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Preliminary Information Concerning the  P li i I f i C i h Establishment of a List of Harmful and  P t ti ll H Potentially Harmful Tobacco Product  f lT b P d t Constituents Before the FDA Tobacco Product Constituents Subcommittee of  the Tobacco Products Scientific Advisory Committee the Tobacco Products Scientific Advisory Committee  June 8, 2010 

Michael W. Ogden, Ph.D. R. J. Reynolds Tobacco Company 1

Summary Presentation Summary Presentation • •

• • • •

Addresses the topics listed in the Federal Register Notice 75 (80) 22147 of  April 27 2010 April 27, 2010. Is intended to provide the Committee with preliminary information  concerning the establishment of a list of harmful and potentially harmful  tobacco product constituents, including smoke constituents, pursuant to  section 904 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 387d),  f h d l d d ( d) as amended by the Family Smoking Prevention and Tobacco Control Act  (“the Act”) (Public Law 111‐31).  q y , p p As requested by the FDA, representatives of multiple individual tobacco  product manufacturers and others have contributed to this slide deck. My presentation does not necessarily represent the perspectives of  individual tobacco product manufacturers. Some individual manufacturers have submitted their own written Some individual manufacturers have submitted their own written  comments. I will be available to answer questions on behalf of R. J. Reynolds.   Representatives of other individual tobacco product manufacturers are  also available to provide their perspectives. l il bl id h i i 2

Contributors to This Presentation Contributors to This Presentation •

Altria Client Services on behalf of: – Philip Morris USA hl – U.S. Smokeless Tobacco Co.

• • • • • •

Commonwealth Brands Inc. Japan Tobacco International Japan Tobacco International King Maker Marketing Inc. Liggett Group LLC Lorillard Tobacco Co. R. J. Reynolds Tobacco Co. on behalf of itself and: – – – –

• •

American Snuff Co. LLC Lane Limited R J R R. J. Reynolds Tobacco (CI) Co. ld T b (CI) C Santa Fe Natural Tobacco Co.

Swedish Match North America Inc. Vector Tobacco Inc Vector Tobacco Inc. 3

Overview • • • • • •

Introduction Background information Fundamental considerations d l id i Scientific framework for selecting constituents Testing methods Conclusion

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Introduction • A clear purpose for developing any list is critical. p p p g y • Tobacco is an agricultural product. – Tobacco and smoke constituents (i.e., chemicals appearing  in tobacco or smoke) are subject to inherent variation.

• The framework for developing a list of harmful and  potentially harmful constituents needs to be science‐ potentially harmful constituents needs to be science based. y g p g • Any testing/reporting of constituents must be based  on properly standardized methodologies that are  validated and fit for purpose. 5

Background Information Background Information

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Background Information Background Information • Constituents* in tobacco C tit t *i t b – tobacco is an agricultural product – inherent natural variability inherent natural variability – potential impact at the farm level

• Constituents in smoke – absolute and relative smoke yields depend on many  variables – reduction of one constituent often results in elevation of  reduction of one constituent often results in elevation of another *For the purpose of this presentation, “constituents” are defined as chemicals  appearing in tobacco or smoke. 7

Classification • Most of the commercial tobaccos produced in the world are  Nicotiana tabacum L Nicotiana tabacum L. – Based on the Tobacco Genome Initiative (NC State University), a  conservative estimate of the size of the N. tabacum genome is 4.5  billion base‐pairs, approximately 1.5 times larger than the  human  genome.

• Properties of tobaccos, and therefore their usabilities, depend  on (among others): – V Variety i t – Locality – System of production g and curing method – Other (e.g., stalk position)

“Tobacco: production, chemistry and Technology” (1999). Eds. D.L. Davis, M.T. Nielsen.  ISBN 0‐632‐04791‐7.

