Qualified Zone Academy Bond Program
MCLINEY AND COMPANY INVESTMENT BANKING MUNICIPAL BONDS
2800 MCGEE TRAFFICWAY KANSAS CITY, MISSOURI 64108 (81 6) 221 -4042 (800) 432-4042 FAX (816) 221-4048
Qualified Zone Academy Bond Program (QZAB)
Atchison Counly CommunilY Schools USD 377
School District's Legal Name:
306 Main Street Effingham, KS 66023-0289
Address:
Superintendent:
Stevell Wiseman
Phone:
913-833-5050
E-Mail Address:
[email protected]
Fax:
913-833-5210
Estimated Amount Requested:
$3 million
District's Contact Person:
Steven Wiseman
Contact's E-Mail Address:
WiSCJlHlIlS@lIsd377 olg
School District's Attorney:
Lany Mems
Phone:
913-833-5050
McLiney And Company will handle all steps necessary for a successful QZAB financing. • • •
• •
By signing below, you are authorizing McLiney And Company to proceed with the financing on your behalf. If QZABs are not available, McLiney And Company will advise as to other metlnds of financing available. The cost of issuance will be five percent (5%) of the issue size and paid to McLiney And Company upon a successful closing. Two percent (2%) of the fee will be paid from bond proceeds, and the remaining three percent (3%) will be paid from other sources. McLiney And Company will pay all mutually agreed upon costs of issuance. If you terminate this agreement, and proceed with a QZAB financing, you will pay to McLiney And Company a fee equal to 2.0% to help us recoup our expenses. If the tinancing is unsuccessful for any reason, you will owe McLiney And Compary nothing.
AllthOi izeti S'IlI1:UII'"
McLiney And Company
Date
DISCLOSURE The follOWing are certain regulatory disclosures as required by the Municipal Securities Rulemaking Board. As part of our services, we may provide advice concerning the structure, timing, terms, and other similar matters concerning an issue of municipal securities that we are underwriting or placing. We intend to serve as an underwriter or placement agent and not as finanCial advisor to you in this transaction; and our primary role is to purchase securities for resale to investors or arrange for the underwriting or placement of securities in an arm 'slength commercial transaction. We have financial and other interests that differ from yours. (Continued on reverse side)
12/18113
DISCLOSURE (CONTINUED)
MSRB RULES 0-17 AND NOTICE 2012-25 McLiney And Company is required to make the following disclosures in addition to the disclosure on page one of this agreement: (i)
MSRB 0-17 requires an underwriter to deal fairly at all times with both municipal issuers and investors.
(ii)
Unlike a municipal advisor, the underwriter does not have a fiduciary duty to the issuer under the federal securities laws and it, therefore, is not required by federal law to act in the best interests of the issuer without regard to its own financial or other interests.
(iii)
The Underwriter has a duty to purchase securities from the issuer at a fair and reasonable price, but must balance that duty with its duty to sell municipal securities to investors at prices that are fair and reasonable; and
(iiii)
The underwriters will review the official statement for the issuer's securities in accordance with, and as part of, its responsibilities to investors under the federal laws, as applied to the facts and circumstances of the transaction.
JAN 15 2D14
~ansas State Department of Education
Send to: KSDE, School Finance 120 S.E. 10th Avenue Topeka, KS 66612
AOMINISTAAT REQUEST FOR ALLOCATION OF
FISCAL
SEAVI~~~
QUALIFIED ZONE ACADEMY BONDS Unified School District Name Atchison County Community Scbools Address 306 Main Street
USDNo. 377
City, State, Zip Effingham, 1(S 66023
Telephone No. Contact Person (913) 833-5050
Fax Number (913) 833-5210
Superintendent Name (Print or Type) Stephen E. Wiseman
Briefly describe the expenditures that the district will use these bonds to cover:
List all attendance centers in your district established as a "qualified zone academy" : 1.
Atchison County Community Junior Senior High School
2.
Atchison County Community Elementary School
I. HV AC Improvements 2. Lighting and electrical improvements 3. Plumbing improvements 1. 2.
Roof replacement HV AC improvements
FE,:') ,) " ••J £"
Attach information if necessary.
In accordance with the provisions of federal laws and regulations governing Qualified Zone Academy Bonds (QZAB); request is hereby made for an allocation of such QZAB in the amount of three million dollars ($3,000,000.) The USD agrees to meet all federal laws and regulations governing Qualified Zone Academy Bonds and the School Board has approved this application.
