41 21

33 38 27 43 5 9 35 11 12 36 27 41 17 10 9 9 18 5 10 9 33 13 19 22 2 2 14 20 19 11 9 45 32 6 15 1 56 16 11 73 22 14 25 294 35 13 N/A 27 10 24 15 12 30 27 2 11 13 22 20 23 32 12 13 90 33 28 179 3 50 249 0 10 2 12 35 38 9 45 10 18 25 26 10 14 8 11 7 4 19 16 10 27 36 17 13 57 12 20 12 10 2 12 16 10 43 23 29 3 8 5 13 29 30 6 7 3 12 13 32 7 12 19 13 1

12% 21% 14% 20% 13% 50% 20% 13% 21% 31% 40% 17% 46% 31% 13% 12% 49% 15% 56% 29% 46% 30% 32% 17% 18% 100% 45% 38% 39% 27% 25% 38% 80% 11% 21% 25% 27% 31% 23% N/A 27% 41% 13% N/A 13% 14% N/A 18% 10% 26% 50% 52% 29% 20% 10% 34% 14% 14% 41% 20% 24% 11% 33% 31% 19% 15% 28% 38% 22% 23% 0% 29% 17% 26% 31% 28% 24% 28% 19% 21% 74% 28% 20% 22% 57% 17% 70% 17% 13% 67% 63% 33% 22% 24% 30% 44% 29% 44% 13% 17% 20% 22% 12% 34% 19% 21% 34% 12% 33% 28% 13% 31% 24% 17% 20% 11% 46% 13% 22% 17% 13% 14% 32% 5%

Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science

109 278 proposals submitted but 2 proposals were returned as non-responsive. 33 selected, so Success Rate by proposal number = 12%. Total of Year 1 requests = $31,683,756 Total of Year 1 awards = $3,591,758, so the success Rate by awarded funds ~ 11%. As of 10/30/13 there are 8 Proposals held in "Selectable, but not Selected" status and 235 Proposals declined. 181 were submitted but only 177 were deemed compliant. 5 were partially funded

121 599 All proposers notified by18-Aug-14, 150 days after the proposal due date.

310 This was an interagency call and the 41/235 = 17% reflects the overall selections. Here is the breakout: 23 ½ selected by NASA (we will co-fund one with NOAA – that is why the ½) 17 ½ recommended for award by other agencies (6 ½ USDA; 8 ½ DOE; 2 ½ NOAA). 100

79

520 proposers notified by 2/20/2014 162

214 submitted. 2 were moved to A.46 and others withdrawn or non compliant 500 All decisions communicated by email on 10/24 this is the theory program in 2013 Only 73 were encouraged to submit a Step-2 proposal but more than that did, see Heliophysics Guest Investigators Step-2

only 12 were deemed Non-Compliant. All others were invited to submit a Step-2.

158 98 155 1080 212 112 138 95 252 124 105 94 125 114 280 135 97 383 137

Wasn't competed. Note: only 144 were reviewed 108 proposals total, 99 from US institutions. 10 DAPs were funded, three of which include participating scienitst; 6 partial awards also made and 1 PME selection There were 6 severe descopes in COS, one of which was a partial-year bridge award which I don’t normally count as a selection. There were 24 full selections, and 5 partial, plus one bridge. 2 noncompliant proposals were not reviewed. ICEE was limited to one year grants. Average awarded budget was $1.080M (including civil servant labor). 30 were selected for funding (in full or in part) out of 103 submiitted but one declared non compliant

4 remain selectable. Award sizes range from ~85 to ~600 K On 12/05 first 5 selections have been made. In spring more selections were made bringing the total up to 13. 2 selectables remain. Initial 15 selections plus 1 partial from fall 2013 increased to 20 fully-funded plus 1 partial in Spring 2014 Initial 14 selections from fall 2013 increased to 23 fully-funded out of 113 (20%) plus 1 partial in Spring 2014 135 were submitted, 4 were withdrawn and one non-compliant returned without review. We received 117 proposals, 4 were found non-compliant so only 113 were peer reviewed PMDAP received 42 proposals in 2013, but one was withdrawn by the proposer and one non-compliant proposal was returned without review, leaving 40. Initial 8 selections plus more and XX partials brings us to the final 13/40. 9/11 APRA PIs informed of decisions, 173 days after the due date and 12 weeks after the end of the review. 23 of 178 compliant proposals selected in whole or part (13%). A further 23 proposals held as selectable. $8.8M in year-1 funding awarded, of $78M requested -- 11% of request. 10 more fully or partially selected in November. This was not in ROSES

76 PIs were notified 118 days after the due date. This was not in ROSES Originally it was 25 Proposals selected (22 were to be funded; 3 foreign Pis not funded) but then the failure of a second of Kepler's 4 on-board reaction wheels left the spacecraft incapable of maintaining the fine pointing performance critical to the mission’s high-precision photometric measurements. On 8/27 Dr. Hudgins wrote "there is no longer any realistic hope that it w 200 PIs notified 118 days after the due date and 7 1/2 weeks after the last review day 152

580 9 proposals totaling $5.2M in Year 1 awards were selected. In addition, there were 4 SAT TDEM proposals that were highly-rated and relevant to the AFTA/WFIRST coronagraph element that were selected, but tossed over the fence to the AFTA/WFIRST study office for funding. 30 Of the 45 recommended for selection 7 do not receive any funding. Received 38 proposals with Budgets but one was a Large project (96K). With the large project the median proposed budget was ~32K and the median award given was 30 K. Without the large Project the median proposed was ~30K Average awarded was 28K. 150 This program is joint with NSF. NASA selected 10 proposals (3 investigations) and NSF plans to select the same number (their selection is not officially done until all the paperwork is complete). So that would be a 19% selection rate out of 53 whihc woudl be our half of the total 106. Each agency has allocated $1.5M for year-1 funding. Responses were sent 126 days afte

120

11/13, selections made for one Subelement but the others are still to come, thus the selection rate will rise. 24 proposals submitted to Step-1 of which 16 were invited to submit a Step-2 proposal. 10 of 16 selected from Step-2 proposals. Overall 42% selection rate