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Sources of Tobacco Variability Sources of Tobacco Variability Tobacco variety Tobacco variety Leaf stalk position G Growing region i i Agronomic  practices • Weather and  climatic  conditions • • • •

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Field Practices Field Practices • Like most agricultural crops, tobacco  g p, plants are affected by such variables  as seedling quality, plant  populations nutrition plant water populations, nutrition, plant‐water  relationships, and climatic factors. • For tobacco, there are special  requirements for topping (removing  the inflorescence) and for control of  suckers (axillary bud growths) suckers (axillary bud growths). • Leaf quality and composition varies  with position on the stalk. 10

Curing Practices Curing Practices • The The two major curing  two major curing methods, flue‐curing and air‐ curing, produce quite different  results, even if the same plant  variety is used. • During the curing process (also  during aging and  fermentation) chemical fermentation), chemical  processes occur that form  chemicals that are chemicals that are  organoleptically important. 11

Storage Practices Storage Practices • Freshly Freshly cured tobacco leaf is not ready for use  cured tobacco leaf is not ready for use immediately and cured tobacco is typically  stored for several years stored for several years. • Additional chemical changes occur as the  tobacco ages tobacco ages.

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Tobacco Blends: Cigarettes Tobacco Blends: Cigarettes • American‐blend American blend cigarettes usually contain a  cigarettes usually contain a mixture of: – Flue‐cured ( Flue cured (“Virginia” Virginia  or  or “Bright”) Bright ) tobacco tobacco – Burley tobacco (air cured) – Oriental ( Oriental (“Turkish”) Turkish ) tobacco (sun cured) tobacco (sun cured) – Expanded tobacco (“puffed”) – Reconstituted leaf (a process similar to that used  R tit t d l f ( i il t th t d to make paper) 13

Tobacco Blends: Smokeless Tobacco Blends: Smokeless • American American smokeless products are primarily  smokeless products are primarily produced from fire‐cured and/or air/sun‐ cured dark tobaccos cured dark tobaccos. – “Dark” tobaccos are so named because they have  a high chlorophyll content. a high chlorophyll content. – Flue‐cured tobacco generally is not used. – Smoke from hardwood (usually hickory) fires is  Smoke from hardwood (usually hickory) fires is usually used in the fire‐curing process.

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Tobacco Varieties Tobacco Varieties • Within each main tobacco type, there are large numbers of  tobacco varieties (or cultivars). • These varieties were often produced for resistance to diseases  such as tobacco mosaic virus, and to tobacco pests such as such as tobacco mosaic virus, and to tobacco pests such as  nematodes. • At least: – 1500 1500 tobacco germplasms tobacco germplasms archived at USDA (1996) – 60 varieties each of flue‐cured, flue cured, Burley Burley & Oriental – 120 countries growing tobacco commercially 15

Total Variability* Total Variability • Short‐term (days) ( y) – Variability in tobacco weight, filter ventilation, blend  uniformity, etc., around targets

• Medium‐term (months) M di t ( th ) – Components (papers, filters, ventilation), tobacco blend  g grades and sources

• Long‐term (years) – Tobacco crop year inventories, component suppliers,  cigarette design changes i d i h

• At least one manufacturer (PMUSA) has discussed  specific constituent variability with CDC specific constituent variability with CDC. *ISO Standard 8243‐2006(E), Annex B

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Fundamental Considerations Fundamental Considerations

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Define Purpose of the List Define Purpose of the List • As a first step in the process of developing a list of  p p p g harmful and potentially harmful constituents in  tobacco products, the Subcommittee should define  clearly the purpose of the list clearly the purpose of the list.   • Without that, it will be very difficult to appropriately  determine the criteria by which constituents would determine the criteria by which constituents would  or would not be placed on the list.   • Establishing the purpose will also be critical in  determining appropriate analytical methods and  testing standards.  18

Listing of Harmful Constituents:  Possible Purposes? • Evaluating product changes • Product research to understand the  P d t ht d t d th relationship between constituents and  health risk • Setting product standards gp • Consumer communication 19

Consider Public Health Benefit • Agency Agency and industry efforts should be focused  and industry efforts should be focused on activities that will have a meaningful  impact on disease outcome impact on disease outcome. – How will the information and effort expended be  used to advance the public health? used to advance the public health? • How have previous reports to various public health  agencies been used to advance the public health?

– How will impact be verified?

