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Transfer of NIR Calibration Models Between Different Instruments for Measuring CU and in-line BU and Automated ID testing s

Sarah Nielsen, PhD | Senior Scientist, Advanced Technology COE | October 28, 2015

Jennifer Jacobs, Stowaway Jennifer is a New York based artist living with Type 1 diabetes.

Outline • Introduction • Overview • Continuous Manufacturing • •

RtRT Content Uniformity

• Calibration Transfer • • • •

Preprocessing Alignment Direct Standardization Statistical Analysis of Methods

• Rollout of Methods •

Example Workflow of Analysis

• Conclusion

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Overview

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Continuous Manufacturing with RtRT • Tablets - Multiple AtLine Instruments for ID and Content Uniformity • Blends – Multiple Inline Instruments for Blend ID and Blend Uniformity

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Bench NIR testing for Tablet Content Uniformity • Central location for model development • Model transferred to multiple global locations

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Model Transfer

Child Instruments

Parent Instrument

• Model developed on parent instrument

• Conduct parallel measurements on parent and child instruments or various child instruments • Demonstrate equivalency between instruments • Model predictions and spectral quality must meet minimum predefined specifications before model can be validated for use in child instruments

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Child Instruments

Parent Instrument

Model Transfer Validation

Equivalent, Validated

Not-Equivalent, Transfer Fail

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Options with Transfer Fail Calibration Transfer

Analytical Method

Development Time

Severely Increased

Minimal Increase

No Increase

Additional Sample Preparation

Many Additional Samples

Minimal Sample None Requirements

RtRT

Yes

Yes

No

In-Line Testing

Yes

Yes

No

Increased Sample Testing

Yes

Yes

No

Long Term Model Maintenance

Hard

Easy

NA

Long Term Gain

Individual Models

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Calibration Transfer

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Transfer Fail for RtRT Tablet CU Model  Parent Instrument – Bruker MPA

RMSEP= 0.8%

 Child Instrument – Bruker MPA

RMSEP= 3.2%

Preprocessing and Tools and Model Information  Order Matters – Standard Normal Variant (SNV), 1st Derivative – 1st Derivative, SNV

 Software Tool – Eigenvector Toolbox V 8.0.1 – Direct Standardization Algorithm

 Model – PLS 2 Latent Variable Model – Models built with 5 Concentration Levels (70,85,100,115,130)

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Transfer Fail for RtRT Tablet CU Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

Solution Applied 1. Child Instrument “Aligned” with parent instrument. X-Axis Based Alignment and Peak Detection

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Transfer Fail for RtRT Tablet CU Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

Solution Applied 1. New order of preprocessing improves transferability

SNV, 1st Derivative 1st Derivative, SNV

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Transfer Fail for RtRT Tablet CU Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

Solution Applied 1. Calibration Transfer Calculated and Applied

Parent Child DS

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Metrics • Standard Error of Prediction (RMSEP)

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Q Residuals vs Hotelling T2 Before Calibration Transfer

After Calibration Transfer

Child Parent

Child Parent

Parent

Child Before

Child After Cal Trans

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Transfer Fail for In-Line Blend Model  Slight differences in powder density  Slight differences in instrument performance  Significant Transfer Fail

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Transfer Fail for In-line BU Model  Parent Instrument

 Child Instrument

– Bruker Matrix

– Bruker Matrix



Position “1”



Position “2”

RMSEP= 4.2

%Nominal

RMSEP= 0.8

Parent Child

Transfer Fail for In-Line Blend Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

Solution Applied 1. Child Instrument “Aligned” with parent instrument. X-Axis Based Alignment and Peak Detection

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Transfer Fail for In-Line Blend Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

SNV, 1st Derivative

Solution Applied 1. New order of preprocessing improves transferability

1st Derivative, SNV

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Transfer Fail for In-Line Blend Model Calibration Optimization 1. Spectral Alignment 2. Pre-Processing 3. Background Difference 4. Unique Instrument Variation

Solution Applied 1. Direct Standarization (DS)Calibration Transfer Calculated and Applied

DS

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Metrics • Standard Error of Prediction (RMSEP)

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Q Residuduls Before Calibration Transfer Child Parent

After Calibration Transfer Child Parent

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Statistical Analysis of Results – Anova Analysis 100%

130%

% Nominal

% Nominal

%Nominal

70%

Statistically Not Different Between Parent and Child Instrument with Transfer

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Implementing the Tool

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Potential Data Workflow

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Conclusions • Successfully transferred models from parent to child instruments which had previously fail using a combination of preprocessing, spectral alignment and direct standardization techniques • Statistical analysis showed significant improvements in SEP.

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Acknowledgements Olav Lyngberg, PhD Mauricio Futran, PhD Yleana Colon Jenny Vargas-Irizarry Steve Mehrman, PhD Eric Sanchez

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Questions

  

Contact information [email protected] (215) 628-5005

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