An Investment Plan for Europe - Castille Institute
An Investment Plan for Europe: Capital Markets Union and ELTIFs [Q4 2017] 1st November 2017 I 3.30 - 6.30pm Castille, Casa Leone, Floriana Price - €120 Trainer - Dr Stefan Berry
On the occasion of President Juncker’s 2016 State of the Union address, the European Commission has set out the next steps to accelerate the completion of the Capital Markets Union (CMU), a key building block of the Commission’s Investment Plan for Europe. It seeks to give businesses access to alternative, more diverse sources of funding so they can thrive. It makes Europe’s financial system more stable and allows capital to move more freely across borders in the Single Market so that it can be put to good use to support our companies and offer Europeans more investment opportunities. The European Long-Term Investment Funds (ELTIFs) Regulation is part of a far-reaching agenda that is trying to realise the European ambitions for a new era of growth; building a symbiotic cooperation between real economy and financial markets. This Regulation is to allow investors, across the EU, to participate in the strengthening of the European economy by investing in a new vehicle that will focus on infrastructure and other real assets designed to enable social and economic benefit. This innovative product should enable new money, a lot of it currently placed in cash and deposit accounts, to be invested by smaller investors and high net worth individuals into the EU economy through real assets.
Target Audience * Investments, Securities operators & Corporate service providers * Company Secretaries, Executive and Non-Executive Directors serving on Boards of (MFSA) licensed entities * Individuals serving on Boards and Committees * Audit, accountancy & legal professionals * Other personnel operating in the financial services industry
Course Outline 3.00pm - Welcome Coffee & Registrations 3.30pm - Part 1 - A foreword on the Evolving Financial Services in the EU - Highlights from the 2015 Green Paper: Building a Capital Markets Union - Action Plan on Building a Capital Markets Union and Status Report - Time-line leading to the Long-term Investment Funds Regulation - Notional definitions 4.45pm - Coffee Break 5.00pm - Part 2 - Who can offer an ELTIF? Who can invest in an ELTIF? - Eligible investments for an ELTIF - Portfolio composition and diversification; redemption - Transparency and Marketing - The local perspective and instruments available 6.15pm - Summary + Q&A
DR Stefan Berry
Dr Stefan John Berry. By profession, Stefan is a lawyer with a specialisation in EU Commercial Law and over 15 years experience in the financial services industry. He commenced his professional career at PricewaterhouseCoopers (PWC) and later joined Lombard Bank Malta plc, a well-established and highly reputable local retail credit institution, where he helped set up and consolidate the Compliance, Risk Management and MLRO functions. He then moved on to Middlesea Insurance plc (part of the MAPFRE Group, Spain), where he has provided Compliance and Company Secretarial services to Maltese insurance and reinsurance companies that passport their products in the European Union. Thereafter, Stefan served as Company Secretary, in-house Legal Counsel, Compliance Officer and MLRO with a number of MFSA-licenced institutions, authorised to passport their products and services to other EU Member States. Stefan is currently very involved in providing advisory services on Internal Controls for FinServ and FinTech licenced entities.
castilleinstitute.com
Investemnt Plan for Europe (1st November 2017) – Registration Form
Registration & Payment Methods Call to reserve a seat on: +356 20933000
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Pjazza Robert Sammut, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEB
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 120 per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
On the occasion of President Juncker’s 2016 State of the Union address, the European Commission has set out the next steps to accelerate the completion of the Capital Markets Union (CMU), a key building block of the Commission’s Investment Plan for Europe. It seeks to give businesses access to alternative, more diverse sources of funding so they can thrive. It makes Europe’s financial system more stable and allows capital to move more freely across borders in the Single Market so that it can be put to good use to support our companies and offer Europeans more investment opportunities. The European Long-Term Investment Funds (ELTIFs) Regulation is part of a far-reaching agenda that is trying to realise the European ambitions for a new era of growth; building a symbiotic cooperation between real economy and financial markets. This Regulation is to allow investors, across the EU, to participate in the strengthening of the European economy by investing in a new vehicle that will focus on infrastructure and other real assets designed to enable social and economic benefit. This innovative product should enable new money, a lot of it currently placed in cash and deposit accounts, to be invested by smaller investors and high net worth individuals into the EU economy through real assets.