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Scientific Framework for Selecting  Harmful and Potentially Harmful Harmful and Potentially Harmful  Constituents

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Scientific Basis for Identifying Harmful  and Potentially Harmful Constituents d ll f l • Cigarette smoking causes lung cancer, heart disease,  emphysema and other serious diseases in smokers. • Tobacco and smoke contain many chemical constituents. – Some of these chemicals have been identified as “toxic”  using non‐clinical testing and occupational exposures  history. – Many of these chemicals are not unique to tobacco. • There is inadequate evidence that specific constituents in  cigarette smoke cause any specific smoking‐related disease in  cigarette smokers. k • There is also inadequate evidence that selective smoke  constituent reduction reduces risk. 22

Composition is Complex Composition is Complex • Tobacco: – Due to genetic and agricultural variables, tobacco  is inevitably complex is inevitably complex.

• Smoke: – Smoke from combusted tobacco is complex due to  Smoke from combusted tobacco is complex due to the inherent variability of the tobacco leaf and the  influence of other factors, such as processing and influence of other factors, such as processing and  inclusion of structural components of the cigarette  (papers, filters, etc.). 23

One Estimate of Composition One Estimate of Composition Constituent Class Hydrocarbons Oxygen‐containing  compounds d Nitrogen‐containing  compounds Nitrogen heterocyclic  compounds Miscellaneous Total

Tobacco 324

Smoke 1,217

5,149

3,568

575

675

607

1,246

1,434

651

8,089

7,357

“The chemical components of tobacco and tobacco smoke” (2009). A. Rodgman, T.A. Perfetti.  ISBN 978‐1‐4200‐7883‐1.

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Key Questions for Establishing a Scientifically  Sound Prioritized Constituent List Sound Prioritized Constituent List Hazard, Dose-Response (Biology): What are the toxic effects of a chemical? How much of a chemical does it take to cause the toxic effect(s)?

Calculated Risk Exposure (Chemistry): How are users exposed? Are they exposed to enough of the chemical for a duration adequate to cause a toxic effect?

Risk Management

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Historical Context:  Risk‐Based  A Approaches h • Regulatory advocacy reports applying risk‐based approaches Regulatory advocacy reports applying risk based approaches – New Zealand Carcinogen List: The Chemical Constituents in Cigarettes  and Cigarette Smoke: Priorities for Harm Reduction. A Report to the  New Zealand Ministry of Health, March 2000. New Zealand Ministry of Health, March 2000. – WHO Technical Report Series 951: The Scientific Basis of Tobacco  Product Regulation 2008. 

• Other reports and publications Other reports and publications – Vorhees et al., Report to The Medical Foundation (1997). – Rodgman and Green, Beitr Tabakforsch Int 20 (2003) 481. – Fowles and Dybing, Tobacco Control 12 (2003) 424. Fowles and Dybing Tobacco Control 12 (2003) 424

• General qualitative agreement between lists, likely because  nearly all use a modification of the “Exposure x Potency”  approach with similar assumptions approach with similar assumptions. 26

Selection Criteria for Consideration – Hazard d • What are the hazards for the constituent? – cancer – what type? – route of exposure

• D Does the constituent have the same hazard as the tobacco  th tit th th h d th t b product? – assessment of chemicals in isolation vs. in a complex mixture • e.g., benzene causes leukemia – smoking is not an established cause of  leukemia

• How robust is the hazard data? (Degree of uncertainty) ( g y) – in vitro studies, animal studies, human data other than in tobacco – standard practices about causation • consistency of findings consistency of findings • general weight of evidence 27

Selection Criteria for Consideration – Exposure • What is the strength of evidence that consumers  g receive a biologically meaningful amount of any  given constituent?  – ffound in tobacco/product/smoke di b / d / k – human yield under conditions of use – human exposure under conditions of use human exposure under conditions of use • biomarker data • Absorption, Distribution, Metabolism & Excretion

• What What is the magnitude of exposure to the  is the magnitude of exposure to the constituent from other sources? – confounding and relevance g 28

