Form ADV, Part 2B: Brochure Supplement
Form ADV, Part 2B: Brochure Supplement Updated: January 4, 2017
Tomasetti Investment Group, LLC
Supervised Person: David F. Tomasetti, CFP®
Contact Information: 233 Needham Street Newton, MA 02464 Phone: 617-454-1200 Fax: 617-454-1201 Email: [email protected] Website: www.tomasettigroup.com
This Brochure supplement provides information about David F. Tomasetti that supplements the Tomasetti Investment Group, LLC brochure. You should have received a copy of that brochure. Please contact David F. Tomasetti if you did not receive the Tomasetti Investment Group, LLC brochure, or if you have any questions about the contents of this supplement. Additional information about David F. Tomasetti is available on the SEC’s website at www.advisorinfo.sec.gov.
Educational Background and Experience
Name:
David F. Tomasetti (Dave)
Birth date:
July 23, 1969
Education:
B.S. from Babson College, Accounting, 1992 Boston University Center for Professional Education, Financial Planning
Professional Designations: Certified Financial Planner™ Securities License:
Series 65
Insurance License:
Massachusetts License # 1826599, expires July 23, 2019
Business Background: David F. Tomasetti is the president of Tomasetti Investment Group, LLC, founded in 2006. David F. Tomasetti served as the General Partner of Tomasetti Investment Limited Partnership, a hedge fund, from 1993-2008. David F. Tomasetti served as a General Partner of Vega Investor’s Limited Partnership, a hedge fund, from 1996-1997.
Disciplinary Information
Registered Investment Advisors are required to report any and all material information regarding any legal or disciplinary actions against an employee, of a Registered Investment Advisor, that is in the position of providing investment advice. Therefore, any notices deemed material are disclosed below:
David F. Tomasetti has no disciplinary information to report.
Disciplinary history of the investment advisor and its representatives can be obtained from the Massachusetts Securities Division by calling the Division at (617) 727-3548.
Other Business Activities
David F. Tomasetti is not involved in any other outside business activities.
Additional Compensation
David F. Tomasetti has no conflicts of interest or other forms of additional compensation to report.
Supervision
David F. Tomasetti is the president of Tomasetti Investment Group, LLC. As such he is not supervised but rather adheres himself to Tomasetti Investment Group, LLC’s code of ethics and compliance manual as mandated. A copy of both the code of ethics and the compliance manual are available at the request of clients and/or prospective clients.
Requirements for State-Registered Advisors
David F. Tomasetti has no disclosures to report.
Tomasetti Investment Group, LLC
Supervised Person: David F. Tomasetti, CFP®
Contact Information: 233 Needham Street Newton, MA 02464 Phone: 617-454-1200 Fax: 617-454-1201 Email: [email protected] Website: www.tomasettigroup.com
This Brochure supplement provides information about David F. Tomasetti that supplements the Tomasetti Investment Group, LLC brochure. You should have received a copy of that brochure. Please contact David F. Tomasetti if you did not receive the Tomasetti Investment Group, LLC brochure, or if you have any questions about the contents of this supplement. Additional information about David F. Tomasetti is available on the SEC’s website at www.advisorinfo.sec.gov.
Educational Background and Experience
Name:
David F. Tomasetti (Dave)
Birth date:
July 23, 1969
Education:
B.S. from Babson College, Accounting, 1992 Boston University Center for Professional Education, Financial Planning
Professional Designations: Certified Financial Planner™ Securities License:
Series 65
Insurance License:
Massachusetts License # 1826599, expires July 23, 2019
Business Background: David F. Tomasetti is the president of Tomasetti Investment Group, LLC, founded in 2006. David F. Tomasetti served as the General Partner of Tomasetti Investment Limited Partnership, a hedge fund, from 1993-2008. David F. Tomasetti served as a General Partner of Vega Investor’s Limited Partnership, a hedge fund, from 1996-1997.
Disciplinary Information
Registered Investment Advisors are required to report any and all material information regarding any legal or disciplinary actions against an employee, of a Registered Investment Advisor, that is in the position of providing investment advice. Therefore, any notices deemed material are disclosed below:
David F. Tomasetti has no disciplinary information to report.
Disciplinary history of the investment advisor and its representatives can be obtained from the Massachusetts Securities Division by calling the Division at (617) 727-3548.
Other Business Activities
David F. Tomasetti is not involved in any other outside business activities.
Additional Compensation
David F. Tomasetti has no conflicts of interest or other forms of additional compensation to report.
Supervision
David F. Tomasetti is the president of Tomasetti Investment Group, LLC. As such he is not supervised but rather adheres himself to Tomasetti Investment Group, LLC’s code of ethics and compliance manual as mandated. A copy of both the code of ethics and the compliance manual are available at the request of clients and/or prospective clients.
Requirements for State-Registered Advisors
David F. Tomasetti has no disclosures to report.
