compliance, ethics & anti-corruption AWS
COMPLIANCE, ETHICS & ANTI-CORRUPTION Setting up an effective programme
25th April 2018 I 9.00am to 5.00pm Location – Casa Leone, Floriana Fee - €280
OVERVIEW: During this training session you will learn how to set up an effective ethics and compliance program in general and an anti-corruption program in specific. We will discuss some recent trends and developments, like Dieselgate and the Panama Papers. How do they affect the compliance function? And did you know that ethics & compliance officers save lives?
TARGET AUDIENCE: • • • • • • •
Compliance Officers Company Lawyers Auditors Consultants Business Ethics Professionals Accountants Anyone dealing with Ethics & Compliance
PROGRAMME 08.30am – 09.00am
Registration & Welcome Coffee
09.00am – 10.30am
PART 1 A short history of the compliance function. How to set up an ethics and compliance function and how to imbed it into the organization (the governance of compliance). What is a compliance charter? What are the elements of an effective ethics and compliance program? How to set up an effective ethics and compliance program? The consequences of the 2008 financial crisis for the compliance function How ethical companies have better business results.
10.30am – 10.45am
Morning Coffee Break
10.45am – 12.30pm
PART 2 Recent corporate scandals like Dieselgate and the Panama papers and the consequences for the compliance function. About increased personal liability. The Yates memo and recent US guidelines on compliance programs. The Senior Managers Regime in the UK. What capabilities the modern Ethics and Compliance Officer should have? How to cooperate with the other departments. How Ethics and Compliance Officers save lives.
12.30pm – 01.30pm
Light Lunch
01.30pm – 03.00pm
PART 3 Some of the most recent and remarkable anti-bribery and corruption settlements. US and UK anti-bribery and corruption law and the role of the OECD. Trends in anti-bribery and corruption enforcement. How to set up an anti-corruption program.
03.00pm – 03.15pm
Afternoon Coffee Break
03.15pm – 04.30pm
PART 4 How to conduct third party due diligence. Other anti-bribery and corruption controls like gifts and entertainment procedures, managing conflicts of interest and the importance of accounting controls. How to use the above via a case study.
04.30pm – 05.00pm
Questions and Answers – Concluding Remarks
INTERNATIONAL SPEAKER
GEERT VERMEULEN Geert Vermeulen is a seasoned compliance professional, specialized in establishing and improving ethics and compliance frameworks and programmes, especially in respect of anti-bribery and corruption and trade restrictions. Other specialties include corporate governance, compliance risk assessments and whistleblowing systems and procedures. On January 1 2016 Geert started his own company, Ethics & Compliance Management & Consulting (ECMC). His mission is to help organizations conduct business in an ethical way, to remediate any issues from the past and make the world a slightly better place. Through ECMC Geert provides compliance training, compliance consulting and interim ethics & compliance management. Geert also speaks and writes on compliance and ethics. Before starting ECMC Geert worked as a Director of the Netherlands Compliance Institute (NCI). This institute is specialized in providing compliance education, training and compliance consultancy and recruitment services. As compliance officers now became Geert’s clients, he stepped down as the president of the Dutch Compliance Officer Association. Geert obtained most of his experience in-house. As Global Head of Compliance for Damco, the freight forwarding arm of the AP Möller-Maersk Group, he was responsible for the compliance activities in 90 countries, focusing mainly on antibribery and trade restrictions. As Chief Compliance Officer at Aon EMEA (Europe, Middle East and Africa) he coordinated compliance efforts in some 60 countries. Following inquiries from regulators Aon started its anti-corruption program in 2007. Geert has coordinated this program in the EMEA region from the start. According to the US and UK authorities Aon developed a best practice model other firms may wish to adopt. Geert has been a frequent speaker at international compliance events ever since.