132

170 Step-1: 89 proposals received, 29 encouraged for Step-2. Step-2: 30 proposals received, 12 recommended for selection. Average award is prior to negotiation of budgets. Two and three year awards will made. Total commitment over next 3 years is ~$5,150,000. My best estimate of “average” award size is $170,000/yr. Step-2 only. The Guest Investigators program (GIP) was not offered as a stand-alone element of the ROSES 2012 NRA, but it was an element of B.3 Geospace Step-2 only. The IDES was not offered as a stand-alone element of the ROSES 2012 NRA, but it was an element of B.3 Geospace Step-2 only. The LCAS was not offered as a stand-alone element of the ROSES 2012 NRA, but it was an element of B.3 Geospace Step-2 only. The SR was not offered as a stand-alone element of the ROSES 2012 NRA, but it was an element of B.3 Geospace Step-2 only Step-2 only 95 Of these 9 were selected as participating scientists as well. Two more partial awards were made. The average award size doesn’t include PS. With PS its ~105 K. 150 100 230 1 also received bridge funding, not included in the 8 given in column E. 98 100 101 114 871 107 Stats given are for US investigations only. Non-US Institutions: 2/9 (22%) selection rate 86 Note that the avg award size has nearly doubled from previous years, due in large part to HEO’s lack of field campaigns that used to provide the logistics and support structure for MMAMA projects which diminished their apparent cost. 546 121 In addition there was a single one year "bridge" award. Updated 8/13 need to update average first year award 105 85 Award sizes ranged from $37K to $160K. Hope to make more selections later in the year 112 12 full plus two partial selections as well. Award size is $108K when partials averaged in with full awards. Awards ranged from $54K to $150K 101 Average award size does not include Carto, NESSF, ECF, etc. Plus 6 seed or bridge awards 91 150 NOTE: Was covered by the MATisse Program

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2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2011 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010 2010

Astrophysics Data Analysis Astrophysics Research and Analysis Astrophysics Theory Program Fermi Guest Investigator – Cycle 5 Kepler Guest Observer – Cycle 4 Nancy Grace Roman Technology Fellowships Origins of Solar Systems (Astro) Strategic Astrophysics Technology Swift Guest Investigator – Cycle 8 Opportunities in Education and Public Outreach for Earth and Space Science EPOESS Opportunities in Education and Public Outreach for Earth and Space Science EPOESS Supplemental Education Awards for ROSES Investigators I Supplemental Outreach Awards for ROSES Investigators I ACCESS Advancing Collaborative Connections for Earth System Science Advanced Information Systems Technology Atmospheric Composition: Laboratory Research Carbon Monitoring System Computational Modeling Algorithms and Cyberinfrastructure Earth Science Applications: Disasters Earth Science Applications: Water Resources Earth Science Applications: Wildland Fires GNSS Remote Sensing Science Team Hurricane Science Research Program HyspIRI Preparatory Airborne Activities and Associated Science IceBridge IceSAT 2 Science Definition Team Impacts of Climate Variability and Change on NASA Centers and Facilities Interdisciplinary Research in Earth Science Land Cover/Land Use Change Step-1 Land Cover/Land Use Change Step-2 New Investigator Program in Earth Science Physical Oceanography Satellite Calibration Interconsistency Studies Science Definition Team for the DESDynI-Radar Mission Science Team for the OCO-2 Mission SERVIR Applied Sciences Team Space Archaeology Terrestrial Ecology Geospace Science Heliophysics Data Environment Enhancements Heliophysics Guest Investigators Program (Geospace) Heliophysics Guest Investigators Program (S&H only) Living With a Star Targeted Research and Technology Astrobiology Science and Technology for Exploring Planets (ASTEP) Astrobiology Science and Technology Instrument Development (ASTID) Astrobiology: Exobiology and Evolutionary Biology Cassini Data Analysis Cosmochemistry GRAIL Guest Scientist Program Laboratory Analysis of Returned Samples Lunar Advanced Science and Exploration Research Mars Data Analysis Mars Fundamental Research (MFRP) Moon and Mars Analog Mission Activities (MMAMA) Near Earth Object Observations (NEOO) Origins of Solar Systems (Planetary) Outer Planets Research Planetary Astronomy (PAST) Planetary Atmospheres (PATM) Planetary Geology and Geophysics (PGG) Planetary Instrument Definition and Development Planetary Mission Data Analysis Planetary Protection Research Astrophysics Data Analysis Astrophysics Research and Analysis Astrophysics Theory Program Fermi Guest Investigator – Cycle 4 Kepler Guest Observer – Cycle 3 Kepler Participating Scientists 2 Members of the Euclid Science Team Origins of Solar Systems (Astro) Strategic Astrophysics Technology Suzaku Guest Observer - Cycle 6 Swift Guest Investigator – Cycle 7 Opportunities in Education and Public Outreach for Earth and Space Science EPOESS Supplemental Education Awards for ROSES Investigators I Supplemental Education Awards for ROSES Investigators II Supplemental Outreach Awards for ROSES Investigators I Supplemental Outreach Awards for ROSES Investigators II Accelerating Operational Use of Research Data Advanced Component Technology (ACT) Atmospheric Composition: Aura Science Team Atmospheric Composition: Modeling and Analysis Carbon Cycle Science Carbon Monitoring System CLARREO Science Team Climate and Biological Response: Research and Applications Cryospheric Science Earth Science Applications Feasibility Studies: Public Health Earth Science U.S. Participating Investigator Earth Surface and Interior Earth System Data Records Uncertainty Analysis Geodesy Geodetic Imaging HyspIRI Preparatory Activities Using Existing Imagery Instrument Incubator Land Cover/Land Use Change Modeling, Analysis, and Prediction NASA Energy and Water Cycle Study NPP Science Team for Climate Data Records Ocean Salinity Field Campaign Ocean Salinity Science Team Southeast Asia Composition, Cloud, Climate Coupling Regional Study (SEAC4RS) Geospace Science Heliophysics Data Environment Enhancements Heliophysics Theory Living With a Star Targeted Research and Technology Solar and Heliospheric Physics Astrobiology Science and Technology for Exploring Planets (ASTEP) Astrobiology Science and Technology Instrument Development (ASTID) Astrobiology: Exobiology and Evolutionary Biology Cassini Data Analysis Cosmochemistry In-Space Propulsion Laboratory Analysis of Returned Samples Lunar Advanced Science and Exploration Research Mars Data Analysis Mars Fundamental Research (MFRP) Moon and Mars Analog Mission Activities (MMAMA) MSL Participating Scientists Program Near Earth Object Observations (NEOO) Origins of Solar Systems (Planetary) Outer Planets Research Planetary Astronomy (PAST)

