Chapter 17 Alcohols and Phenols Alcohols and Phenols ...

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Chapter 17

Alcohols and Phenols

Alcohols and Phenols - alcohols OH

- compounds that have hydroxyl groups bonded to saturated, sp3-hybridized carbon atoms

- phenols OH

- compounds that have hydroxyl groups bonded to aromatic rings

- enols OH

- compounds that have a hydroxyl group bonded to a vinylic carbon

C

C

Naming Alcohols and Phenols - classified as primary (1o), secondary (2o), or tertiary (3o) H R

C

H OH

R

C

R OH

R

C

OH

H

R

R

primary (1o)

secondary (2o)

tertiary (2o)

- named as derivatives of the parent alkane

1

Rules for Alcohols 1) Select longest carbon chain containing the hydroxyl group; derive the parent name -e with -ol 2) Number the alkane chain beginning at the end nearer the hydroxyl group 3) Number substituents according to position on the chain and list substituents in alphabetical order

Examples: HO H CH 3

OH H3C

C

CH CHCH 3

CH2CH2CH3

OH

CH3

HO H

2-methyl-2-pentanol

3-phenyl-2-butanol

cis-1,4-cyclohexanediol

Common Alcohols CH2OH

CH3 H2C

H3C

CHCH2OH

C

OH

CH3

allyl alcohol benzyl alcohol

tert-butyl alcohol

HOCH2 CH2OH

HOCH2 CHCH2OH OH

ethylene glycol

glycerol

Naming Phenols - “phenol” is both the name of the hydroxy compound and family name for hydroxy-substituted aromatic compounds

H3 C

OH

OH O2N

m-methylphenol

NO2

2,4-dinitrophenol

2

Properties of Alcohols and Phenols - alcohols and phenols have geometry nearly the same as water - R-O-H angle ~ 109o - oxygen atom is sp3 hybridized

Physical Properties of Alcohols - alcohols have much higher boiling points than hydrocarbons and alkyl halides Compound

Molecular Mass

1-propanol

60 g/mol

97 oC

butane

58 g/mol

-0.5 oC

chloroethane

65 g/mol

12.5 oC

Boiling Point

Comparison of Boiling Points

3

Physical Properties of Phenols - phenols have elevated boiling points relative to hydrocarbons

CH3

OH

phenol: bp = 181.7oC

toluene: bp = 110.6oC

Hydrogen Bonding by Alcohols and Phenols

Basicity and Acidity - alcohols and phenols are both weakly basic and weakly acidic - reversibly protonated by strong acids to yield oxonium ions, ROH2+ H H

O

+ H

X

H

H

O

X H

- dissociate slightly in dilute aqueous solution by donating a proton to water, generating H3O+ and alkoxide ion RO-, or a phenoxide ion, ArO-: H R

H + O

H

O

R H

O

+ H

O

H

4

Factors Affecting Basicity and Acidity Alcohols 1) solvation and steric effects - smaller substituents promote solvation of the alkoxide ion that results from dissociation CH3 H3C

H3C

O

C

O

CH3 methoxide ion, CH3O(pKa = 15.5)

t-butoxide ion, (CH3)3CO(pKa = 18.0)

- the more easily the alkoxide ion is solvated, the more stable it is - the more stable the alkoxide ion, the more acidic the parent alcohol

2) inductive effects - electron-withdrawing substitutents stabilize an alkoxide ion by spreading the charge over a large volume, making the alcohol more acidic CF3 F 3C

C

CH3 O

H3C

C

CF3

O

CH3

(pKa = 5.4)

(pKa = 18.0)

Generation of Alkoxides - alcohols react with alkali metals and with strong bases to form alkoxides CH3

CH3 H3C

C

OH +

2K

H3C

C

O K+ + H2

CH3

CH3

tert-butyl alcohol

potassium tert-butoxide

5

Examples CH3O- Na+ + H2

CH3OH + NaH

sodium methoxide

methanol

CH3CH2OH + NaNH2 ethanol

CH3CH2O- Na+ + H2 sodium ethoxide

O +MgBr + H2O

OH + CH3MgBr

bromomagnesium cyclohexoxide

cyclohexanol

Phenols - phenols are a million times more acidic than alcohols - greater acidity is because the phenoxide ion is resonance-stabilized - delocalization of the negative charge over the ortho and para positions of the aromatic ring results in increased stability of the phenoxide anion

O

O

EWG

EDG

- phenols with an electron-withdrawing substituent are generally more acidic since the substitutents delocalize the negative charge - phenols with an electron-donating substituent are generally less acidic since the substitutents destabilize the phenoxide ion

Resonance Stabilization of the Phenoxide Ion

6

Preparation of Alcohols Review 1) hydration of alkenes by way of hydroboration/oxidation and oxymercuration/reduction H3C