Target Audience * Investments, Securities operators & Corporate service providers * Company Secretaries, Executive and Non-Executive Directors serving on Boards of (MFSA) licensed entities * Individuals serving on Boards and Committees * Audit, accountancy & legal professionals * Other personnel operating in the financial services industry
Course Outline 3.00pm - Welcome Coffee & Registrations 3.30pm - Part 1 - A foreword on the Evolving Financial Services in the EU - Highlights from the 2015 Green Paper: Building a Capital Markets Union - Action Plan on Building a Capital Markets Union and Status Report - Time-line leading to the Long-term Investment Funds Regulation - Notional definitions 4.45pm - Coffee Break 5.00pm - Part 2 - Who can offer an ELTIF? Who can invest in an ELTIF? - Eligible investments for an ELTIF - Portfolio composition and diversification; redemption - Transparency and Marketing - The local perspective and instruments available 6.15pm - Summary + Q&A
DR Stefan Berry
Dr Stefan John Berry. By profession, Stefan is a lawyer with a specialisation in EU Commercial Law and over 15 years experience in the financial services industry. He commenced his professional career at PricewaterhouseCoopers (PWC) and later joined Lombard Bank Malta plc, a well-established and highly reputable local retail credit institution, where he helped set up and consolidate the Compliance, Risk Management and MLRO functions. He then moved on to Middlesea Insurance plc (part of the MAPFRE Group, Spain), where he has provided Compliance and Company Secretarial services to Maltese insurance and reinsurance companies that passport their products in the European Union. Thereafter, Stefan served as Company Secretary, in-house Legal Counsel, Compliance Officer and MLRO with a number of MFSA-licenced institutions, authorised to passport their products and services to other EU Member States. Stefan is currently very involved in providing advisory services on Internal Controls for FinServ and FinTech licenced entities.
castilleinstitute.com
Investemnt Plan for Europe (1st November 2017) – Registration Form
Registration & Payment Methods Call to reserve a seat on: +356 20933000
Complete, scan and e-mail to: [email protected]
Write a cheque payment to: Castille Staffing Limited Mail to: Castille Institute Casa Leone, Pjazza Robert Sammut, Floriana FRN 1200
Bank Transfer in Euro Denomination: HSBC Bank A/C – Castille Staffing Ltd IBAN: MT64 MMEB 4433 6000 0000 3330 7133 001 Swift: MMEB
Delegate(s) Personal Details 1st DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
2nd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
3rd DELEGATE
Mr/Mrs/Ms Job Title Company Address Telephone Email
Fee, Terms & Conditions
= Eur 120 per delegate
The registration fee includes participation to the course, coffee break(s), lunch and distributed material. All bookings are considered binding on receipt of the signed booking form, followed with an Invoice. Please note that payment must be received prior to start of the training session, otherwise settlement must be made within 30 days from the issue of the invoice. Cancellation – Cancellations made within five (5) working days prior to commencement date of each course will not be accepted and the fees will not be refunded. Substitutions are welcome at any time without any additional charge. Disclaimer – Castille reserves the right to change or cancel any part of its published services in its entirety due to unforeseen circumstances without penalty. You agree not to copy any of the published material without Castille written consent. You are required to have read and understood these terms and conditions before signing this registration form. Data Protection – The information you provide will be safeguarded by Castille and will mainly be used to keep you informed of relevant products and services. We are committed to ensure the privacy of individuals in relation to personal data confidentiality. The contact or other information obtained will in no circumstances be disclosed to third parties except to Castille Staff Members engaged in providing you with information about upcoming news, events, services and offers. The data protection terms and any dispute arising out or in connection with the data protection, shall be governed by and construed in accordance with the Laws of Malta.