Quantitative Risk Assessment:  A Possible Tool • An established approach used in regulation of chemicals in  bl h d h d l f h l other consumer products, food, and environmental matrices. • Incorporates estimates of both biological potency and  p g p y exposure in a unified cancer/non‐cancer approach. • Provides a framework for quantitative analysis of the  uncertainty and variability inherent in the process required to uncertainty and variability inherent in the process required to  establish a list of constituents. • Flexibility—methods can be scaled to estimate absolute risk  or to compare relative risk between constituents; can be  easily updated as the science evolves. But…only as valuable as the input data allow. • But…only as valuable as the input data allow. 29

Beyond Establishing a List of  Beyond Establishing a List of Harmful and Potentially Harmful  Constituents: Testing Methods Testing Methods

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Need for Standardization and  Harmonization • There There are no standardized methods for measuring most of the  are no standardized methods for measuring most of the constituents being considered. • Methods standardization should be completed prior to  generation of vast amounts of constituent data generation of vast amounts of constituent data. • The development of any new product testing regime(s) should  be set according to internationally recognized standards (e.g.,  ISO) i th b ISO) or, in the absence of such standards, on the basis of new  f h t d d th b i f standards developed and validated according to  internationally recognized best practice. • Such standardization and harmonization will ensure accepted  tolerance values exist within which to compare test results. • A clear understanding of the purpose for constituent testing  will facilitate generation of the most useful information. 31

Methodological Considerations Methodological Considerations • Stability over time • Sampling needs (representative) • Extraction techniques – try to remove everything try to remove everything – try to represent (estimate) human exposure

• Smoking methods – try to estimate human exposure • averages • ranges g • maxima

• Quality standards (e.g., ISO, GLP) – should reflect intended use of measurement  should reflect intended use of measurement 32

Testing Considerations: Laboratory Yield b ld • • •

Most reproducible ‐ p permits comparisons over time p p Can measure many different chemicals Data from multiple machine regimens (for smoke) currently available: – – – –



Cambridge Filter Method (formerly FTC) ISO Massachusetts Health Canada

More limited data from extraction regimens (for smokeless) currently  More limited data from extraction regimens (for smokeless) currently available: – CDC (nicotine, pH) – variety of in‐house methods for other constituents (Gothiatek®)



Diffi l Difficult to mimic range of human use i i fh – No regimen proposed to date accurately predicts constituent yield under  actual human use conditions



Inter‐individual variability in behavior is a key limitation when using  y y g laboratory yield data in risk characterization 33

Testing Considerations: Yield in Use* ld * • Constituent Constituent yields estimated under actual human use  yields estimated under actual human use conditions – Better Better than laboratory yield testing as an estimate of  than laboratory yield testing as an estimate of actual exposure

• Less reproducible than laboratory yield testing  • Data set is currently somewhat limited but growing pp p , • When applied in a probabilistic risk assessment, YIU  data can partially account for inter‐individual  variability in behavior *Yield in Use (YIU) ‐ Filter testing for cigarettes; before/after use for smokeless.

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Testing Considerations: Biomarkers of Exposure k f • • • •

Can provide an estimate of biological dose Limited number of biomarkers available Highly variable Disease relationship is still uncertain Disease relationship is still uncertain

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Testing Considerations Testing Considerations Members of the regulated industry have  Members of the regulated industry have experience in this area and are willing to provide  additional detailed presentations on: additional detailed presentations on: – Possible development of laboratory methods – Human use (YIU) studies Human use (YIU) studies – Uptake (biomarker) studies – Alternative smoking machine regimens Alternati e smoking machine regimens

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Potential Technical Objectives – Smoke Constituents k • Develop an understanding of: Develop an understanding of: – The intended purpose of a new smoking regime – The scope of relevant human smoking behavior  Th f l th ki b h i studies – The scope of relevant uptake studies The scope of relevant uptake studies – The scope of “alternative” smoking machine  regimens available regimens available – Repeatability and reproducibility characteristics of  alternative smoking methods alternative smoking methods  37

Historical Perspective Historical Perspective Relevance of machine yields to  l f hi i ld smoke yields experienced by smokers: • Both government and non‐government bodies  have rejected the idea that machine test yields  based upon a single smoking regimen equate to  what an “average” consumer obtains from  smoking. ki

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Technical Capability vs. Promulgated Regulation