H3C

H

BH3 THF

-OH

BH2

H

OH

H

CH3

1-methylcyclohexene

H

H2O2

trans-2-methylcyclohexanol H3C Hg(OAc)2

NaBH4

OH

H2 O

H3C OH

H HgOAc

1-methylcyclohexanol

2) hydroxylation of an alkene with OsO4 followed by reduction with NaHSO3 H3C OsO4

O

O Os

pyridine

H

O

O

H

Hg(OAc)2 H2 O

OH

OH

1-methylcis-1,2-cyclohexanediol

CH3

1-methylcyclohexene

H3C NaHSO3

CH3 O H

1-methyl-1,2-epoxycyclohexane

HO H3O+

H

CH3 OH

1-methyltrans-1,2-cyclohexanediol

7

Reduction of Carbonyl Compounds O

OH

[H]

C

C

Reduction of Aldehydes and Ketones - aldehydes are reduced to primary alcohols and ketones are reduced to secondary alcohols OH

O [H]

C

R

R

H

aldehyde

C H

primary alcohol

OH

O R

H

[H]

C

R

R'

ketone

C R'

H

secondary alcohol

Reagents for Aldehyde and Ketone Reduction O CH3CH2CH2

C

OH

1. NaBH4, EtOH

H

H3CH2CH2C

2. H3O+

C

H

H

butanal

1-butanol (85%) O

OH

H

1. NaBH4, EtOH

C

C

2. H3O+

dicyclohexyl ketone

dicyclohexylmethanol (88%)

O

OH

H 1. LiAlH4, ether 2. H3

2-cyclohexanone

C

O+

- sodium borohydride NaBH4 is usually chosen because of its safety and ease of handling

2-cyclohexenol

8

Reduction of Carboxylic Acids and Esters

O R

C

O

or OH

R

C

OH

[H] R

OR'

C H

H

primary alcohol

- carboxylic acids and esters are reduced to give primary alcohols

Examples O CH 3(CH 2)7CH

CH(CH 2)7 COH

1. LiAlH4, ether 2. H3O+

9-octadecenoic acid

CH(CH2)7CH2OH

9-octadecen-1-ol (87%)

O CH3CH2CH

CH3(CH2)7CH

CH COCH3

1. LiAlH4, ether

CH3CH2CH

CHCH2OH

2. H3O+

methyl-2-pentenoate

2-penten-1-ol (91%)

- NaBH4 reduces esters slowly and does not reduce carboxylic acids; LiAlH4 reduces all carbonyl groups

Mechanism - can be regarded to involve attack of a hydride ion to the positively polarized, electrophilic carbon atom of the carbonyl group

O C

carbonyl compound

H

O C

OH

H

alkoxide intermediate

C

H

alcohol

- protonation by acid gives the alcohol

9

Reactions with Grignard Reagents R

X

R

MgX

Grignard reagent

R = 1o, 2o, or 3o alkyl, aryl, vinylic X = Cl, Br, or I

O

OH

1. RMgX, ether

C

C

2. H3O+

+ HOMgX R

Formaldehyde Reaction O

MgBr

+ H

cyclohexylmagnesium bromide

C

CH2OH

1. Mix 2. H3O+

H

formaldehyde

cyclohexylmethanol (65%)

Aldehyde Reaction CH3 H3C

C

O

MgBr

+

CH2 CH

1. ether solvent 2. H3

H

3-methylbutanal

CH3 H3C

O+

phenylmagnesium bromide

OH

C

CH2 C

H

H

3-methyl-1-phenyl-1butanol (73%)

Ketone Reaction O

OH

1. CH3CH2MgBr, ether 2. H3

CH2CH3

O+

cyclohexanone

1-ethylcyclohexanol (89%)

Ester Reaction O CH3CH2CH2CH2

C OCH2CH3

ethylpentanoate

1. CH3CH2MgBr, ether 2. H3

O+

OH CH3CH2CH2CH2

C CH3 CH3

2-methyl-2-hexanol (85%)

+ CH3CH2OH

10

Carboxylic Acid Reaction O

RMgBr

+ R'

C

O

RH + OH

R'

carboxylic acid

C

O

+MgBr

carboxylic acid salt

- carboxylic acids do not give addition products with Grignard reagents because the acidic carboxyl hydrogen reacts with the basic Grignard reagent to yield a hydrogen carbon (RH) and magnesium salt of the acid

Limitations of Grignard Reagents - Grignard reagent cannot be prepared from an organohalide if there are other reactive functional groups in the same molecule - this limits the structures of the products Br