278 163 199 224 61 16 36 48 152 75 74 23 10 37 88 50 62 54 65 65 46 21 50 49 33 35 11 51 90 26 73 40 41 38 30 58 17 107 145 23 80 91 122 23 37 161 92 80 24 17 123 98 128 32 33 103 131 60 106 128 91 45 19 186 166 193 208 40 30 2 36 59 91 168 92 17 16 12 12 28 99 44 59 139 24 21 152 47 24 16 39 41 20 31 19 83 49 15 96 71 18 32 117 119 18 32 141 175 37 42 159 79 60 12 20 121 95 128 16 148 15 93 123 45

63 31 33 67 21 3 3 10 32 19 18 5 2 12 18 16 18 8 17 12 17 9 11 14 9 16 6 9 26 10 15 9 11 15 24 11 6 16 29 9 10 12 31 2 7 28 18 27 9 5 26 21 20 5 14 20 27 14 23 31 11 12 3 66 39 33 87 22 12 0 6 17 40 39 22 6 5 6 6 12 15 27 18 34 16 11 15 16 9 6 20 21 15 15 5 16 7 6 18 34 7 11 66 25 10 10 31 30 5 8 31 16 24 3 9 23 24 25 6 29 0 17 29 10

23% 19% 17% 30% 34% 19% 8% 21% 21% 25% 24% 22% 20% 32% 20% 32% 29% 15% 26% 18% 37% 43% 22% 29% 27% 46% 55% 18% 29% 38% 21% 23% 27% 39% 80% 19% 35% 15% 20% 39% 13% 13% 25% 9% 19% 17% 20% 34% 38% 29% 21% 21% 16% 16% 42% 19% 21% 23% 22% 24% 12% 27% 16% 35% 23% 17% 42% 55% 40% 0% 17% 29% 44% 23% 24% 35% 31% 50% 50% 43% 15% 61% 31% 24% 67% 52% 10% 34% 38% 38% 51% 51% 75% 48% 26% 19% 14% 40% 19% 48% 39% 34% 56% 21% 56% 31% 22% 17% 14% 19% 19% 20% 40% 25% 45% 19% 25% 20% 38% 20% 0% 18% 24% 22%

Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science

101 134 80 65 normal and 2 large awards made. Average for the 65 one and two year proposals was ~ 80 K (75 K for one year, about 84 K for the two year). The Average for the large projects: 192 K 59 Plus 4 from foreign PIs/institutions.17 proposals were funded.Proposals due: 20 January 2012, Proposers notified of selection decisions: 27 April 2012, Time from submission to notification: 98 days. 195 223 Average award size skewed by one large award. Subsequently two one year awards were selected. If those two are included the selection rate is 14% 50 submitted but 2 were non compliant. Including additional late selections only 28 Accepted for funding 185 134 days after the May 20 proposal due date 32 I indicates the Sept 2010 due date 10 I indicates the Sept 2010 due date

the overall selection rate was 10/90 = 11% 88

230 144 78 122 105 161 1679 292 187 89 154 65 119 117 105 93 42 407 100 105 99 114 98 273 107 150 86 275 139

Final selection made in late May 2012 The average award amount is somewhat more complicated than implied: the average for the three categories within Geospace SR&T were: LCAS = 356 K; IDP = 160 K and Reg = 118 K

129 proposals were received but 7 were deemed non-compliant One of the two awards was not full funding. including 2 partial selections, 4 pilot studies. 92 proposals from US institutions. 8 of the 18 selected included Participating Scientist (PS) awards as well. All 18 are US only. There were also 8 foreign proposals for the PS only. PME proposal not included. 27 full selects, 2 partial bridge funding awards not included in selected column

Also one partial (1 Yr) selection not included. This is actually out of 61 proposals because I took on one PGG submission that was not in that scope. Of the 14 PAST selections so far, three were funded by NEOO if that matters Average award size does not include Carto, NESSF, ECF, etc. Also 6 seed or bridge awards

In addition to the 3 full selections (one for three years in duration, two for four years in duration) two more were selected for one year pilot studies. This refers to proposals, not investigations -- suborbital projects may be split

Success rate by dollars awarded/requested = $1.0M/$2.75M = 36% 109

Notified on 28 February 2011 101 days after due date (by posting the target list on the Suzaku web page) 20 61 proposals were selected (for time) out of a total of 182 submitted, which represents ~34% success rate, but those 182 prposals submitted included 14 foreign-PI so stats are calculated based on 39 funded out of 168 US proposals = 23%. There was also one US PI without funding request. Time oversubscribed: 3-4 (depending on categories: ToO, Total visits, funding, . I indicates the Sept 2010 due date II indicates the March 2011 due date I indicates the Sept 2010 due date II indicates the March 2011 due date One was non compliant so it was 15/98 viable proposals

The selection rate is for all proposers. There were only 25 step-2 proposals so the selection rate for step-2 proposers was 7/25 = 28%

132 Avg new award in program year 1: LCAS = 220 K; IDP = N/A and Reg = 124 K 68 369 155 959 279 160 83 156 250 337 132 95 112 58 N/A

Avg new award in program year 1: LCAS = 326 K; IDP = 171 and Reg = 125 K

137 proposals received. 1 declared non-compliant and returned. 136 reviewed; 32 fully selected, 6 partially selected, & 2 pilot studies awarded Triage letters sent after 140 days. Final Letters sent after 290 days. Selectables remain pending budget. PME proposal not included. 24 full selects, 6 partial bridge funding awards not included in selected column Each for a $250K, 6 month Phase-I study effort "with the possibility to continue via down-select to Phase II and Phase III" as described in the ROSES announcement. We expect to be able to afford to continue only one of the concepts into Phases II & III.

