EU Law Essentials and Basics on Financial Services
EU Law – The Essentials and Basics on Financial Services 29th May & 14th June I 15.30 - 18.30 Castille, Casa Leone, Floriana Price - €140 / session* Trainer - Dr Stefan-John Berry “The complexity of the financial regulation, decision-making processes about financial market supervision and regulation have long remained obscure or presumed to most (established) FinServ operators.” European Union legislation is of paramount importance to the FinServ industries throughout the EU Member States and others who participate (directly or indirectly) in EU financial markets (RegTech, FinTech, InsurTech, Big Data intermediaries). Indeed, the majority of all policy making regarding the regulation of banks, insurance companies, investment services firms and a wide range of other financial institutions, financial market activities and financial market infrastructure in the EU is now made at EU level. It is essential for those participating and, more especially, advising financial institutions to have a good working knowledge of the processes by which EU evolved, how it affects those institutions, activities and the general market infrastructure. This is the course that will give you keys to new opportunities, without presumptions! * This course is split in 2 parts. Each part costs €140, however should you wish to book both parts, total price would be discounted to €260.
Course Outline 29th May - Session 1: EU Law – Essentials 15.00 - Welcome Coffee & Registrations 15.30 - 17.00 - The evolution of European integration - The European Treaties - European Institutions
14th June - Session 2: EU Law – Basics on Financial Services
15.00 - Welcome Coffee & Registrations 17.00 - Coffee Break 15.30 - 17.00 17.15 - 18.15 - EU Capital Markets Union - European System of Financial Supervision - EU Common Market - The Post-Lisbon framework - Evolving FinServ - Sectoral policies 17.00 - Coffee Break 18.15 - Summary + Q&A 17.15 - 18.15 - EU Consumer Protection - Intro to the Digital Single Market 18.15 - Summary + Q&A
Target Audience Directors serving on Boards of licensed and commercial entities Company Secretaries serving on the Boards of (MFSA) licensing and commercial entities Professionals involved in the FinServ industry (as a provider, regulator or advisor) Other personnel involved in providing (corporate) managerial and / or support functions Other public and private entities directly or indirectly recipient of EU Regulations Any other professional in a licensed entity, audit, consultancy and legal firm All other persons who wish to receive information on this subject People involved with legal entities and Boards (Local) Policy-makers and shapers
Trainer: DR Stefan-John Berry
Trainer - Stefan Berry
By profession, Stefan is a lawyer with a postgraduate specialisation in EU Commercial Law and over 17 years’ experience in the financial services industry. He commenced his professional career at PricewaterhouseCoopers (PWC) and later joined Lombard Bank Malta plc, a well-established and highly reputable local retail credit institution, where he helped set up and consolidate the Compliance, Risk Management and MLRO functions. He then moved on to Middlesea Insurance plc (part of the MAPFRE Group), where he has provided Compliance and Company Secretarial services to Maltese insurance and reinsurance companies that passport their products and services in the European Union. Thereafter, Stefan has been serving as Company Secretary, in-house Legal Counsel, Compliance Officer and MLRO with a number of MFSA-licenced institutions, authorised to passport their FinServ products and services to other EU Member States. Stefan is also currently very involved in providing advisory services on Internal Controls for FinServ and FinTech licenced entities. He also coaches newly appointed and established Non-Executive Directors, who function on licenced and listed entities, and serves as Board member and General Secretary to both the Malta Association of Compliance Officers (MACO) and the Financial Institutions Malta Association (FIMA).
castilleresources.com
7. EU Law – The Essentials and Basics on Financial Services (29th March & 14th jJne) – Registration Form Registration & Payment Methods Call to reserve a seat on: +356 20933000
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Triq L-Imhazen, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEBMTMT
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 140 per session per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
Course Outline 29th May - Session 1: EU Law – Essentials 15.00 - Welcome Coffee & Registrations 15.30 - 17.00 - The evolution of European integration - The European Treaties - European Institutions
14th June - Session 2: EU Law – Basics on Financial Services
15.00 - Welcome Coffee & Registrations 17.00 - Coffee Break 15.30 - 17.00 17.15 - 18.15 - EU Capital Markets Union - European System of Financial Supervision - EU Common Market - The Post-Lisbon framework - Evolving FinServ - Sectoral policies 17.00 - Coffee Break 18.15 - Summary + Q&A 17.15 - 18.15 - EU Consumer Protection - Intro to the Digital Single Market 18.15 - Summary + Q&A
Target Audience Directors serving on Boards of licensed and commercial entities Company Secretaries serving on the Boards of (MFSA) licensing and commercial entities Professionals involved in the FinServ industry (as a provider, regulator or advisor) Other personnel involved in providing (corporate) managerial and / or support functions Other public and private entities directly or indirectly recipient of EU Regulations Any other professional in a licensed entity, audit, consultancy and legal firm All other persons who wish to receive information on this subject People involved with legal entities and Boards (Local) Policy-makers and shapers
Trainer: DR Stefan-John Berry
Trainer - Stefan Berry
By profession, Stefan is a lawyer with a postgraduate specialisation in EU Commercial Law and over 17 years’ experience in the financial services industry. He commenced his professional career at PricewaterhouseCoopers (PWC) and later joined Lombard Bank Malta plc, a well-established and highly reputable local retail credit institution, where he helped set up and consolidate the Compliance, Risk Management and MLRO functions. He then moved on to Middlesea Insurance plc (part of the MAPFRE Group), where he has provided Compliance and Company Secretarial services to Maltese insurance and reinsurance companies that passport their products and services in the European Union. Thereafter, Stefan has been serving as Company Secretary, in-house Legal Counsel, Compliance Officer and MLRO with a number of MFSA-licenced institutions, authorised to passport their FinServ products and services to other EU Member States. Stefan is also currently very involved in providing advisory services on Internal Controls for FinServ and FinTech licenced entities. He also coaches newly appointed and established Non-Executive Directors, who function on licenced and listed entities, and serves as Board member and General Secretary to both the Malta Association of Compliance Officers (MACO) and the Financial Institutions Malta Association (FIMA).
castilleresources.com
7. EU Law – The Essentials and Basics on Financial Services (29th March & 14th jJne) – Registration Form Registration & Payment Methods Call to reserve a seat on: +356 20933000
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Triq L-Imhazen, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEBMTMT
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 140 per session per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