FG

molecule

- Grignard cannot be made where FG = protonate Grignard

= -OH, -NH, -SH, -COOH

=

O

O

O

CH ,

CR ,

CNR2

C

N,

NO2 ,

adds to Grignard

SO2R

Mechanism

O C

carbonyl compound

R

O C

H3O+

R

alkoxide intermediate

OH C

R

alcohol

- Grignard reagent acts as a nucleophilic carbon anion, or carbanion; the addition of the Grignard is analogous to the addition of a hydride

11

Reactions of Alcohols H O

C-O reactions

O-H reactions

C

Dehydration of Alcohols (C-O bond) H

OH C

C

C

+

C

H2O

- a number of methods have been developed: 1) acid-catalyzed dehydration (mild) 2) acid-catalyzed dehydration (harsh) 3) phosphorus oxychloride

Acid-catalyzed dehydration H3C

CH3

OH H3O+, THF 50oC

1-methylcyclohexene (91%)

1-methylcyclohexanol

CH3 H3C

C

CH2CH3

OH 2-methyl-2butanol

H3O+, THF 25oC

CH3

CH3 CHCH3 +

CH3 2-methyl-2-butene (trisubstituted)

CH2CH3 CH3 2-methyl-1-butene (disubstituted)

- acid-catalyzed reaction follows Zaitsev’s rule, giving the more highly substituted alkene as major product - E1 mechanism that involves three steps

12

Reactivity OH

OH R

C

R

> R

C

OH H

>

C

R

R

R

H

H

reactivity - tertiary substrates always react fastest in E1 reactions because they lead to highly stabilize tertiary carbocation intermediates

Mechanism

Phosphorus Oxychloride

CH3 OH

CH3

POCl3 pyridine, OoC

H 1-methylcyclohexanol

1-methylcyclohexene (96%)

- E2 mechanism, -OPOCl2 is excellent leaving group - pyridine serves as both solvent and base

13

Mechanism

Conversion of Alcohols into Alkyl Halides (C-O Bond)

RCH2OH

RCH2OH

SOCl2

PBr3

RCH2Cl + SO2 + HCl

RCH2Br + HOPBr2

- tertiary alcohols are converted using HCl or HBr at OoC through an SN1 mechanism - secondary and primary alcohols are resistant to acid and are converted using either SOCl2 or PBr3 through an SN2 mechanism

Mechanism

14

Conversion of Alcohols into Tosylates (O-H Bond) CH3

R

O

H

alcohol

+

Cl O

CH3

pyridine S O

p-toluenesulfonyl chloride

R

O O

+

S O

tosylate

pyridine·HCl

- reaction produces alkyl tosylates which are synthetically useful since they behave like alkyl halides - in contrast to alkyl halides, the products undergo only one Walden inversion to form a product - the product is therefore of opposite stereochemistry relative to the reactants

15

Oxidation of Alcohols OH C

O

oxidize

H

C

reduce

Primary Alcohol OH R

C H

O

[O]

R

H

C

O

[O]

R

H

aldehyde

C

O

H

carboxylic acid

Secondary Alcohol OH R

C R'

O

[O]

R

H

C

R'

ketone

Tertiary Alcohol OH R

C R'

[O]

R''

NO REACTION

Reagents - large number of reagents can be used: KMnO4, CrO3, Na2CrO7 - depends on factors such as cost, convenience, reaction yield, and alcohol sensitivity

16

Preparation of an Aldehyde from a Primary Alcohol on Laboratory Scale - use of pyridinium chlorochromate (PCC) O

PCC CH2OH

C

CH2Cl2

citronellol

H

citronellal (82%) PCC =

N

H CrO3Cl-

- most other oxidizing agents oxidize primary alcohols to carboxylic acids O

CH3(CH2)8CH2OH

CrO3

CH3(CH2)8

H3O+, acetone

C

OH

decanoic acid (93%)

1-decanol

Secondary Alcohols to Give Ketones - large scale and inexpensive, use Na2Cr2O7: CH3 H3C

CH3

Na2Cr 2O7

C

OH

H3C

H2O, CH3CO2H, heat

CH3

C

O

CH3

4-tert-butylcyclohexanol

4-tert-butylcyclohexanone (91%)

- for sensitive alcohols, use PCC: CH3 O

CH3 OH

PCC

CH3

CH3

CH2Cl2, 25oC O

O

4-androstene-3,17-dione (82%)

testosterone

Mechanism - pathway closely related to E2 reaction

Base

O H

O O C

H

Cr

O

H

O Cr

O C

O O O

H

Cr O C

H

O

O

O

E2

H Base

chromate intermediate

C

carbonyl compound

- reaction produces a C-O bond (compare to C-C bond)

17

Protection of Alcohols - it is often necessary to circumvent synthetic incompatibilities using protecting groups 1) introduce the protecting group 2) carry out the desired reaction 3) remove the protecting group

Mg

HO CH2CH2CH2

x

Br

HO CH2CH2CH2

MgBr

Ether

Trimethylsilyl (TMS) ether - common protecting group for alcohols is trimethylsilyl (TMS) ether