Plus two partial selections

We were hoping to be able to fund with the anticipated plus-up to the NEOO program but we were under a CR that fiscal year and so plus-up was delayed until FY 2012 80 One full PME not included here. Triage letters sent after 140 days, final letters sent after 290 days. Selectables remain pending budget. 102 89 only 9 full one was a partial (one year) award

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2010 2010 2010 2010 2010 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2009 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008

Planetary Atmospheres (PATM) 93 Planetary Geology and Geophysics (PGG) 106 Planetary Instrument Definition and Development 96 Planetary Mission Data Analysis 18 Planetary Protection Research 4 Astrophysics Data Analysis 165 Astrophysics Research and Analysis 143 Astrophysics Theory Program 200 Fermi Guest Investigator – Cycle 3 182 GALEX Guest investigator – Cycle 6 81 Kepler Guest Observer – Cycle 2 54 MOST U.S. Guest Observer – Cycle 2 12 Origins of Solar Systems (Astro) 30 SPICA Science Investigation Concept Studies 3 Suzaku Guest Observer – Cycle 5 88 Swift Guest Investigator – Cycle 6 169 Technology Development for Exoplanet Missions 34 Opportunities in Education and Public Outreach for Earth and Space Science EPOESS 103 Supplemental Education Awards for ROSES Investigators I 10 Supplemental Education Awards for ROSES Investigators II 10 Supplemental Outreach Awards for ROSES Investigators I 9 Supplemental Outreach Awards for ROSES Investigators II 9 ACCESS Advancing Collaborative Connections for Earth System Science 35 Air Quality Applied Sciences Team 48 Airborne Instrument Technology Transition 31 Atmospheric CO2 Observations from Space 15 Atmospheric Composition: Mid-Latitude Airborne Cirrus PropertiEarth Science Experiment 26 Atmospheric Composition: Modeling and Analysis 77 CloudSat and CALIPSO Science Team Recompete 83 Earth Science for Decision Making: Gulf of Mexico Region 54 ESSP Venture-class Science Investigations: Earth Venture-1 35 Glory Science Team 30 Hurricane Field Experiment 26 HyspIRI Preparatory Activities Using Existing Imagery 28 IceBridge 44 IceBridge: Support for 2010 Activities 6 Interdisciplinary Research in Earth Science 112 Land Cover/Land Use Change 62 New Investigator Program in Earth Science 71 Ocean Biology and Biogeochemistry 34 Ocean Vector Winds Science Team 38 Physical Oceanography 32 Precipitation Science 126 Remote Sensing Theory 112 Space Archaeology 12 StudiEarth Science with ICEarth Scienceat and CryoSat-2 37 TerrEarth Sciencetrial Ecology 64 The Science of Terra and Aqua 325 Causes and Consequences of Solar Cycle 24 CCMSC 56 Causes and Consequences of the Minimum of Solar Cycle 24 58 Geospace Science 70 Heliophysics Data Environment Enhancements 18 Heliophysics Guest Investigators Program (Geospace) 74 Heliophysics Guest Investigators Program (S&H only) 66 Living With a Star Targeted Research and Technology 137 Solar and Heliospheric Physics 120 Astrobiology: Exobiology and Evolutionary Biology 136 Cassini Data Analysis 80 Cosmochemistry 62 Dawn at Vesta Participating Scientists 60 Laboratory Analysis of Returned Samples 21 Lunar Advanced Science and Exploration Research 96 Mars Data Analysis 105 Mars Fundamental Research (MFRP) 131 Moon and Mars Analog Mission Activities (MMAMA) NA Near Earth Object Observations (NEOO) 21 Origins of Solar Systems (Planetary) 101 Outer Planets Research 128 Planetary Astronomy (PAST) 35 Planetary Atmospheres (PATM) 96 Planetary Geology and Geophysics (PGG) 114 Planetary Instrument Definition and Development 110 Planetary Mission Data Analysis 41 Planetary Protection Research 10 Astrophysics Data Analysis 95 Astrophysics Research and Analysis 137 Astrophysics Theory Program 177 Fermi Guest Investigator - Cycle 2 198 GALEX Guest Investigator - Cycle 5 70 Kepler Guest Observer - Cycle 1 19 MOST U.S. Guest Observer- Cycle 1 12 Suzaku Guest Observer - Cycle 4 99 Swift Guest Investigator - Cycle 5 154 Applied Information Systems Research 110 Opportunities in Science Mission Directorate Education and Public Outreach 74 Origins of Solar Systems 94 Supplemental Education I (Dec 08 due date) 16 Supplemental Education II (April 09 due date) 15 Supplemental Outreach I (Dec 08 due date) 12 Supplemental Outreach II (April 09 due date) 19 Advanced Component Technology (ACT) 85 Advanced Information Systems Technology (AIST) 100 Atmospheric Composition, field: Surface, Balloon, and Airborne Observations 56 Atmospheric Composition: Laboratory Research 51 Biodiversity 54 Carbon Cycle Science Not offerred this year Cryospheric Science Not offerred this year Decision Support through Earth Science Research Results 142 Earth Science Applications Feasibility Studies 80 Earth Science for Decision Making: Gulf of Mexico Region 69 Earth Science U.S. Participating Investigator 16 Geospace Science 118 Hurricane Science Research 51 ICESat-II Science Definition Team 38 Land Cover/Land Use Change 66 Modeling, Analysis, and Prediction 158 NASA Energy and Water Cycle Study - Water Quality 16 Ocean Biology and Biogeochemistry 50 Ocean Salinity Science Team 41 Physical Oceanography 26 SMAP Science Definition Team 44 Terrestrial Ecology 77 Geospace Science 96 Guest Investigator Studies with C/NOFS 22 Heliophysics Guest Investigators Program (Geospace) 62 Heliophysics Guest Investigators Program (S&H only) 70 Living With a Star Targeted Research and Technology 105 Living With a Star Targeted Research and Technology: Strategic Capability 4 Solar and Heliospheric Physics 131 Solar Dynamics Observatory Science Center 8 Astrobiology Science and Technology Instrument Development (ASTID) 72 Astrobiology: Exobiology and Evolutionary Biology 113 Cassini Data Analysis 61 Concept Studies for Human Tended Suborbital Science 17

25 30 11 6 1 73 45 37 77 33 27 4 9 3 48 56 7 27 7 7 6 6 11 19 7 7 14 18 33 13 5 14 11 6 22 5 25 9 18 8 20 12 58 20 6 15 12 87 15 15 16 11 14 15 31 20 40 23 29 18 12 31 39 26 NA 11 29 25 10 25 36 15 15 6 34 37 39 81 37 11 4 34 57 12 18 31 6 5 7 10 16 20 37 19 9