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Machine‐based Machine based Smoking Regimes Smoking Regimes FTC  FTC Method

ISO 3308

United  United Applicable International  States Standard In: (Historical)

Mass‐ achusetts

Canadian  Canadian “Intense”

Mass., Texas

Canada

Estimate  Estimate  Cigarette  Cigarette  Nicotine  “Maximum”  Yield  Stated Stated  Yield Ratings  Yield Ratings Yield for  Yield for Smoke Smoke  Ratings for  Purpose: for Product  an  Yields Under  Product  Comparison “Average”  “Realistic”  Comparison Consumer Conditions d 40

The FTC Method ‐ 1967 Stated Purpose: • Cigarette Yield Ratings for Product Comparison Cigarette Yield Ratings for Product Comparison An example of technical capability preceding regulatory testing  requirements: i • Interlaboratory harmonization conducted in 1964 Method variability determined • Method variability determined – Within laboratory – Between laboratory

• Test Test results reported in accordance with observed method  results reported in accordance with observed method accuracy and precision – “tar” – whole (1) mg – nicotine – i ti 1/10 (0 1) 1/10 (0.1) mg

• Method suitable for stated purpose

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The “Massachusetts Method” ‐ 1997 Stated Purpose: • Estimate Nicotine Yield for an  Estimate Nicotine Yield for an “Average” Average  Consumer Consumer An example of regulatory testing requirements preceding  technical capability: h i l bili • No interlaboratory harmonization conducted prior to  regulatory implementation • Method variability unknown – Within laboratory – Between laboratory Between laboratory

• Results reported based on FTC method accuracy and  precision – nicotine – i ti 1/10 (0 1) 1/10 (0.1) mg 42

Relevance of Massachusetts Machine  Yields to Intended Purpose Stated Purpose: St t dP • Estimate Nicotine Yield for an “Average” Consumer • Nicotine yields generated under the Mass. machine  t t test method do not indicate what an average  th d d t i di t h t consumer will inhale into their lungs and retain (i.e.,  smoke intake) when smoking a particular brand of smoke intake) when smoking a particular brand of  cigarettes.*  *Based on smoker YIU data compared to Mass. machine yields.

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The “Canadian Intense” Method – 1998 Stated Purpose: • Estimate “Maximum” Smoke Yields Under  “Realistic” Conditions Another example of regulatory testing requirements  preceding technical capability: preceding technical capability: • No interlaboratory harmonization conducted prior  to regulatory implementation g y p • Method variability unknown – Within laboratory – Between laboratory 44

Relevance of Canadian Intense  Machine Yields to Intended Purpose Stated Purpose: • Estimate “Maximum” Smoke Yields Under “Realistic”  C di i Conditions • Intense method does approximate the maximum  mouth‐level exposure possible when smoking their  usual brand of U S cigarette * usual brand of U.S. cigarette.* • But how realistic is it? *Based on YIU data in smokers compared to Canadian Intense machine yields.

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Canadian Intense Method Compared  to Smokers’ Actual Yields k ’ l ld How realistic is it? How realistic is it? • Assumes smokers fully compensate for nicotine when  switching from high to low ISO/FTC yield cigarettes.  – Many studies show compensation is incomplete.  – Many smokers of highly ventilated cigarettes are not switchers.

• Only meaningful if relative composition of smoke is similar  y g p for machine smoking and human smoking. – Unlikely to be true for highly ventilated cigarettes – as smokers do  not block all vent holes. 

• Unrealistic changes occur during tobacco combustion. – Peak temperatures during a puff, filter efficiencies, etc.

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Technical Capability Should Precede Promulgation of New Regulation Promulgation of New Regulation

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Conclusion • A clear purpose for developing any list is critical. p p p g y • Tobacco is an agricultural product. – Tobacco and smoke constituents (i.e., chemicals appearing  in tobacco or smoke) are subject to inherent variation.

• The framework for developing a list of harmful and  potentially harmful constituents needs to be science‐ potentially harmful constituents needs to be science based. y g p g • Any testing/reporting of constituents must be based  on properly standardized methodologies that are  validated and fit for purpose. 48