COMPLIANCE, ETHICS & ANTI-CORRUPTION (25th April 2018) – Registration Form Registration & Payment Methods Call to reserve a seat on: +356 20933280
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Pjazza Robert Sammut, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEB
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 280 per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
25th April 2018 I 9.00am to 5.00pm Location – Casa Leone, Floriana Fee - €280
OVERVIEW: During this training session you will learn how to set up an effective ethics and compliance program in general and an anti-corruption program in specific. We will discuss some recent trends and developments, like Dieselgate and the Panama Papers. How do they affect the compliance function? And did you know that ethics & compliance officers save lives?
TARGET AUDIENCE: • • • • • • •
Compliance Officers Company Lawyers Auditors Consultants Business Ethics Professionals Accountants Anyone dealing with Ethics & Compliance
PROGRAMME 08.30am – 09.00am
Registration & Welcome Coffee
09.00am – 10.30am
PART 1 A short history of the compliance function. How to set up an ethics and compliance function and how to imbed it into the organization (the governance of compliance). What is a compliance charter? What are the elements of an effective ethics and compliance program? How to set up an effective ethics and compliance program? The consequences of the 2008 financial crisis for the compliance function How ethical companies have better business results.
10.30am – 10.45am
Morning Coffee Break
10.45am – 12.30pm
PART 2 Recent corporate scandals like Dieselgate and the Panama papers and the consequences for the compliance function. About increased personal liability. The Yates memo and recent US guidelines on compliance programs. The Senior Managers Regime in the UK. What capabilities the modern Ethics and Compliance Officer should have? How to cooperate with the other departments. How Ethics and Compliance Officers save lives.
12.30pm – 01.30pm
Light Lunch
01.30pm – 03.00pm
PART 3 Some of the most recent and remarkable anti-bribery and corruption settlements. US and UK anti-bribery and corruption law and the role of the OECD. Trends in anti-bribery and corruption enforcement. How to set up an anti-corruption program.
03.00pm – 03.15pm
Afternoon Coffee Break
03.15pm – 04.30pm
PART 4 How to conduct third party due diligence. Other anti-bribery and corruption controls like gifts and entertainment procedures, managing conflicts of interest and the importance of accounting controls. How to use the above via a case study.
04.30pm – 05.00pm
Questions and Answers – Concluding Remarks
INTERNATIONAL SPEAKER
GEERT VERMEULEN Geert Vermeulen is a seasoned compliance professional, specialized in establishing and improving ethics and compliance frameworks and programmes, especially in respect of anti-bribery and corruption and trade restrictions. Other specialties include corporate governance, compliance risk assessments and whistleblowing systems and procedures. On January 1 2016 Geert started his own company, Ethics & Compliance Management & Consulting (ECMC). His mission is to help organizations conduct business in an ethical way, to remediate any issues from the past and make the world a slightly better place. Through ECMC Geert provides compliance training, compliance consulting and interim ethics & compliance management. Geert also speaks and writes on compliance and ethics. Before starting ECMC Geert worked as a Director of the Netherlands Compliance Institute (NCI). This institute is specialized in providing compliance education, training and compliance consultancy and recruitment services. As compliance officers now became Geert’s clients, he stepped down as the president of the Dutch Compliance Officer Association. Geert obtained most of his experience in-house. As Global Head of Compliance for Damco, the freight forwarding arm of the AP Möller-Maersk Group, he was responsible for the compliance activities in 90 countries, focusing mainly on antibribery and trade restrictions. As Chief Compliance Officer at Aon EMEA (Europe, Middle East and Africa) he coordinated compliance efforts in some 60 countries. Following inquiries from regulators Aon started its anti-corruption program in 2007. Geert has coordinated this program in the EMEA region from the start. According to the US and UK authorities Aon developed a best practice model other firms may wish to adopt. Geert has been a frequent speaker at international compliance events ever since.
COMPLIANCE, ETHICS & ANTI-CORRUPTION (25th April 2018) – Registration Form Registration & Payment Methods Call to reserve a seat on: +356 20933280
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Pjazza Robert Sammut, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEB
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 280 per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