27% 28% 11% 33% 25% 44% 31% 19% 42% 41% 50% 33% 30% 100% 55% 33% 21% 26% 70% 70% 67% 67% 31% 40% 23% 47% 54% 23% 40% 24% 14% 47% 42% 21% 50% 83% 22% 15% 25% 24% 53% 38% 46% 18% 50% 41% 19% 27% 27% 26% 23% 61% 19% 23% 23% 17% 29% 29% 47% 30% 57% 32% 37% 20% NA 52% 29% 20% 29% 26% 32% 14% 37% 60% 36% 27% 22% 41% 53% 58% 33% 34% 37% 11% 24% 33% 38% 33% 58% 53% 19% 20% 66% 37% 17%

36 31 35 6 30 17 14 18 52 4 10 15 12 14 20 26 5 15 26 34 2 35 2 8 28 22 1

25% 39% 51% 38% 25% 33% 37% 27% 33% 25% 20% 37% 46% 32% 26% 27% 23% 24% 37% 32% 50% 27% 25% 11% 25% 36% 6%

Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Cross division Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science

107 98 Max thinks that there were 9 additional partial selections this year 269 80 160 250 This refers to proposals, not investigations -- suborbital projects may be split 120 36 selected 10/21/2009. Addnl selection 2/23/2010

93

21 17

109 150 Avg new award in program year 1: LCAS = 359 K; IDP = 147 K and Reg = 121 K 67 114 103 129 Avg new award in program year 1: LCAS = 330 K; IDP = 220 K and Reg = 113 K 155 137 proposals received. 1 declared non-compliant and returned. 136 reviewed; 32 fully selected, 6 partially selected, & 2 pilot studies awarded 89 148 62 215 104 102 96 NA Not Solicited in ROSES 2009 312 97 86 105 97 78 258 89 137 Letters sent 10/20 267 Total proposed = 134 if you include Co-I proposals. 125 independent investigations proposed. 28 fully-funded and 5 partially funded investigations.18 investigations in the selectable range for which a decision has been deferred. 3 proposals were declared noncompliant. Detailed funding information: 111 emails selecting 30 on 10/27/08 and nine additional selections were made in Feb. 2009 There is one foreign proposal 3400ksec proposed, 1300 ksec selected Two were to foreign PIs

38 1 grant at 135 K, a bunch of grants at 38 and a few at 25 K and some smaller ones and 13 unfunded foreign Pis 151 email sent March 27, 2009. Official letters went out 4/10/2009 132 Average total for the entire duration of the award was 426,000 This is the total for the entire cross division program both Astro and PSD

budgets under negotiation, ~ 1M each over three years A total dollar value over a three-year period of approximately $25 million

Initial selections announced: 4/24/2009, then addnl selections 5/12/2009) Initial selections announced: 4/24/2009, then addnl selections 5/12/2009) 26 selected in may, +9 more 8/20/09

3 additional selections made 1/23/09 14 of 38 SDT selected; 1 Team Leader selected on 9/18/08 Received 66 step1 proposals, out of which 48 proposals were invited to submit full proposals. Selected 18 proposals.

intial selections 10/17/08 two more made 3/13

Results for subelements 1&2 (Decadal Survey Mission Preparation and Scoping Studies) only 9 selected 1/16/2009. Results for subelements 3 & 4 (Northern High Latitude Studies and Synthesis, Integration, and Impacts Studies) 8 selected 5/1/2009. Final 3 selections in July 2009. 146 Avg new award in program year 1: LCAS = 483 K; IDP = 102 K and Reg = 119 K 115 104

146 Avg new award in program year 1: LCAS = 621 K; IDP = 133 K and Reg = 115 K 700 5 years each at 700 K/year 250 136 96 2 additional selections made in June 2009 49

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Year 1 = $266,620 (37 proposals)

Y

Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2008 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2007 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006