CH3 ROH

alcohol

+

H3C

Si

Cl

(CH3CH2)3N

CH3 R

Si

CH3 +

(CH3CH2)3NH+ Cl-

CH3

CH3

chlorotrimethylsilane

O

a trimethylsilyl ether

Example OH

+ (CH3)3SiCl

cyclohexanol

(CH3CH2)3N

OSi(CH3)3

cyclohexyl trimethylsilyl ether (94%)

18

Removal of the Protecting Group - protecting group can be removed using acid or with fluoride ion

O

CH3

Si

OH

H3O+

+ (CH3)3SiOH

CH3

CH3

cyclohexanol

cyclohexyl TMS ether

Preparation of Phenols Dow Process Cl

OH 1. NaOH, H2O, 340oC, 2500 psi 2. H3O+

Alternative Synthesis H H3C

C

OOH CH3

O2

H3C

C

CH3

OH O

H3O+

+

heat

cumene

cumene hydroperoxide

phenol

H3C C CH 3

acetone

Mechanism

19

Acetal O

OR'

Acid

+ 2R’OH

C

C

catalyst

OR'

Hemiacetal OH C

OR'

Laboratory Preparation

OH

SO3H

SO3

1. NaOH, 300oC

H2SO4

2. H3O+

CH3

CH3

toluene

CH3

p-methylphenol (72%)

p-toluenesulfonic acid

- owing to the harsh reaction conditions, the reaction is limited to alkyl-substituted phenols

Uses of Phenols OH Cl

OCH2COOH Cl

Cl

Cl

Cl Cl

Cl

pentachlorophenol (wood preservative)

2,4-dichlorophenoxyacetic acid (herbicide) 3

OH Cl

Cl

OH

OH Cl

C(CH3)3

(H3C)3C

Cl Cl Cl

Cl

hexachlorophene (antiseptic)

CH3

butylated hydroxytoluene (food preservative)

20

Reactions of Phenols 1) Electrophilic Aromatic Substitution - -OH group is strongly activating, ortho- and para-directing - phenol is therefore highly reactive for electrophilic halogenation, nitration, sulfonation, Friedel-Crafts reactions Y HO

HO

Y

para-

ortho-

2) Oxidation of Phenols - oxidation yields 2,5-cyclohexadiene-1,4-dione or quinone - reactions can be accomplished with Na2Cr2O7 and (KSO3)2NO O

OH (KSO3)2NO H2O

O

phenol

benzoquinone (70%)

Reversible Oxidation - oxidation-reduction (redox) properties of quinones makes quinones a valuable class of compounds O

OH SnCl2, H2O Fremy’s salt

O

benzoquinone

OH

hydroquinone

21

Ubiquinones O H3CO

CH3 CH3 (CH2 CH CCH2)nH

H3CO O

- redox behavior is found in biology, where compounds known as ubiquinones act as biochemical oxidizing agents to mediate electron-transfer processes in the mitochondria

Energy Production in the Mitochondria O H3CO

OH CH3

H3CO

CH3

R

H3CO

R

+ NAD+

NADH + H+ + H3CO O

OH O

OH H3CO

CH3

H3CO

R

H3CO

CH3

H3CO

R

+ H2O

+ ½O2 O

OH

NADH + ½O2 + H+

NAD+ + H2O

Spectroscopy of Alcohols and Phenols Infrared Spectroscopy - alcohols characteristic O-H stretching absorption at 3300 - 3600 cm-1 - depends upon the extent of hydrogen bonding - unassociated: sharp absorption at 3600 cm-1 - hydrogen bonds: broad absorption at 3300 - 3400 cm-1 - strong C-O stretching band near 1050 cm-1 - phenols broad absorption at 3500 cm-1 plus aromatic bands at 1500 and 1600 cm-1

22

Infrared Spectrum of Cyclohexanol

Infrared Spectrum of Phenol

NMR Spectroscopy 69.5 δ

OH

- 13C NMR spectra:

35.5 δ 24.4 δ 25.9 δ

- 1H NMR spectra:

- hydrogens on oxygen-bearing carbons are deshielded (3.5. - 4.5 δ) - hydrogen atom of -OH undergoes exchange:

C

O

H

H’A

C

H

O

H'

O

D

H D2O

C

O

H

C

(can exchange hydrogen for deuterium)

23

1H

NMR Spectrum of 1-Propanol

Mass Spectrometry - alcohols fragment by two pathways: alpha cleavage and dehydration +.

+

OH R

C

OH CH2R

R

R

C

+ . CH2R

R

+.

+. OH

H C

C

H2O +

C

C

- both fragments are apparent in mass spectra

Mass Spectrum of 1-Butanol

24