January 7. 2014 Date
For KSDE Use Only
$ 755,000 $ 2,245,000
Date: Signed: ~~"""""':"""--+-----of-----"'=---'---""""----
-'
2800 MCGEE TRAFFICWAY KANSAS CITY, MISSOURI 64108 (81 6) 221 -4042 (800) 432-4042 FAX (816) 221-4048
Qualified Zone Academy Bond Program (QZAB)
Atchison Counly CommunilY Schools USD 377
School District's Legal Name:
306 Main Street Effingham, KS 66023-0289
Address:
Superintendent:
Stevell Wiseman
Phone:
913-833-5050
E-Mail Address:
[email protected]
Fax:
913-833-5210
Estimated Amount Requested:
$3 million
District's Contact Person:
Steven Wiseman
Contact's E-Mail Address:
WiSCJlHlIlS@lIsd377 olg
School District's Attorney:
Lany Mems
Phone:
913-833-5050
McLiney And Company will handle all steps necessary for a successful QZAB financing. • • •
• •
By signing below, you are authorizing McLiney And Company to proceed with the financing on your behalf. If QZABs are not available, McLiney And Company will advise as to other metlnds of financing available. The cost of issuance will be five percent (5%) of the issue size and paid to McLiney And Company upon a successful closing. Two percent (2%) of the fee will be paid from bond proceeds, and the remaining three percent (3%) will be paid from other sources. McLiney And Company will pay all mutually agreed upon costs of issuance. If you terminate this agreement, and proceed with a QZAB financing, you will pay to McLiney And Company a fee equal to 2.0% to help us recoup our expenses. If the tinancing is unsuccessful for any reason, you will owe McLiney And Compary nothing.
AllthOi izeti S'IlI1:UII'"
McLiney And Company
Date
DISCLOSURE The follOWing are certain regulatory disclosures as required by the Municipal Securities Rulemaking Board. As part of our services, we may provide advice concerning the structure, timing, terms, and other similar matters concerning an issue of municipal securities that we are underwriting or placing. We intend to serve as an underwriter or placement agent and not as finanCial advisor to you in this transaction; and our primary role is to purchase securities for resale to investors or arrange for the underwriting or placement of securities in an arm 'slength commercial transaction. We have financial and other interests that differ from yours. (Continued on reverse side)
12/18113
DISCLOSURE (CONTINUED)
MSRB RULES 0-17 AND NOTICE 2012-25 McLiney And Company is required to make the following disclosures in addition to the disclosure on page one of this agreement: (i)
MSRB 0-17 requires an underwriter to deal fairly at all times with both municipal issuers and investors.
(ii)
Unlike a municipal advisor, the underwriter does not have a fiduciary duty to the issuer under the federal securities laws and it, therefore, is not required by federal law to act in the best interests of the issuer without regard to its own financial or other interests.
(iii)
The Underwriter has a duty to purchase securities from the issuer at a fair and reasonable price, but must balance that duty with its duty to sell municipal securities to investors at prices that are fair and reasonable; and
(iiii)
The underwriters will review the official statement for the issuer's securities in accordance with, and as part of, its responsibilities to investors under the federal laws, as applied to the facts and circumstances of the transaction.
JAN 15 2D14
~ansas State Department of Education
Send to: KSDE, School Finance 120 S.E. 10th Avenue Topeka, KS 66612
AOMINISTAAT REQUEST FOR ALLOCATION OF
FISCAL
SEAVI~~~
QUALIFIED ZONE ACADEMY BONDS Unified School District Name Atchison County Community Scbools Address 306 Main Street
USDNo. 377
City, State, Zip Effingham, 1(S 66023
Telephone No. Contact Person (913) 833-5050
Fax Number (913) 833-5210
Superintendent Name (Print or Type) Stephen E. Wiseman
Briefly describe the expenditures that the district will use these bonds to cover:
List all attendance centers in your district established as a "qualified zone academy" : 1.
Atchison County Community Junior Senior High School
2.
Atchison County Community Elementary School
I. HV AC Improvements 2. Lighting and electrical improvements 3. Plumbing improvements 1. 2.
Roof replacement HV AC improvements
FE,:') ,) " ••J £"
Attach information if necessary.
In accordance with the provisions of federal laws and regulations governing Qualified Zone Academy Bonds (QZAB); request is hereby made for an allocation of such QZAB in the amount of three million dollars ($3,000,000.) The USD agrees to meet all federal laws and regulations governing Qualified Zone Academy Bonds and the School Board has approved this application.
January 7. 2014 Date
For KSDE Use Only
$ 755,000 $ 2,245,000
Date: Signed: ~~"""""':"""--+-----of-----"'=---'---""""----
-'