Cosmochemistry 68 Jupiter Data Analysis 40 Lunar Advanced Science and Exploration Research 27 Lunar and Planetary Science U.S. Participating Investigator (SALMON H1) 17 Mars Data Analysis 88 Mars Fundamental Research (MFRP) 94 Moon and Mars Analog Mission Activities (MMAMA) 38 Near Earth Object Observations (NEOO) 15 Origins of Solar Systems (Planetary) 73 Outer Planets Research 110 Planetary Astronomy (PAST) 46 Planetary Atmospheres (PATM) 81 Planetary Geology and Geophysics (PGG) 114 Planetary Instrument Definition and Development 95 Planetary Mission Data Analysis 28 Planetary Protection Research 5 Sample Return Laboratory Instruments and Data Analysis 28 Astrophysics Data Analysis 100 Astrophysics Research and Analysis 151 Astrophysics Strategic Mission Concept Studies 43 Astrophysics Theory Program 184 FUSE Guest Investigator -- Cycle 9 Cancelled FUSE Legacy Science Program Cancelled GALEX Guest Investigator -- Cycle 4 100 GLAST Cycle I 167 Kepler Participating Scientists 37 Suzaku Guest Observer -- Cycle 3 120 Swift Guest Investigator -- Cycle 4 144 Applied Information Systems Research Deferred Origins of Solar Systems 104 Accelerating Operational Use of Research Data 16 ACCESS Advancing Collaborative Connections for Earth System Science 31 Airborne Instrument Technology Transition 35 Atmospheric Composition: Aura Science Team 76 Atmospheric Composition: Science Advisory Group for the Glory Science Mission 12 Carbon Cycle Science 113 Cryospheric Science 54 Decision Support through Earth Science Research Results 120 Earth Surface and Interior 58 EarthScope: The InSAR and Geodetic Imaging Component 20 Instrument Incubator Program 78 Land-Cover/Land-Use Change 77 NASA Energy and Water Cycle Study 48 New Investigator Program in Earth Science 78 Ocean Biology and Biogeochemistry 8 Ocean Surface Topography Science Team 60 Physical Oceanography 37 Space Archaeology 17 Terrestrial Ecology 59 Terrestrial Hydrology 49 Tropospheric Chemistry: Arctic Research of the Composition of the Troposphere from Aircraft and Satellites 73 Wind Lidar Science 13 Geospace Science 85 Heliophysics Guest Investigators Program (Geospace) 64 Heliophysics Guest Investigators Program (S&H only) 80 Heliophysics Theory 25 Living With a Star Space Environment Testbeds Cancelled Living With a Star Targeted Research and Technology 163 Living with a Star Targeted Research and Technology: Strategic Capability Deferred Solar and Heliospheric Physics 78 Virtual Observatories for Heliophysics Data 28 Astrobiology Science and Technology for Exploring Planets (ASTEP) 54 Astrobiology Science and Technology Instrument Development (ASTID) 97 Astrobiology: Exobiology and Evolutionary Biology 113 Cassini Data Analysis 77 Cosmochemistry 58 Discovery and Scout Mission Capabilities Expansion 40 Discovery Data Analysis 30 Fellowships for Early Career Researchers Fellowships for Early Career Researchers LRO Participating Scientists 56 Lunar Advanced Science and Exploration Research 162 Mars Data Analysis 78 Mars Fundamental Research (MFRP) 101 Mars Instrument Development Project 63 Moon and Mars Analog Mission Activities (MMAMA) 21 Near Earth Object Observations (NEOO) 18 Outer Planets Research 120 Planetary Astronomy (PAST) 61 Planetary Atmospheres (PATM) 81 Planetary Geology and Geophysics (PGG) 120 Planetary Instrument Definition and Development 115 Planetary Protection Research 13 Sample Return Laboratory Instruments and Data Analysis 10 Astrophysics Data Analysis 99 Astrophysics Research and Analysis 143 Astrophysics Research and Analysis 179 Astrophysics Theory Program 118 Beyond Einstein Foundation Science 56 FUSE Guest Investigator -- Cycle 8 108 GALEX Guest Investigator -- Cycle 3 76 Origins of Solar Systems (Astro) 20 Suzaku Guest Observer -- Cycle 2 156 Swift Guest Investigator -- Cycle 3 88 Applied Information Systems Research 160 Concept Studies for Lunar Sortie Science Opportunities 77 History of Scientific Exploration of Earth and Space 41 Opportunities in Science Mission Directorate Education and Public Outreach 80 Advancing Collaborative Connections for Earth System Science (ACCESS) 14 Atmospheric Composition: Modeling and Analysis 64 Atmospheric Composition: Research and Modeling-A (Ground Net.) 19 Atmospheric Composition: Research and Modeling-B 51 Atmospheric Composition: Tropical Composition, Cloud, and Climate Coupling Experiment (TC4) 79 Earth System Science Research using Data and Products from TERRA, AQUA and ACRIM Satellites 322 GNSS Remote Sensing Science Team 18 Interdisciplinary Research in Earth Science 127 International Polar Year 93 International Polar Year Education and Public Outreach 24 Making Earth System data records for Use in Research Environment 86 Ocean Biology and Biogeochemistry 28 Precipitation Science 127 Recompetition of the GRACE Science Team 32 Geospace Science 94 Heliophysics Guest Investigators 92 Heliophysics Guest Investigators 96 International Heliophysical Year Research 29 Living With a Star Targeted Research and Technology 150 Living with a Star Targeted Research and Technology: Strategic Capability 7 Solar and Heliospheric Physics 118 Virtual Observatories for Heliophysics Data 33 Astrobiology: Exobiology and Evolutionary Biology 103 Cassini Data Analysis 71 Cosmochemistry 75 Discovery Data Analysis 41

31 14 11 5 32 21 11 5 19 24 18 32 30 16 11 2 15 49 41 19 37 Cancelled Cancelled 35 44 8 79 49 Deferred 27 6 10 5 39 12 35 20 33 21 12 21 17 10 18 1 27 11 7 10 9 41 5 32 20 29 10 Cancelled 51 Deferred 28 18 7 17 33 41 27 9 15

46% 35% 41% 29% 36% 22% 29% 33% 26% 22% 39% 40% 26% 17% 39% 40% 54% 49% 27% 44% 20% Cancelled Cancelled 35% 26% 22% 66% 34% Deferred 26% 38% 32% 14% 51% 100% 31% 37% 28% 36% 60% 27% 22% 21% 23% 13% 45% 30% 41% 17% 18% 56% 38% 38% 31% 36% 40% Cancelled 31% Deferred 36% 64% 13% 18% 29% 53% 47% 23% 50%

24 43 33 40 7 11 3 44 34 27 40 15 5 7 35 39 55 20 12 68 32 9 81 45 33 14 12 16 2 13 6 20 56 125 7 33 34 9 29 12 55 22 24 26 25 9 42 1 33 13 23 27 36 24

43% 27% 42% 40% 11% 52% 17% 37% 56% 33% 33% 13% 38% 70% 35% 27% 31% 17% 21% 63% 42% 45% 52% 51% 21% 18% 29% 20% 14% 20% 32% 39% 71% 39% 39% 26% 37% 38% 34% 43% 43% 69% 26% 28% 26% 31% 28% 14% 28% 39% 22% 38% 48% 59%

Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science

153 101 92 128 86 109 51 325 101 112 125 125 81 244 116 120 245

5 selected doesn’t inclue one in the selectable category. Grant sizes range from 50-259 K Additional selection 8/12/09 Plus two partial selections PSD only Additional selections were made in Sept 09 and again in Nov. Some selectables may remain. 110 proposals were received but only 100 reviewed. 2 additional selections made in early Feb 2009 2 additional selections made in June 2009 New awards in 2009 range from less than 50 to over 200 K

680 Approximate. $12 million total in FY 08 and 09, grants from $250,000 to $1 million 112 Cancelled Cancelled

Deferred 87 budgets being negotiated 320 two year awards

42 Selected 7/13/07 245 The average 3-year grant size is $734K (year by year averages: Yr1-$245K, Yr2-$252K, Yr3-$236K). The range in grant size was $418K - $2,211K for 3 years; there was one 2-year award totaling $360K over 2 years). Budgets under negotiation. It is currently estimated that total funding for the selected investigations will total $9 million dollars to cover three programmatic years of research activity

6 Million total over the life of the awards 1049

265 total over the duration of the grant

150 158 120 121 431

Avg new award in program year 1 for Geospace SR&t is 158 but it breaks out as follows: LCAS = 448 K; IDP = 109 K and Reg = 107 K This number is approximate. Average was 116 for S&H portion (not Geospace) solar only The averages of awards for FY2009 and 2010 are $436K cancelled

110 191 94 148 301 167 93 154 260 137

76 109 96 99 450 63 304 85 83 104 97 247 120 366

Deferred Avg new award in program year 1 for SHP SR&T is 191 but it breaks out as follows: LCAS = 490 K; IDP = 154 K and Reg = 140 K Approved amounts were $1,695k, $1,537k & $1,267k in FY9, 10, & 11 respectively. but the average planned per year awarded amount integrated over all four years is ~ 120 K Average Duration of Awards: 3.25 years Avg of 471 K total if funded for all three years as budgeted. Does not include PME. $4.151 M in new awards, $14.4 M total awarded in 2007 Total value of the selected proposals: ~$2.3M Program officer notes that $2,051,942 was total for an average of $136,796 per award. "This is a little high due to a few large dollar amount awards. The true average is probably closer to $100K."

5 addnl selection letters went out 3/28/08 4 remain selectable. The 7 awards are worth a total of $9.2M over three years, with an average of $450,000 each for the first year (FY 2008). 364 is the average for all awards old and new 11 more awards were selected on 2/6/2009, bringing the total up to 44/120. These were the "geophysics portion" of the program. 85 K This is the average for both new and continuing awards 103 is the average for all awards old and new

The start of 2 awards delayed until Year 2 Total value of the selected proposals ~ 2.6 M

298 There were two versions of this in ROSES-2006 99 135

28 (US PIs only)

100

150 Selected 10/30/06 138 The average grant size is: $137878, $146822, $144376, per year for the next three years For ROSES06 selections. There were a few grants that were way above average. 833 Selected 12/8/06 214 Selected 2/7/07. First year funding 200 approximate 354 Selected 12/6/06 176 Selected 5/17/07 100 Selected 5/17/07. Second year funding 183 Selected 6/4/07 145 Selected 10/30/06 136 geospace only 106 solar only

82 82 is approximate. Approved amounts were 1,069k in FY 08 $ 396k in FY 09 and $ 358k in FY 10 117 95 127 92

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Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2005 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2004 2003 2003 2003 2003 2003 2003

Mars Data Analysis 100 23 23% Mars Fundamental Research (MFRP) 126 35 28% Mars Reconnaissance Orbiter Participating Scientists 71 17 24% MESSENGER Mission Participating Scientists 52 23 44% Near Earth Object Observations (NEOO) 14 5 36% Origins of Solar Systems (Planetary) 73 25 34% Outer Planets Research 51 13 25% Planetary Astronomy (PAST) 52 19 37% Planetary Atmospheres (PATM) 63 21 33% Planetary Geology and Geophysics (PGG) 99 48 48% Planetary Instrument Definition and Development 104 18 17% Planetary Protection Research 22 4 18% Sample Return Laboratory Instruments and Data Analysis 18 6 33% Stardust Sample Analysis 30 22 73% Astro E2/Suzaku Guest Observer – Cycle 1 Resolicitation 158 59 37% Astrophysics Research and Analysis 160 45 28% Astrophysics Theory Program 128 20 16% Beyond Einstein Foundation Science 54 6 11% Concept Studies for the Joint Dark Energy Mission 6 3 50% FUSE Guest Investigator – Cycle 7 81 49 60% GALEX Guest Investigator -- Cycle 2 64 25 39% Rossi X-ray Timing Explorer Guest Observer – Cycle 11 131 59 45% Swift Guest Investigator – Cycle 2 67 33 49% Terrestrial Planet Finder / Foundation Science 25 3 12% Terrestrial Planet Finder Coronagraph / Instrument Concept Studies 13 5 38% Applied Information Systems Research 174 33 19% Interdisciplinary Exploration Science 100 3 3% Origins of Solar Systems 98 31 32% Advanced Component Technology 92 14 15% Advanced Information Systems Technology 99 28 28% Advancing Collaborative Connections for Earth-Sun System Science 50 16 32% Atmospheric Composition- A (Ozone Monitoring Instrument; OMI) 12 8 67% Atmospheric Composition- B (Kinetics) 23 16 70% Atmospheric Composition- C 67 30 45% CloudSat and CALIPSO Science Team and Modeling/Analysis of A-Train Related Data 120 40 33% Decision Support through Earth-Sun Science Research Results 94 33 35% Earth Surface and Interior 71 35 49% Ice Cloud and Land Elevation Satellite (ICESat) and Cryosat 71 19 27% Land Cover/Land Use Change (LCLUC) 83 14 17% Large Scale Biosphere-Atmosphere Experiment in Amazonia (LBA) 37 22 59% NASA African Monsoon Multidisciplinary Activities (NAMMA) 49 23 47% NASA Energy and Water Cycle Study (NEWS) 50 5 10% New Investigator Program in Earth-Sun System Science 84 25 30% North American Carbon Program 79 12 15% Ocean Biology and Biogeochemistry 22 7 32% Ocean Vector Winds Science Team 57 22 39% Remote Sensing Science for Carbon and Climate 44 10 23% Terrestrial Ecology and Biodiversity 34 7 21% Terrestrial Hydrology 59 12 20% Geospace Science 156 27 17% Living With a Star Targeted Research and Technology 163 51 31% Living With a Star Targeted Research and Technology: NASA/NSF Partnership for Collaborative Space 18 Weather 6Modeling 33% Magnetospheric Multiscale Mission Interdisciplinary Science Teams 18 3 17% Solar and Heliospheric Physics 150 18 12% Virtual Observatories for Solar and Space Physics Data 17 11 65% 2001 Mars Odyssey Participating Scientists 24 16 67% Astrobiology Science and Technology for Exploring Planets (ASTEP) 88 0 0% Astrobiology Science and Technology Instrument Development (ASTID) 88 0 0% Astrobiology: Exobiology and Evolutionary Biology 160 28 18% Cosmochemistry 84 43 51% Discovery Data Analysis 21 14 67% Mars Data Analysis 96 27 28% Mars Exploration Rovers (MER) Participating Scientists 35 8 23% Mars Fundamental Research (MFRP) 120 37 31% Near Earth Object Observations (NEOO) 10 5 50% Outer Planets Research 81 29 36% Planetary Astronomy (PAST) 38 23 61% Planetary Atmospheres (PATM) 84 29 35% Planetary Geology and Geophysics (PGG) 121 58 48% Planetary Instrument Definition and Development 100 10 10% Planetary Protection Research 11 2 18% Sample Return Laboratory Instruments and Data Analysis 12 6 50% Astrophysics Data Analysis 84 23 27% Astrophysics Research and Analysis 163 69 42% Astrophysics Theory Program 111 22 20% Beyond Einstein Foundation Science 69 16 23% FUSE Guest Investigator - Cycle 6 143 45 31% GALEX Guest Investigator -- Cycle 1 101 53 52% INTEGRAL 35 26 74% Long-Term Space Astrophysics 88 19 22% Origins Science Mission Concept Studies 26 9 35% RXTE Guest Investigator - Cycle 10 150 69 46% Terrestrial Planet Finder Foundation Science 15 4 27% New Millennium Space Technology 9 37 11 30% Carbon Cycle Science 303 59 19% EARTH SCIENCE OUTREACH INVESTIGATOR AWARDS 24 2 8% INSPIRING THE NEXT GENERATION OF EARTH EXPLORERS; INTEGRATED SOLUTIONS FOR146 K-16 AND INFORMAL 33 EDUC 23% Instrument Incubator Program 83 23 28% Modeling, Analysis and Prediction Climate Variability and Change 225 65 29% NASA Energy & Water Cycle Step-2 196 33 17% Oceans & Ice 293 53 18% Tropical Cloud Systems and Processes 198 25 13% Geospace Science 121 41 34% Living With a Star Targeted Research and Technology 148 49 33% SEC Guest Investigator 172 64 37% SEC Theory 26 9 35% Solar and Heliospheric Physics 150 51 34% Astrobiology Science and Technology for Exploring Planets (ASTEP) 39 9 23% Astrobiology Science and Technology Instrument Development (ASTID) 91 9 10% Astrobiology: Exobiology and Evolutionary Biology 130 51 39% Cosmochemistry 69 36 52% Critical Issues in Electric Propulsion 13 4 31% Discovery Data Analysis 15 12 80% Hyabusa Participating Scientists 3 1 33% In-Space Propulsion - Cycle 3 12 1 8% Mars Data Analysis 108 45 42% Mars Fundamental Research (MFRP) 101 43 43% Near Earth Object Observations (NEOO) 6 5 83% Origins of Solar Systems (Planetary) 92 39 42% Outer Planets Research 166 54 33% Planetary Astronomy (PAST) 41 29 71% Planetary Atmospheres (PATM) 75 43 57% Planetary Geology and Geophysics (PGG) 117 73 62% Planetary Instrument Definition and Development 66 11 17% Planetary Protection Research 10 4 40% Sample Return Laboratory Instruments and Data Analysis 17 7 41% Stardust Participating Scientists 24 18 75% Venus Express 13 9 69% Astrophysics Data Analysis 111 31 28% Astrophysics Research and Analysis 133 51 38% Astrophysics Theory Program 133 32 24% Einstein Probes 10 10 100% FUSE Guest Investigator - Cycle 5 168 62 37% Long Term Astrophysics 94 17 18%

Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Cross division Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Cross division Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics Astrophysics

83 89 42 50 344 62 98 79 108 67 231 130 472 107

89 118

66 375 194 113 188 110 150 N/A 86 216 143 286 96 200 100 225 243 205 180 143 125

Selected 6/21/06 Selected 10/14/05 Selected 3/31/06 Selected 11/14/05 Selected 3/31/06 Selected 5/22/07 Selected 4/7/06 Selected 8/1/07 Selected 4/17/06 Selected 11/4/05. 83 Step-2 proposals were submitted, there were 173 Step-1. Selected 9/1/05 Selected 3/31/06. The award amount is the average over 3 years Jack Kaye notes higher at start, then declining. Selected 12/29/06 Selected 5/8/06 Selected 6/29/06. Selected 4/7/06 Selected 4/4/06 Selected 4/4/06 Selected 4/17/06 Selected 5/1/07

Funds sent out in FY 08 & 09 were $1,952k & $1,376k respectively 48 N/A N/A 133 130 93 67 90 80 257 81 89 104 67 234 130 266

103 117

682 296 134 121

44 600 69 75 317 69 87 74 85 87 201 289 67

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Spring 2018 Spreadsheet of Selection Stats updated 041618.xlsx

2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003 2003

Swift Guest Investigator - Cycle 1 63 Terrestrial Planet Finder 45 Space Science Vision Missions 27 Earth System Science Research using Data and Products from TERRA, AQUA and ACRIM Satellites 566 Interdisciplinary Science in the NASA Earth Science Enterprise 346 New Investigator Program in Earth Science 126 The Ocean Surface Topography Science Team (OST/ST) 80 Advanced Information Systems Research 123 Geospace Sciences LCAS 27 Geospace Sciences SR&T 95 Living With a Star Targeted Research and Technology 187 SEC Guest Investigators 82 Solar and Heliospheric Physics 119 Advanced Electric Propulsion 9 Astrobiology Science and Technology for Exploring Planets (ASTEP) 35 Astrobiology Science and Technology Instrument Development (ASTID) 47 Astrobiology: Exobiology and Evolutionary Biology 105 Cosmochemistry 66 Discovery Data Analysis 25 High Capability Instruments for Planetary Exploration 29 Mars Data Analysis 85 Mars Exploration Advanced Technologies 131 Near Earth Object Observations (NEOO) 15 Origins of Solar Systems (Planetary) 85 Planetary Astronomy (PAST) 65 Planetary Atmospheres (PATM) 80 Planetary Data System Nodes NRA 7 Planetary Geology and Geophysics (PGG) 115 Planetary Instrument Definition and Development 58 Planetary Protection Research 10 Sample Return Laboratory Instruments and Data Analysis 21

35 16 15 199 60 31 43 33 11 24 52 33 25 2 10 20 44 36 16 11 37 60 7 19 30 44 5 62 15 2 9

56% 36% 56% 35% 17% 25% 54% 27% 41% 25% 28% 40% 21% 22% 29% 43% 42% 55% 64% 38% 44% 46% 47% 22% 46% 55% 71% 54% 26% 20% 43%

Astrophysics Astrophysics Cross division Earth Science Earth Science Earth Science Earth Science Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Heliophysics Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science Planetary Science

140

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